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13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.

AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 4,642 holding rows worth $16,721,367,000.

Accession
0000950123-13-006352
Filed
2013-08-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2013

A holdings report, 8,976 entries on the cover page, a total value of $16,721,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,721,367,605 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerSUNAMERICA ASSET MANAGEMENT CORP. 028-02725
  • included managerFSC SECURITIES CORPORATION 028-11910
  • included managerSAGEPOINT FINANCIAL, INC. 028-12857
  • included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ROYAL BK OF SCOTLAND PLC78009P143RBS NASD LKD41537$15,782dollars, detected
ACURA PHARMACEUTICALS INC00509L703COM NEW8,339$15,677dollars, detected
ISHARES TR464289198MSCI EMG MATS1,014$15,616dollars, detected
MARKET VECTORS ETF TR57060U530LAT AM SML CAP820$15,588dollars, detected
MADISON COVERED CALL & EQUITY557437100COM1,966$15,587dollars, detected
ISHARES TR46429B309MSCI INDONIA ETF500$15,585dollars, detected
INVESCO DYNAMIC CR OPPORTUNI46132R104COM1,170$15,303dollars, detected
ALLISON TRANSMISSION HLDGS I01973R101COM660$15,233dollars, detected
AGRIUM INC008916108COM175$15,218dollars, detected
PIMCO BUILD72201R825BLD AMER BD FD300$15,156dollars, detected
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF1,200$15,085dollars, detected
WISDOMTREE TRUST97717W828ASIA PAC EXJP FD238$15,068dollars, detected
GABELLI UTIL TR36240A101COM2,313$14,965dollars, detected
GABELLI DIVID & INCOME TR36242H104COM774$14,952dollars, detected
BLACKROCK MUNIENHANCED FD IN09253Y100COM1,300$14,924dollars, detected
PROSHARES TR74347R123SHT INV GRD CP450$14,859dollars, detected
ISHARES INC MSCI CHILE ETF464286640MSCI CHILE ETF276$14,847dollars, detected
PROSHARES TR74347X641SHRT RL EST FD565$14,724dollars, detected
DOMINION RES BLACK WARRIOR T25746Q108UNITS BEN INT3,505$14,686dollars, detected
SASOL LTD803866300SPONSORED ADR338$14,639dollars, detected
FIRST TR EXCHANGE-TRADED ALP33733F101COM SHS388$14,636dollars, detected
ISHARES TR464288521CRE U S REIT ETF360$14,616dollars, detected
SPDR INDEX SHS FDS78463X400CMN228$14,615dollars, detected
ISHARES GOLD TRUST464285955COM151$14,590dollars, detectedput
GABELLI CONVERTIBLE & INCOME S36240B109COM2,350$14,523dollars, detected
PAA NAT GAS STORAGE L P693139107COM UNIT LTD686$14,433dollars, detected
SYNACOR INC871561106COM4,646$14,403dollars, detected
EATON VANCE SHORT DURATION D27828V104COM887$14,352dollars, detected
MARKET VECTORS - COAL ETF57060U837COM808$14,269dollars, detected
PIMCO NEW YORK MUN INCM72201E105FD 1 COM1,500$14,265dollars, detected
BOOZ ALLEN HAMILTON HLDG CORP CL A099502106Stock819$14,234dollars, detected
PROSHARES TR74347X633ULTRA FNCLS NEW152$14,197dollars, detected
SINOVAC BIOTECH LTDP8696W104SHS3,600$14,148dollars, detected
FIRST TR NASDAQ SMART PHONE33737K106COM SHS500$14,139dollars, detected
DUFF & PHELPS26432K108EXCHANGE TRADED1,290$14,126dollars, detected
iShares S&P Global Clean Energy Index Fund464288224COM1,610$14,073dollars, detected
BARCLAYS BK PLC06741L609IPATH DYNM VIX329$14,065dollars, detected
CARNIVAL PLC ADS14365C103ADR400$14,024dollars, detected
POSCO HOLDINGS INC SPONSORED ADR693483109ADR215$13,992dollars, detected
POWERSHARES ETF TR II73937B761FND INV GR CP560$13,897dollars, detected
BLACKROCK MUN INCOME TR09248F109SH BEN INT1,000$13,870dollars, detected
Invesco Global Listed Private Equity ETF73935X195ETF1,265$13,801dollars, detected
FIRST TRUST ENHANCED EQUITY IN337318109COM1,090$13,745dollars, detected
PROSHARES TR74347R818PSHS ULT SCAP600190$13,710dollars, detected
