13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,482 holding rows worth $57,888,793,000.
- Accession
- 0000950123-13-006723
- Filer
- CIK 1423053
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 8,818 entries on the cover page, a total value of $57,888,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,888,793,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDUCATION MGMT CORP CMN STOCK | 28140M953 | Cmn | 4,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANNER CORPORATION CMN STOCK | 06652V958 | Cmn | 700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571958 | Cmn | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 4,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y952 | Cmn | 6,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465906 | CALL | 700 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS | 007973950 | COM | 1,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 5,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 1,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G952 | PUT | 1,100 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 349 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 19,365 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,587 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 10,485 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 17,017 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M100 | COM | 7,407 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROSEMI CORPORATION COMMON STOCK | 595137950 | Cmn | 1,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 1,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 1,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L903 | Cmn | 12,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 1,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC COM STK | 00826T908 | Cmn | 5,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP CMN STK | 091826907 | Cmn | 900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 4,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 5,800 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 8,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P904 | Cmn | 62,800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY ONE INC CMN STOCK | 294752900 | Cmn | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890956 | Cmn | 10,600 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATRIX SVC CO | 576853905 | COM | 1,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,611 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 9,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 7,064 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACOR HOLDINGS INC | 811904101 | COM | 267 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,984 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 901 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 13,522 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST CMN STK | 531172904 | Cmn | 600 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 11,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 1,700 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 10,700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 5,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LIMITED COMMON STOCK | G3682E957 | Cmn | 12,400 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 2,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638959 | Cmn | 2,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 4,001 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,145 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,767 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME PROPERTIES INC | 437306103 | COM | 316 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 6,590 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL ENGINES INC | 317485100 | COM | 457 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 8,942 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485906 | COM | 1,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCZ TECHNOLOGY GROUP INC | 67086E953 | Cmn | 14,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTERNATIONAL INC COMMON STOCK | 12802T951 | Cmn | 11,200 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LTD | G8988C955 | Cmn | 1,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORPORATION | 29076N906 | Cmn | 5,800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP958 | Cmn | 2,800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J901 | Cmn | 2,700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303959 | Cmn | 400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 9,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487905 | COM | 1,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 3,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 2,100 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,871 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 5,679 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A106 | COM | 62,622 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 17,907 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 5,917 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 9,413 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321902 | COM | 3,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HOLDINGS INC | 46118H904 | Cmn | 2,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 1,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RAPTOR PHARMACEUTICAL CORP | 75382F956 | Cmn | 2,100 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M902 | Cmn | 10,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A952 | Cmn | 2,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTL LTD CMN STOCK | 384313902 | Cmn | 2,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC CMN STK | 911268900 | Cmn | 2,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST PIPE CO CMN STOCK | 667746901 | Cmn | 700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES IN | 03820C905 | CALL | 400 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAFD INC | 938824959 | PUT | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATL CORP | 929566907 | CALL | 1,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIM HORTONS INC | 88706M103 | COM | 345 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 6,428 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LTD | G3682E127 | COM | 10,753 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153954 | COM | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q903 | Cmn | 1,100 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC CMN STK | 003654950 | Cmn | 900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158952 | Cmn | 17,400 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 4,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099901 | Cmn | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 16,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 14,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 1,800 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078950 | Cmn | 600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W907 | Cmn | 5,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEREX CORP NEW COM | 880779103 | Stock | 682 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP | 69331C958 | PUT | 400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926953 | COM NEW | 18,300 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 1,210 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 6,886 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V950 | Cmn | 8,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 3,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373952 | Cmn | 9,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 1,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 444 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027907 | COM | 1,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATRIX SVC CO | 576853955 | COM | 1,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 2,458 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 4,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 2,505 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 2,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q953 | Cmn | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC CMN STOCK | 75605L958 | Cmn | 2,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743907 | Cmn | 1,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 1,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 6,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 8,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| O-I GLASS, INC. | 690768403 | COM | 593 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 357 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 7,337 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 13,339 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E906 | COM | 1,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIHUA INTERNATIONAL INC | 532352901 | Cmn | 3,400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICEMAX INC | 67622P951 | Cmn | 1,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 3,700 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 7,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LIMITED COM STK | Y2711Y904 | Cmn | 16,500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 2,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,861 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 602 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908958 | COM | 1,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,629 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,218 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA LABS INC | 197779101 | COM | 24,604 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 7,096 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAYER EDUCATION INC | 863236905 | COM | 300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,082 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 532 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL