13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 363 holding rows worth $1,905,158,000.
- Accession
- 0000950123-13-006857
- Filer
- CIK 1257391
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 363 entries on the cover page, a total value of $1,905,158,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,905,158,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWhitebox Multi-Strategy Advisors, LLC
- included managerWhitebox Concentrated Convertible Arbitrage Advisors, LLC
- included managerWhitebox Credit Arbitrage Advisors, LLC
- included managerWhitebox Special Opportunities Advisors, LLC
- included managerWhitebox Asymmetric Advisors, LLC
- included managerPandora Select Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 97,193,000 | $221,519,000 | thousands by filing date | principal |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 47,810,000 | $143,998,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,933,286 | $118,399,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 31,549,000 | $91,691,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 41,061,000 | $63,608,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 25,631,000 | $61,028,000 | thousands by filing date | principal |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 23,848,000 | $54,659,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 29,901,000 | $54,243,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 34,269,000 | $46,957,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 29,519,000 | $36,917,000 | thousands by filing date | principal |
| NEWS CORP | 65248E203 | CL B | 1,096,042 | $35,972,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 24,874,000 | $30,844,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 187,675 | $30,030,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,465,993 | $29,849,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 27,055,534 | $27,275,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 10,238,000 | $25,198,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,975,089 | $25,024,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 17,392,000 | $24,746,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 19,706,000 | $23,826,000 | thousands by filing date | principal |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 18,302,000 | $23,263,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 20,377,410 | $20,021,000 | thousands by filing date | principal |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 9,500,000 | $20,003,000 | thousands by filing date | principal |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 5,000,000 | $19,058,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 12,086,000 | $18,347,000 | thousands by filing date | principal |
| AV HOMES INC | 00234PAB8 | BOND | 14,979,000 | $18,343,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 670,955 | $15,989,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 12,933,000 | $15,353,000 | thousands by filing date | principal |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 13,650,324 | $14,495,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 190,650 | $13,281,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 76,232 | $13,255,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 10,500,000 | $12,845,000 | thousands by filing date | principal |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 5,577,000 | $12,032,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 883,440 | $11,759,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 12,015,000 | $11,735,000 | thousands by filing date | principal |
| DELL INC | 24702R101 | COM | 876,531 | $11,702,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 147,083 | $10,830,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 638,545 | $10,485,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 581,768 | $10,454,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 8,248,000 | $9,132,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 212,891 | $8,775,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 8,500,000 | $8,582,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 279,391 | $8,547,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 547,718 | $7,564,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 317,183 | $7,292,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 32,761,000 | $7,126,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,167,195 | $7,015,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 4,250,000 | $6,774,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 171,913 | $6,436,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 535,863 | $5,653,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449AJ7 | BOND | 5,000,000 | $5,518,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 590,509 | $5,468,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 416,637 | $5,075,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 455,558 | $4,838,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 144,966 | $4,800,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 4,500,000 | $4,741,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000,000 | $4,721,000 | thousands by filing date | principal |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 256,242 | $4,474,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 127,871 | $4,431,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 771,507 | $4,320,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 10,114,000 | $4,314,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 92,379 | $3,933,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 85,697 | $3,921,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 73,010 | $3,644,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 112,132 | $3,358,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 539,169 | $3,354,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 182,394 | $3,300,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 953,748 | $3,233,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 189,162 | $3,187,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 167,832 | $3,117,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 2,773,000 | $3,101,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 181,707 | $3,089,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,160,159 | $3,074,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 185,083 | $3,026,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 123,096 | $3,005,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 58,275 | $2,907,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,423,451 | $2,904,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 176,499 | $2,799,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 15,610 | $2,757,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 94,146 | $2,719,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 170,012 | $2,713,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 193,051 | $2,695,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 2,354,629 | $2,637,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 46,234 | $2,629,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 53,352 | $2,589,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 105,594 | $2,567,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 150,681 | $2,543,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 760,415 | $2,540,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 218,172 | $2,498,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 872,113 | $2,494,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 113,000 | $2,474,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 413,192 | $2,458,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 66,948 | $2,442,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 36,336 | $2,404,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 102,831 | $2,384,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,216,400 | $2,214,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 42,300 | $2,188,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 39,800 | $2,157,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 91,125 | $2,156,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 85,990 | $2,155,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 182,400 | $2,119,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 374,806 | $2,106,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 279,100 | $2,104,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 35,315 | $2,095,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 10,877 | $2,065,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 30,620 | $2,005,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 121,052 | $1,995,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 39,191 | $1,987,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 