NUVEEN PERFORMANCE PLUS MUN67062P108COM945$13,599dollars, detected
POWERSHARES73935X278EXCHANGE TRADED535$13,546dollars, detected
BG MEDICINE INC08861T107COM10,158$13,510dollars, detected
COHEN & STEERS SELECT PFD &19248Y107COM520$13,489dollars, detected
GRUPO SIMEC SAB DE C V400491106ADR1,000$13,480dollars, detected
FIRST TR EXCHANGE-TRADED FD33718M105COM SHS ANNUAL507$13,365dollars, detected
ISHARES TR464288547RETAIL CAP IDX364$13,337dollars, detected
ISHARES TR464288174GL TIMB FORE ETF293$13,264dollars, detected
APRICUS BIOSCIENCES INC03832V109COM5,630$13,231dollars, detected
ZWEIG TOTAL RETURN FD INC989837208COM1,027$13,207dollars, detected
SILVERCORP METALS INC COMP82835P103EQUITY4,670$13,169dollars, detected
PROSHARES TR74347R214PSHS ULT NASB145$13,144dollars, detected
COHEN & STEERS CLOSED-END OP19248P106COM1,000$13,130dollars, detected
ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT02052T109COM550$13,090dollars, detected
POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI73936T458ETF558$12,890dollars, detected
NAVIOS MARITIME HOLDINGS INCY62196103COM2,300$12,880dollars, detected
GABELLI HEALTHCARE & WELLNES36246K103SHS1,314$12,877dollars, detected
CERES INC156773103COM4,109$12,861dollars, detected
WESTERN ASSET HIGH INCOME OP95766K109COM2,162$12,842dollars, detected
GAFISA S A362607301SPONS ADR5,100$12,801dollars, detected
VANGUARD SCOTTSDALE FDS92206C714COM175$12,723dollars, detected
WILLIS GROUP HOLDINGS PLCG96666105COM312$12,723dollars, detected
KOSMOS ENERGY LTDG5315B107SHS1,245$12,649dollars, detected
BAYTEX ENERGY CORP COM07317Q105Stock350$12,614dollars, detected
ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS03938L104COM1,126$12,611dollars, detected
UBS AG JERSEY BRH902641737CMCI FOOD ETN500$12,560dollars, detected
FRANKLIN MASTER INTER INCOME SH BEN INT746909100CEF2,500$12,450dollars, detected
IPATH GSCI TOTAL RETURN INDEX ETF (GSP)06738C794ETF400$12,448dollars, detected
ISHARES TR46429B606MSCI POLAND ETF511$12,428dollars, detected
GENMARK DIAGNOSTICS INC372309104COM1,200$12,418dollars, detected
EATON VANCE TAX-ADVANTAGED BON27829M103COM SH BEN INT770$12,320dollars, detected
Vanguard Consumer Discretionary ETF92204A108SHS135$12,304dollars, detected
DWS HIGH INCOME TR23337C208SHS NEW1,300$12,142dollars, detected
TRAVELCENTERS OF AMERICA LLC894174101COM1,107$12,111dollars, detected
GLOBAL X FDS37950E861COPPER MNR ETF1,400$12,110dollars, detected
PACHOLDER HIGH YIELD FD INC693742108COM1,426$12,093dollars, detected
IMPERIAL OIL LTD COM NEW453038408Stock313$11,960dollars, detected
SPDR SERIES TRUST78464A797ST STR SP BANK416$11,951dollars, detected
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD824596100ADR367$11,939dollars, detected
POWERSHARES FUNDAMENTAL PURE73935X864COM580$11,832dollars, detected
PRUDENTIAL PLC ADR74435K204ADR361$11,813dollars, detected
INVESCO ADVANTAGE MUN INCOME46132E103SH BEN INT1,000$11,790dollars, detected
COTT CORP QUE22163N106COM1,500$11,715dollars, detected
Vanguard S&P Mid-Cap 400 ETF921932885SHS150$11,682dollars, detected
U.S. AUTO PARTS NETWORK INC90343C100COM10,155$11,678dollars, detected
POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED73936T524ETF380$11,636dollars, detected
PARTNER COMMUNICATIONS CO LT70211M109ADR1,850$11,600dollars, detected
MAGIC SOFTWARE ENTERPRISES LTD ORD559166103Stock2,150$11,589dollars, detected
WISDOMTREE TR97717W570US MIDCAP FUND161$11,587dollars, detected
SEARS HOMETOWN & OUTLET STOR812362101COM265$11,586dollars, detected
WISDOMTREE TR97717W133EMERG CUR STR FD575$11,529dollars, detected
PERION NETWORK LTDM78673106COMMON STOCK USD.011,000$11,450dollars, detected
REVOLUTION LIGHTING TECHNOLO76155G107COM2,857$11,428dollars, detected