RECTIFIER COMMON NEW YORK | 460254955 | Cmn | 700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T956 | Cmn | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 2,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T956 | Cmn | 1,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P907 | Cmn | 2,800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 3,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 4,900 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBE SPECIALTY METALS INC | 37954N956 | Cmn | 1,400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 35,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 20,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 3,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN PPTY TR | 133131902 | CALL | 200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 1,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 625 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 18,476 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITALGLOBE INC | 25389M877 | COM | 450 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIME ENERGY CO | 53261U205 | COM NEW | 21,253 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291902 | COM | 700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E909 | COM | 300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SERVICES INC | 492914906 | COM | 2,300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES COMMON STOCK | 602682955 | Cmn | 4,300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC COMMON STOCK | 45166R954 | Cmn | 4,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 639 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC | 09058V903 | COM | 8,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC | 705573953 | COM | 400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,648 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 30,853 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 13,465 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,825 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 10,323 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 21,314 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 28,972 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 3,560 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M902 | COM | 500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409908 | COM | 700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 2,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 2,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 4,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VELTI LTD | G93285907 | Cmn | 9,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 10,430 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 3,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 3,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 1,251 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC | 30161Q954 | COM | 2,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 14,216 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 172 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 4,967 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 10,799 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N305 | COM NEW | 11,476 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANZYME INC | 89413J102 | COM | 25,787 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 30,424 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U902 | Cmn | 2,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LTD | G8988C905 | Cmn | 600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVB FINANCIAL CORP CMN STK | 126600955 | Cmn | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 5,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J904 | Cmn | 2,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373902 | Cmn | 6,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 4,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC CMN STOCK | 670002904 | Cmn | 5,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 5,227 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 11,210 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 934 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908908 | COM | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 2,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SR LIVING INC | 112463954 | COM | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APTARGROUP INC | 038336953 | PUT | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Concur Technologies, Inc. | 206708109 | COM | 130 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 5,864 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 19,955 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 2,837 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 6,506 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 90 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164900 | COM | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153904 | COM | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045952 | Cmn | 3,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846953 | Cmn | 3,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 4,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916957 | Cmn | 3,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 177 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC COM | 576323109 | Stock | 309 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK HAWAII CORP | 062540109 | COM | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIANCE INC | 759509102 | COM | 151 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC | 457669957 | COM PAR $.01 | 800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 444 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W959 | PUT | 700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X902 | COM | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 74 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 6,248 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 2,393 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 11,109 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 6,783 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINANCIAL INC | 55272X902 | COM | 1,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 10,462 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP CMN STK | 343468904 | Cmn | 2,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 1,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946904 | Cmn | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694955 | Cmn | 800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC -CL A CMN STK | 961840955 | Cmn | 2,200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 3,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) | 360921959 | Cmn | 2,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) | 360921909 | Cmn | 2,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 4,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 4,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP COMMON STOCK | 91688T954 | Cmn | 8,800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 276 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 189 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL AGRIC MTG CORP | 313148906 | CL C | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORE LABORATORIES N V | N22717107 | COM | 61 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 3,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 553 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delcath Systems Inc | 24661p104 | COM | 23,879 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 2,847 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC CMN STK | 185860903 | Cmn | 5,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 4,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515958 | Cmn | 3,900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X902 | Cmn | 2,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805909 | Cmn | 4,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306906 | Cmn | 9,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639908 | Cmn | 5,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315901 | Cmn | 1,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 681 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 6,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC | 27579R954 | COM | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 587 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882906 | COM | 1,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOLTEK COMPANIES INC | 98975W954 | COM | 600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 2,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORBITZ WORLDWIDE INC | 68557K959 | Cmn | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORPORATION | 29076N956 | Cmn | 2,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R905 | Cmn | 1,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 1,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO CMN STK | 44244K909 | Cmn | 600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954907 | Cmn | 16,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728956 | Cmn | 600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 3,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 5,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PMC - SIERRA INC CMN STK | 69344F956 | Cmn | 1,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 1,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210953 | Cmn | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANSYS INC COM | 03662Q105 | COM | 96 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607957 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 1,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W908 | CALL | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755958 | PUT | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Berry Petroleum | 085789105 | COM | 170 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 654 