216,704 | $1,985,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 39,926 | $1,958,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 32,678 | $1,958,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 416,350 | $1,957,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 138,190 | $1,936,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 36,984 | $1,904,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 85,500 | $1,886,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 60,969 | $1,873,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,377 | $1,842,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 200,265 | $1,836,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 61,348 | $1,801,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 16,526 | $1,796,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 97,300 | $1,778,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 76,961 | $1,760,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 61,000 | $1,756,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 69,088 | $1,729,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 46,771 | $1,726,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628EAA2 | NOTE 4.000% 7/1 | 1,704,000 | $1,716,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 25,661 | $1,706,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 580,263 | $1,613,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,733 | $1,611,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 96,982 | $1,606,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 46,171 | $1,594,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 25,002 | $1,577,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,982 | $1,574,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 43,469 | $1,569,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 221,396 | $1,563,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 19,044 | $1,561,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 369,198 | $1,532,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 76,237 | $1,509,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,500,000 | $1,497,000 | thousands by filing date | principal |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 121,500 | $1,482,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 3,577 | $1,474,000 | thousands by filing date | call |
| 38259p508 | COM | 1,662 | $1,463,000 | thousands by filing date | ||
| PepsiCo,Inc. | 713448108 | COM | 17,811 | $1,457,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 41,268 | $1,453,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,240 | $1,448,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 73,014 | $1,436,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 254,308 | $1,424,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 57,084 | $1,404,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 38,444 | $1,386,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 66,344 | $1,379,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 59,739 | $1,375,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 121,186 | $1,373,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 593,528 | $1,330,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,090 | $1,326,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 37,500 | $1,300,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 31,031 | $1,289,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 50,695 | $1,267,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,774 | $1,251,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 5,000 | $1,245,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 13,669 | $1,235,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 16,467 | $1,230,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 38,642 | $1,228,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 140,915 | $1,227,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,131 | $1,225,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 39,036 | $1,201,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 18,509 | $1,197,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,979 | $1,180,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 22,176 | $1,172,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 365,730 | $1,159,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 78,231 | $1,151,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 32,738 | $1,150,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 25,058 | $1,135,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,160 | $1,130,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,500 | $1,124,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 87,166 | $1,121,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 15,400 | $1,119,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 24,586 | $1,115,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 98,700 | $1,107,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 42,500 | $1,102,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 41,914 | $1,098,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 61,775 | $1,096,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,250 | $1,089,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,352 | $1,086,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16,317 | $1,081,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 98,521 | $1,078,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 10,792 | $1,068,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66,020 | $1,060,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,896 | $1,056,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 53,323 | $1,048,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 307,334 | $1,042,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 15,000 | $1,034,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 74,463 | $1,033,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 49,600 | $1,029,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 27,500 | $1,028,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 32,014 | $1,018,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 42,500 | $1,018,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,644 | $1,017,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 119,115 | $1,017,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 20,622 | $1,013,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,133 | $999,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 16,150 | $996,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 44,977 | $987,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 29,881 | $985,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,862 | $982,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 96,500 | $982,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,956 | $979,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,636 | $976,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,304 | $964,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10,400 | $949,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 55,961 | $943,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 32,866 | $942,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,937 | $919,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22,471 | $919,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 9,750 | $917,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 13,500 | $889,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,500 | $888,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 83,800 | $887,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 126,578 | $885,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 39,944 | $882,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 15,438 | $881,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 26,740 | $879,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,416 | $877,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,710 | $865,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 32,750 | $862,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 77,092 | $853,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,016 | $852,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 53,075 | $840,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,977 | $838,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 75,000 | $828,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 40,600 | $827,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 1,622 | $823,000 | thousands by filing date | call |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 68,866 | $822,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 33,100 | $821,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,544 | $816,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 40,900 | $814,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,017 | $803,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 32,174 | $775,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 16,450 | $775,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 104,500 | $768,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 95,135 | $762,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 106,803 | $756,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,334 | $748,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 216,596 | $747,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,674 | $745,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 73,456 | $741,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 16,401 | $735,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,683 | $733,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 34,098 | $718,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 143,103 | $713,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,651 | $712,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 78,300 | $694,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 255,650 | $693,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 72,998 | $689,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,274 | $675,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 12,106 | $672,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,401 | $670,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43,812 | $670,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 17,605 | $667,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 68,751 | $657,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,626 | $648,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 90341W958 | COM | 1,904 | $643,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 149,000 | $630,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 7,671 | $628,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 92,113 | $620,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 36,120 | $618,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 1,000 | $610,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 7,646 | $607,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 40,408 | $607,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 22,000 | $602,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,933 | $601,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 25,000 | $600,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 43,041 | $600,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7,418 | $579,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,749 | $567,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 199,488 | $565,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 37,549 | $560,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 88,829 | $560,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 27,991 | $549,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,944 | $547,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 38,374 | $546,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 45,186 | $546,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,642 | $543,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,405 | $538,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 2,500 | $535,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 80,940 | $535,000 | thousands by filing date | |
| PULTE GROUP INC | 745867951 | COM | 1,665 | $533,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 500,000 | $519,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,537 | $516,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 25,169 | $516,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 76,250 | $514,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 25,315 | $502,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 35,923 | $486,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,622 | $479,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 40,835 | $475,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,300 | $474,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 221,512 | $472,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 20,885 | $460,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 6,917 | $460,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,500 | $458,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,567 | $449,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 8,428 | $440,000 | thousands by filing date | |
| SUPERVALU INC | 868536953 | COM | 5,031 | $440,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,109 | $425,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,597 | $420,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 816 | $400,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 15,728 | $385,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,028 | $383,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 300,000 | $383,000 | thousands by filing date | principal |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 22,997 | $381,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,399 | $380,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 14,026 | $380,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 170,000 | $371,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 1,000 | $370,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,372 | $356,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 25,233 | $327,000 | thousands by filing date | put |
| BMC SOFTWARE INC | 055921100 | COM | 7,076 | $319,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 16,656 | $316,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 800 | $314,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 66,068 | $314,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,832 | $307,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,404 | $305,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,800 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 5,000 | $298,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 45,000 | $292,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,577 | $289,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 994 | $289,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 5,875 | $282,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 25,000 | $269,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,300 | $257,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 7,100 | $249,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,200 | $246,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 10,000 | $245,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,500 | $241,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,300 | $240,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 29,800 | $239,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 4,300 | $238,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,100 | $237,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,000 | $236,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,000 | $236,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,800 | $234,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 18,200 | $234,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,100 | $232,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,400 | $232,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,700 | $232,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 45,750 | $232,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,300 | $231,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 6,600 | $231,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,100 | $228,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,000 | $226,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 500 | $225,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 29,455 | $221,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 668 | $217,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 8,600 | $214,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 191,457 | $214,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 5,200 | $213,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 50,001 | $211,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 500 | $205,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 11,925 | $157,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 64,700 | $118,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 95,714 | $111,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 10,500 | $47,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 25,000 | $29,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S195 | *W EXP 12/31/201 | 19,700 | $16,000 | thousands by filing date | |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 52,340 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006857 | this filing | 2013-08-14 | acceptance time not in the bulk data set |