BLACKROCK MUNIVEST FUND II09253T101COM733$11,362dollars, detected
REVETT MINERALS INC761505205COM NEW17,560$11,358dollars, detected
VOC ENERGY TR91829B103TR UNIT807$11,344dollars, detected
SPDR Portfolio Long Term Corporate Bond ETF78464A367SHS300$11,325dollars, detected
GROUPON INC399473107COMMON STOCK1,329$11,325dollars, detected
WPP PLC NEW ADR92937A102ADR132$11,271dollars, detected
ISHARES INC MSCI FRANCE ETF464286707ETF482$11,235dollars, detected
MECHEL OAO583840103SPONSORED ADR3,900$11,232dollars, detected
ISHARES INDIA 50 ETF464289529UIT EXCHANGE TRADED500$11,155dollars, detected
TCW CONV SECS FD INC872340104COM2,000$11,080dollars, detected
UNI-PIXEL INC904572203COM750$10,995dollars, detected
COMPX INTERNATIONAL INC20563P101COMMON STOCK784$10,945dollars, detected
SHIRE PLC82481R106COMMON STOCK-FO115$10,938dollars, detected
FIRST TR EXCHANGE-TRADED FD33736N101ALERIAN DISRUPT279$10,927dollars, detected
JAMES RIVER COAL CO470355207COM6,000$10,920dollars, detected
FIRST TRUST HIGH YIELD LONG/SH33738D408FIRST TR TA HIYL218$10,874dollars, detected
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR2,000$10,860dollars, detected
ARM HLDGS PLC042068106SPONSORED ADR299$10,832dollars, detected
ENVIVIO INC29413T106COM5,343$10,793dollars, detected
Abrdn Emerging Markets00301W105COM809$10,760dollars, detected
PROSHARES TR II74347W379UL VIXSTFUT ETF150$10,754dollars, detected
ALASKA COMMUNICATIONS SYS GR01167P101COM6,333$10,703dollars, detected
ARES CAP CORP04010LAD5NOTE 5.125% 6/010$10,638dollars, detectedprincipal
ROYAL BK SCOTLAND GROUP PL780097796SP ADR PREF M500$10,615dollars, detected
ISHARES TR464289446RUS TOP 200 ETF290$10,600dollars, detected
Schwab US REIT ETF808524847SHS330$10,586dollars, detected
EATON VANCE NJ MUNI INCOME T27826V106SH BEN INT827$10,586dollars, detected
BALTIC TRADING LTDY0553W103COM2,844$10,550dollars, detected
PIMCO INCOME STRATEGY FD II72201J104COM1,000$10,520dollars, detected
NUVEEN NY DIV ADVANTG MUN FD67070A101COM750$10,440dollars, detected
PERMA-FIX ENVIRONMENTAL SVCS714157104COM29,000$10,440dollars, detected
SPDR SERIES TRUST78464A474ST SHOR CORP ETF340$10,401dollars, detected
CLOUGH GLOBAL DIVID & INCOME18913Y103COM685$10,378dollars, detected
CROSSTEX ENERGY L P22765U102COM500$10,310dollars, detected
ENDEAVOUR SILVER CORP29258Y103COM3,000$10,290dollars, detected
PIMCO DYNAMIC INCOME FD72201Y101SHS350$10,238dollars, detected
BARCLAYS PLC ADR06738E204ADR594$10,169dollars, detected
NUVEEN SENIOR INCOME FUND67067Y104COM1,334$10,122dollars, detected
BARCLAYS BANK PLC06739H511ADS7.75%PFD S4400$10,100dollars, detected
TATA MTRS LTD876568502SPONSORED ADR428$10,032dollars, detected
NUVEEN GLOBAL INCOME OPPTY67073C104COM808$9,987dollars, detected
KAYNE ANDERSON ENRGY TTL RT48660P104COM333$9,967dollars, detected
BLACKROCK MUNIYIELD FUND09253W104COM675$9,963dollars, detected
BLACKROCK INVESTMENT QUALITY M09247D105COM650$9,724dollars, detected
SILICONWARE PRECISION INDS L827084864SPONSD ADR SPL1,549$9,713dollars, detected
Galena Biopharma Inc363256108COM4,349$9,655dollars, detected
ISHARES TR464288117INTL TREA BD ETF100$9,647dollars, detected
ALEXCO RESOURCE CORP01535P106COM8,500$9,520dollars, detected
ISHARES INC MSCI EURZONE ETF464286608MSCI EURZONE ETF292$9,484dollars, detected
ING INFRASTRUCTURE INDLS & M45685U100COM545$9,472dollars, detected
INDEXIQ ETF TR IQ GLB45409B883RES ETF365$9,446dollars, detected
ERICKSON AIR-CRANE INC29482P100COM500$9,405dollars, detected
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT1,797$9,344dollars, detected
CANON INC-ADR138006309SPONSORED ADR283$9,303dollars, detected
NUVEEN PA PREMIUM INC MUNI 267061F101COM700$9,297dollars, detected
WISDOMTREE TR97717W703INTL EQUITY FD202$9,293dollars, detected