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 7,236 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,691 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 36,296 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 334 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 496 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P953 | COM | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442503 | COM | 10,253 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515908 | Cmn | 3,300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 1,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC COMMON STOCK | 80517Q900 | Cmn | 13,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 2,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R904 | Cmn | 4,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MINDSPEED TECHNOLOGIES COMMON STOCK | 602682905 | Cmn | 2,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V900 | Cmn | 2,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE INC | 09746Y955 | Cmn | 800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 4,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 4,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y902 | Cmn | 2,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,218 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILYSYS INC | 00847J105 | COM | 566 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 3,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271950 | PUT | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 562 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 133 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 2,495 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235T107 | COM | 236 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 3,654 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954107 | COM | 13,241 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 132 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627954 | COM | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL INC | 68213N959 | Cmn | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805959 | Cmn | 3,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P954 | Cmn | 15,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 2,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023950 | COM | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P959 | PUT | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER BULL RES INC | 827458100 | COM | 12,815 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 54 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON REIT | 939653901 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 8,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 869 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941109 | COM | 110 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926903 | COM NEW | 4,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TD SYNNEX CORPORATION | 87162W950 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758908 | CALL | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 263 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 154 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 226 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 16,568 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 58,485 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,514 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUBIC ENERGY INC | 229675103 | COM | 14,554 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 8,296 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155953 | COM | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWLEAD HOLDINGS LTD | G64626115 | SHS | 23,041 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP CMN STK | 343468954 | Cmn | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 1,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA ARMCO METALS INC | 16936C108 | Cmn | 11,310 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L.P. COMMON STOCK | 435763957 | Cmn | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 2,700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC COM STK | 00826T958 | Cmn | 800 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J907 | Cmn | 1,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 2,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 9,800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP COMMON STOCK | 91688T904 | Cmn | 3,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USEC INC CMN STOCK | 90333E958 | Cmn | 12,900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 256 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 120 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382906 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224951 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 2,301 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nextera Energy, Inc. | 65339F887 | PFD | 58 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411808 | PFD CONV SER D | 59 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 123 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603956 | COM | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRIENDFINDER NETWORKS INC | 358453306 | COM IPO | 10,964 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWIFT TRANSN CO | 87074U951 | Option | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTL SPEEDWAY CORP CL A CMN STOCK | 460335901 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M900 | Cmn | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 2,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 1,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 2,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC COMMON STOCK | 09065V952 | Cmn | 3,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE HANKS INC CMN STK | 416196903 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 2,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R950 | Cmn | 3,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R900 | Cmn | 3,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LTD COMMON STOCK | G67828956 | Cmn | 2,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC CMN STOCK | 26882D959 | Cmn | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMM ILLINOIS HOLDINGS INC. COMMON S | 209034907 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 1,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 54 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 77 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M904 | COM NEW | 900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076954 | COM | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 249 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 115 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H951 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 438 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T3 MOTION INC XXXREGISTRATION REVOKED BY THE SEC EFF: 07/16/19 | 89853X306 | STOK | 59,951 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 67 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES TR III | 00808N202 | PFD CV 6.75% | 41 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC CMN STK | 185860953 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP | 46113M958 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES COMMON STOCK | 302051906 | Cmn | 17,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L953 | Cmn | 900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271958 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 2,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC CMN STOCK | 293904958 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 16,178 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A900 | Cmn | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W902 | Cmn | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 90 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 47 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P902 | CALL | 3,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G901 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVB FINL CORP | 126600905 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC | 09058V953 | COM | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D956 | COM | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q905 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163903 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 29 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 71 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOPETRO RESOURCES CO | 37248H304 | COM | 11,352 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B119 | CMN | 500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967226 | WARRANT | 800 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 10,100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T950 | Cmn | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808952 | Cmn | 1,500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC COMMON STOCK | 361652909 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954957 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901956 | Cmn | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55305B101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANIXTER INTL INC | 035290105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC CORP | 045487113 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BEAZER HOMES USA INC | 07556Q501 | UNIT 99/99/9999 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CROSSHAIR ENERGY CORP | 22765F105 | COM | 15,969 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P951 | Cmn | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOSANTE PHARMACEUTICALS INC COMMON STOCK | 09065V902 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P901 | Cmn | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006723 | this filing | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-13-008775 | added | 2013-11-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-001281 | added | 2014-02-07 | acceptance time not in the bulk data set |