BLACKHAWK NETWORK HOLDING INC09238E104COMMON STOCK400$9,280dollars, detected
FOSTER WHEELER AGH27178104COM425$9,227dollars, detected
BANK OF IRELAND-SPONS ADR46267Q202SPNS1,100$9,196dollars, detected
POWERSHARES DB MULTISECT C73936B507DB OIL FUND353$9,150dollars, detected
ISHARES TR464288844US OIL EQ&SV ETF160$9,072dollars, detected
MGT CAP INVTS INC COM NEW55302P202Equities1,750$9,013dollars, detected
PRUDENTIAL GLB SHT DUR HG YL74433A109COM500$8,940dollars, detected
UTSTARCOM HOLDINGS CORPG9310A114SHS NEW3,354$8,922dollars, detected
Etfs Phys Platinum Etf26922V101SH BEN INT68$8,913dollars, detected
ALLSPRING UTILITIES AND HIGH94987E109WF UTILITIES INC750$8,873dollars, detected
NEW ORIENTAL EDUCATION & TECHN647581107SPON ADR400$8,860dollars, detected
ISHARES TR464288497DEVSMCP EXNA ETF239$8,843dollars, detected
MFS GOVT MKTS INCOME TR552939100SH BEN INT1,474$8,829dollars, detected
CRESTWOOD MIDSTREAM PARTNERS226372100COMMON STOCK353$8,807dollars, detected
NUVEEN OHIO QUALITY INC MUNI670980101COM588$8,751dollars, detected
POWERSHARES WILDERHILL PRG73935X161ETF323$8,727dollars, detected
HDFC BANK LTD SPONSORED ADS40415F101ADR240$8,698dollars, detected
NUVEEN TX ADV TOTAL RET STRG67090H102COM700$8,666dollars, detected
SOHU.COM INC83408W103COMMON STOCK140$8,627dollars, detected
PALO ALTO NETWORKS INC697435105COM202$8,516dollars, detected
POWERSHS DB MULTI SECT COMM DB73936B705COM526$8,500dollars, detected
CELLCOM ISRAEL LTDM2196U109SHS918$8,472dollars, detected
STATOIL ASA85771P102SPONSORED ADR408$8,452dollars, detected
BLACKROCK REAL ASSET EQUITY09254B109COM960$8,342dollars, detected
FIRST TR MTG INCOME FD33734E103COM SHS524$8,333dollars, detected
CVD EQUIP CORP126601103COM1,000$8,330dollars, detected
GLOBAL X37950E275GBLX URANIUM NEW500$8,305dollars, detected
SPDR SERIES TRUST78464A516ST INTL BBG ETF147$8,273dollars, detected
CRESCENT FINANCIAL BANCSHARE225743103COM1,876$8,217dollars, detected
DYNASIL CORP AMER268102100COM12,000$8,174dollars, detected
Enzo Biochem Inc294100102Common Stock3,907$8,127dollars, detected
POWERSHARES GOLDEN DRAGON (PGJ)73935X401ETF385$8,105dollars, detected
CENTRAL GARDEN PET CO153527106COMMON STOCK1,140$8,094dollars, detected
NUVEEN DIVER CURRENCY OPPOR67090N109COM716$8,026dollars, detected
UNITED STATES COMMODITY INDE911717106Common Stock150$8,025dollars, detected
DOW 30 PREMIUM & DIV INC FD260582101COM546$8,004dollars, detected
PIMCO MUN INCOME FD II72200W106COM683$7,998dollars, detected
SABINE RTY TR785688102UNIT BEN INT154$7,957dollars, detected
GDL FD361570104COM SH BEN IT695$7,951dollars, detected
NUVEEN S&P 500 DYNAMIC OVERWRI COM6706EW100CEF575$7,935dollars, detected
REED ELSEVIER PLC-SPONS ADR758205207SPON173$7,894dollars, detected
SYNGENTA AG ADR87160A100SPONS ADR100$7,786dollars, detected
MFS MULTIMARKET INCOME TR552737108SH BEN INT1,166$7,777dollars, detected
UNITED STS DIESEL HEATING OI911783108UNIT250$7,765dollars, detected
JUST ENERGY GROUP INC48213W101COM1,300$7,735dollars, detected
VALUE LINE INC920437100COMMON STOCK906$7,701dollars, detected
DEX MEDIA INC25213A107COM438$7,696dollars, detected
INVESTORS CAP HLDGS LTD46147M108COM1,500$7,695dollars, detected
ANGLOGOLD ASHANTI HLDGS FIN03512Q206MAND BD CV 13450$7,694dollars, detected
WESTERN ASSET EMRG MKT INCM95766E103COM569$7,539dollars, detected
Powershs Db Multi Sector73936B309DB SILVER FUND230$7,528dollars, detected
CLEAR CHANNEL OUTDOOR HLDGS18451C109CL A1,009$7,527dollars, detected
PIMCO CALIFORNIA MUNICIPAL INC72200M108COM755$7,437dollars, detected
FAB UNVL CORP COM302771100COM2,000$7,340dollars, detected
CREDICORP LTDG2519Y108COM57$7,242dollars, detected
CHINA UNICOM HONG KONG16945R104SPONSORED ADR550$7,227dollars, detected
ISHARES TR464287861EUROPE ETF186$7,208dollars, detected
MACKINAC FINL CORP554571109COM805$7,148dollars, detected
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF300$7,005dollars, detected
SPDR PORTFOLIO TIPS ETF78464A656PORTFLI TIPS ETF126$6,998dollars, detected
FIRST TR HIGH INCOME L/S FD33738E109COM395$6,936dollars, detected
LIBERTY MEDIA CORP DELAWARE531229201CLB55$6,911dollars, detected
ISHARES TR464289479CORE LT USDB ETF122$6,908dollars, detected
BALLARD PWR SYS INC NEW COM058586108Stock3,810$6,896dollars, detected
PROSHARES TR74347R776ULTRA MATERIALS200$6,882dollars, detected
CREDIT SUISSE NASSAU BRH ETN L22542D852COM230$6,872dollars, detected
EXIDE TECHNOLOGIES302051206COM NEW53,918$6,848dollars, detected
RYDEX GUGGENHEIM78355W882CONSUMR DISCRT100$6,832dollars, detected
BARCLAYS BK PLC IPTH NAT GAS06740P239COM241$6,789dollars, detected
PROSHARES TR74347R487PSHS ULT 2000 GR100$6,751dollars, detected
SPROTT ASSET MANAGEMENT LP85207Q104PHYSICAL PLATINU800$6,712dollars, detected
ISHARES TR464288711GLOB UTILITS ETF156$6,557dollars, detected
NEVSUN RES LTD64156L101COM2,200$6,490dollars, detected
Acquity Group Ltd00489C103COM500$6,465dollars, detected
PIMCO MUN INCOME FD III72201A103COM585$6,441dollars, detected
RENESOLA LTD75971T103SPONS ADS3,000$6,420dollars, detected
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM201$6,406dollars, detected
STEEL DYNAMICS INC858119AP5CORPORATE OBLIG6$6,401dollars, detectedprincipal
Q74876Y101Stock150$6,384dollars, detected
PETROLEO BRASILEIRO S A71654V101SP ADR NON VTG435$6,377dollars, detected
PROSHARES ULTRA SILVER74347W841COM375$6,375dollars, detected
STANTEC INC COM85472N109Stock150$6,353dollars, detected
MESABI TR590672101CTF BEN INT355$6,350dollars, detected
EATON VANCE TAX-ADVANTAGED G27828U106COM283$6,345dollars, detected
NUVEEN AMT FREE MUN CR INC F67071L106COM471$6,288dollars, detected
NTT DOCOMO INC62942M201SPONS ADR400$6,260dollars, detected
CORE MOLDING TECHNOLOGIES IN218683100COMMON STOCK700$6,244dollars, detected
SPDR SERIES TRUST78468R887ST STR R2K LOWV100$6,238dollars, detected
INVESCO TR INVT GRADE MUNS46131M106COM456$6,215dollars, detected
DIREXION SHARES ETF TRUST25459W862DA 500 BU 3X ETF150$6,188dollars, detected
ARK RESTAURANTS CORP040712101COM296$6,098dollars, detected
BLACKROCK HIGH YIELD TR09248N102SHS824$5,974dollars, detected
DREYFUS STRATEGIC MUNS INC261932107COM691$5,943dollars, detected
NEWS CORP65248E203CL B180$5,908dollars, detected
GERDAU SA SPON ADR REP PFD373737105ADR1,025$5,853dollars, detected
VIRTUS TOTAL92829A103COM1,500$5,805dollars, detected
POWERSHARES ETF TRUST DYN NETW73935X815COM218$5,690dollars, detected
J.HANCOCK FINL OPP FUND409735206COM265$5,666dollars, detected
ECA MARCELLUS TRUST I26827L109COMMON STOCK600$5,646dollars, detected
GOLDFIELD CORP381370105COM2,600$5,642dollars, detected
BHP BILLITON- ADR05545E209SPONSORED ADR109$5,588dollars, detected
TRONOX LTDQ9235V101SHS CL A275$5,541dollars, detected
ISHARES INC464286780MSCI STH AFR ETF94$5,493dollars, detected
GREATER CHINA FD INC COM39167B102MUTUAL500$5,480dollars, detected
ISHARES TR464288182MSCI AC ASIA ETF100$5,477dollars, detected
VANGUARD WORLD FD921910709EXTENDED DUR54$5,457dollars, detected
BNC Bancorp05566T101Com476$5,434dollars, detected
COMPUGEN LTDM25722105ORD1,000$5,430dollars, detected
UBS AGH89231338SHS320$5,424dollars, detected
ISHARES TR464289636MSCI ACWI EX75$5,365dollars, detected
POWERSHARES ETF TRUST DYN OIL73935X625COM232$5,343dollars, detected
USEC INC90333E108COM18,210$5,340dollars, detected
ISHARES 10 Y INVE GRADE COR B46428951110+ YR INVST GRD95$5,322dollars, detected
DISCOVERY INC25470F302COM SER C76$5,303dollars, detected
NUVEEN CA INVT QUALITY MUN F67062A101COM372$5,301dollars, detected
PROSHARES TR74347R537PSHS ULT1000 GRW65$5,147dollars, detected
MOOG INC615394301CL B100$5,106dollars, detected
POWERSHARES ETF TRUST ZACKS MC73935X740COM360$5,072dollars, detected
VIDEO DISPLAY CORP926555103COM1,250$5,062dollars, detected
CLOUGH GLOBAL EQUITY FD18914C100COM338$5,060dollars, detected
DIANA SHIPPING INCY2066G104COM500$5,020dollars, detected
MANAGED HIGH YIELD PLUS FD I561911108COM2,500$5,000dollars, detected
COMPANHIA SIDERURGICA NACION20440W105SPONSORED ADR1,800$4,986dollars, detected
WEST CORP952355204COM225$4,982dollars, detected
AUTOLIV INC052800109COM64$4,953dollars, detected
PRETIUM RESOURCES INC74139C102COMMON STOCK-FO750$4,950dollars, detected
DORCHESTER MINERALS L P25820R105COM UNIT200$4,898dollars, detected
BARCLAYS BANK PLC06739H255ETN DJUBSPLATM38164$4,898dollars, detected
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT71672U101COM369$4,889dollars, detected
HYDROGENICS CORPORATION NEW448883207COM350$4,883dollars, detected
MFS HIGH INCOME MUN TR59318D104SH BEN INT1,000$4,880dollars, detected
SPDR INDEX SHS FDS78463X632INTL UTILT ETF294$4,819dollars, detected
WISDOMTREE GLOBAL97717W653GLB EX US UTIL280$4,782dollars, detected
TORM A/S891072209SPONS ADR NEW2,000$4,740dollars, detected
MFS SPECIAL VALUE TRUST55274E102CMN650$4,726dollars, detected
DELHAIZE GROUP - SPONS ADR29759W101SPON76$4,700dollars, detected
MFS INVT GRADE MUN TR59318B108SH BEN INT502$4,694dollars, detected
LIBERTY INTERACTIVE CORP53071M203COM205$4,676dollars, detected
SPDR SERIES TRUST78464a201ST STR SP600GRWO32$4,669dollars, detected
MS INDIA INVESTMENT (CL END)61745C105IFD300$4,623dollars, detected
ALPINE GLOBAL DYNAMIC DIVD F02082E106COM1,000$4,600dollars, detected
GREAT PANTHER MINING39115V101COM6,000$4,530dollars, detected
AMBIENT CORP02318N201COM1,914$4,517dollars, detected
DREYFUS STRATEGIC MUN BD FD26202F107COM548$4,466dollars, detected
ROYAL BK SCOTLAND GROUP PL780097754ADR PREF SHS Q200$4,460dollars, detected
SPDR SERIES TRUST78464A441NUVN CALI MUNI200$4,452dollars, detected
DBX ETF TR233051507XTRACK MSCI JAPN132$4,451dollars, detected
Nippon Telegraph Telephone Corp654624105Equity169$4,396dollars, detected
AASTROM BIOSCIENCES INC00253U305COM NEW10,935$4,387dollars, detected
INTEL CORP458140AD2SDCV 2.950%12/14$4,353dollars, detectedprincipal
MIDSTREAM PARTNERS02752P100COMMON STOCK200$4,330dollars, detected
ISHARESAGENCYBONDETF464288166STOK39$4,317dollars, detected
POWERSHARES ETF TRUST DYN MEDI73935X823COM205$4,299dollars, detected
MV OIL TR553859109TR UNITS137$4,290dollars, detected
AU OPTRONICS CORP002255107SPONSORED ADR1,237$4,280dollars, detected
BLACKROCK MUNIYEILD QUALITY FU09254G108COM330$4,274dollars, detected
EAGLE BULK SHIPPING INCY2187A119SHS1,170$4,271dollars, detected
ROSETTA GENOMICS LTDM82183126SHS NEW NIS 0.61,250$4,238dollars, detected
THERAGENICS CORP883375107COM2,000$4,140dollars, detected
GILDAN ACTIVEWEAR INC COM375916103Stock102$4,132dollars, detected
LG DISPLAY CO LTD SPONS ADR REP50186V102ADR342$4,060dollars, detected
PIXELWORKS INC72581M305COM NEW1,180$4,036dollars, detected
MELLANOX TECHNOLOGIES LTDM51363113COMMON STOCK81$4,010dollars, detected
NUVEEN REAL ESTATE INCOME FD67071B108COM333$3,963dollars, detected
ISHARES INC464286908MSCI EURZONE ETF60$3,960dollars, detectedcall
E-TRACS UBS LONG PLATINUM ETN902641786COM262$3,946dollars, detected
Vale Sa91912E204COM323$3,928dollars, detected
CYAN INC23247W104COM375$3,919dollars, detected
YPF SOCIEDAD ANONIMA984245100SPON ADR CL D265$3,911dollars, detected
NUVEEN SELECT TAX FREE INCOM67063C106SH BEN INT300$3,888dollars, detected
YINGLI GREEN ENERGY HLDG CO98584B103ADR1,200$3,888dollars, detected
CTRIP COM INTL LTD22943F100AMERICAN DEP SHS117$3,818dollars, detected
FRESENIUS MEDICAL CARE AG SPONSORED ADR358029106ADR107$3,774dollars, detected
FIRSTSERVICE CORP33761N109SUB VTG SH120$3,754dollars, detected
ICICI BANK LIMITED ADR45104G104ADR98$3,749dollars, detected
DESARROLLADORA HOMEX S A DE25030W100SPONSORED ADR1,000$3,730dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M878GUGGEN DEFN EQTY114$3,712dollars, detected
SEMICONDUCTOR MFG INTL CORP81663N206SPONSORED ADR1,015$3,705dollars, detected
HANCOCK JOHN INVT TR41013P749TAX ADV GLB SH300$3,699dollars, detected
ALLIANZGI EQUITY & CONV INCO018829101COM200$3,666dollars, detected
MARKET VECTORS ETF TR57060U308MV STEEL INDEX96$3,648dollars, detected
CYTORI THERAPEUTICS INC23283K113*W EXP 09/13/2014,859$3,644dollars, detected
AVIVA PLC05382A104ADR349$3,633dollars, detected
ROYAL BANK OF SCOT-SPON ADR780097689SPON431$3,625dollars, detected
ORIX CORP SPONSORED ADR686330101ADR53$3,621dollars, detected
CARLYLE GROUP L P14309L102COM UTS LTD PTN140$3,588dollars, detected
MFS HIGH YIELD MUNICIPAL TRUST59318E102SH BEN INT802$3,569dollars, detected
VERSO PAPER CORP92531L108COM3,100$3,565dollars, detected
CSP INC126389105CMN400$3,558dollars, detected
ISHARES FTSE464288554INDL OFF CAP IDX117$3,555dollars, detected
EXETER RES CORP301835104COM5,000$3,550dollars, detected
GUGGENHEIM ENHANCED EQUITY S40167K100COM200$3,546dollars, detected
CHINA SOUTHN AIRLS LTD169409109SPON ADR CL H174$3,544dollars, detected
ELAN PLC284131208ADR250$3,535dollars, detected
RHINO RESOURCE PARTNERS LP76218Y103COM UNIT REPST268$3,465dollars, detected
ADVENT CLAY CONV SEC INC FD007639107COM500$3,455dollars, detected
STATE STR SPDR S&P 500 ETF T78462F903CALL20$3,440dollars, detectedcall
COTY INC222070203COM CL A200$3,436dollars, detected
TENARIS S A SPONSORED ADS88031M109ADR85$3,423dollars, detected
SUMMIT MIDSTREAM PARTNERS LP866142102COM UNIT LTD100$3,415dollars, detected
BROOKFIELD TOTAL RETURN FD I11283U108COM142$3,414dollars, detected
KEATING CAPITAL INC48722R106COM500$3,390dollars, detected
CHINA PETROLEUM AND CHEMICAL-A16941R108SPON ADR H SHS37$3,386dollars, detected
DYNEGY INC NEW DEL26817R108COM150$3,383dollars, detected
POWERSHARES DYNAMIC73935X104DYNAMIC MKT PT60$3,367dollars, detected
CORNERSTONE STRATEGIC VALUE21924B203COM NEW460$3,363dollars, detected
GOL LINHAS AEREAS INTLG S A38045R107SP ADR REP PFD1,000$3,350dollars, detected
CANADIAN IMPERIAL BANK OF COMM COM136069101Stock47$3,336dollars, detected
BLACKROCK MUNIHOLDINGS QUALITY09254C107COM240$3,314dollars, detected
FORTUNA MNG CORP F349915108COM1,000$3,310dollars, detected
BARCLAYS BK PLC06739F291IPMS INDIA ETN61$3,265dollars, detected
ADMINISTRADORA FONDOS PENSIO00709P108SPONSORED ADR38$3,241dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J182EMERG MKT ALPH140$3,224dollars, detected
CURRENCYSHARES EURO TRUST23130C108COMMON STOCK25$3,223dollars, detected
RUBICON MINERALS CORP780911103COM2,500$3,200dollars, detected
TRINA SOLAR LIMITED89628E104SPON ADR535$3,189dollars, detected
LMP CAPITAL AND INCOME FUND50208A102COM206$3,188dollars, detected
ALLIANCE HOLDINGS GP LP01861G100COM UNITS LP50$3,188dollars, detected
MARKET VECTORS ETF TR57060u613BRAZL SMCP ETF100$3,180dollars, detected
DISCOVERY COMMUNICATNS NEW25470F203COM41$3,163dollars, detected
BARCLAYS BANK PLC ETN IPTH NTR06739H644COM1,295$3,160dollars, detected
MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS606822104ADR506$3,142dollars, detected
BLACKROCK S&P QUALITY *09250D109SHS BEN INT250$3,125dollars, detected
VALUEVISION MEDIA INC92047K107CL A600$3,066dollars, detected
MARKET VECTORS ETF TR57060U407GBL ALTER ENRG200$3,044dollars, detected
BLACKROCK CORPORATE HIGH YIELD09255P107COM252$3,019dollars, detected
LIBERTY GLOBAL CL B ORDG5480U112COM41$3,004dollars, detected
PROSHARES TR74347R313PSHS ULSHT 7-10Y100$2,951dollars, detected
BRF SA10552T107SPONSORED ADR135$2,922dollars, detected
CREDIT SUISSE ASSET MGMT INC224916106COM750$2,858dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M613GUG RAYM JAMES S101$2,856dollars, detected
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR308$2,840dollars, detected
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR18383M209SENT71$2,834dollars, detected
POWERSHARES GLOBAL ETF TRUSTGB73936T623COM150$2,822dollars, detected
FIRST CLOVER LEAF FINANCIAL31969M105COM349$2,799dollars, detected
SUNOPTA INC8676EP108COM368$2,793dollars, detected
TABLEAU SOFTWARE INC87336U105CL A50$2,771dollars, detected
BLACKROCK CORPOR HI YLD FD V09255N102COM222$2,715dollars, detected
BARCLAYS BANK PLC06739H743ETN DJUBSLVSTK37100$2,713dollars, detected
JINKOSOLAR HOLDING COMPANY,LIM47759T100SPONSORED ADR300$2,712dollars, detected
NUSTAR GP HOLDINGS LLC67059L102COMMON STOCK100$2,673dollars, detected
HYPERDYNAMICS CORP448954107COM5,584$2,652dollars, detected
PIMCO ETF TR72201R403BROAD US TIPS47$2,646dollars, detected
POWERSHARES DB GOLD FUND73936B606DB G63$2,626dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M423GUGG BULL 2015100$2,624dollars, detected
Schwab US Mid-Cap ETF808524508SHS81$2,589dollars, detected
LIGHTBRIDGE CORP53224K104COMMON STOCK1,500$2,580dollars, detected
TELULAR CORP87970T208COM NEW200$2,550dollars, detected
DIREXION SHS ETF TR25459W771CHINA BULL 3X160$2,541dollars, detected
DWS HIGH INCOME OPPORT FD IN23339M204COM NEW176$2,536dollars, detected
WILLIAM LYON HOMES-CL A552074700CL A100$2,521dollars, detected
POWERSHARES GLOBAL ETF TRUST73936T433WK VRDO TX FR100$2,500dollars, detected
ISHARES INC MSCI SPAIN ETF464286764MSCI SPAIN ETF90$2,492dollars, detected
SANOFI80105N113COMMON STOCK-FO1,311$2,491dollars, detected
CHINA DISTANCE ED HLDGS LTD16944W104SPONS ADR350$2,485dollars, detected
COMPANHIA PARANAENSE ENERG C20441B407SPON ADR PFD200$2,484dollars, detected
NUVEEN PREM INCOME MUN FD67062T100COM182$2,422dollars, detected
GENERAL STEEL HOLDINGS INC370853103COM2,400$2,400dollars, detected
NUVEEN QUALITY MUNCP INCOME67066V101COM173$2,380dollars, detected
MINDRAY MEDICAL INTL LTD602675100SPON ADR63$2,359dollars, detected
POWERSHARES S&P73936T805DEV INTL OPP133$2,346dollars, detected
VANGUARDRUSSELL2000ETF92206C664STOK30$2,335dollars, detected
McCormick & Company Inc579780107COM33$2,327dollars, detected
NOVACOPPER INC66988K102COM1,320$2,311dollars, detected
DR REDDYS LABS LTD ADR256135203ADR61$2,307dollars, detected
FIRST TR EXCHANGE-TRADED ALP33735K108COM SHS66$2,291dollars, detected
COMMUNICATIONS SYSTEMS INC203900105COM234$2,251dollars, detected
CINCINNATI BELL INC NEW171871403PFD CV DEP1/2050$2,234dollars, detected
GAIAM INC-CLASS A36268Q103CL A500$2,230dollars, detected
BITAUTO HLDGS LTD091727107SPONSORED ADS200$2,194dollars, detected
NUVEEN PREM INCOME MUN FD 46706K4105COM173$2,194dollars, detected
NEUBERGER BERMAN MUN FD INC64124P101COM150$2,166dollars, detected
FEDERAL MOGUL CORP SUBSCRIPTIO313549123COM12,738$2,165dollars, detected
CITIGROUP INC172967904CALL40$2,160dollars, detectedcall
ASA GOLD AND PRECIOUS MTLS LG3156P103SHS170$2,159dollars, detected
ISHARES INC464286632MSCI ISRAEL ETF50$2,149dollars, detected
WUXI PHARMATECH CAYMAN INC929352102SPONS ADR SHS100$2,100dollars, detected
STERLITE INDS INDIA LTD859737207ADS355$2,073dollars, detected
PHARMATHENE INC71714G102COM1,300$2,067dollars, detected
ROYAL BANK OF SCOTLAND GROUP PLC780097788PREFERRED STOCK100$2,045dollars, detected
OCCIDENTAL PETE CORP674599905CALL5$2,025dollars, detectedcall
GUANGSHEN RAILWAY CO LTD-ADR40065W107SPONSORED ADR100$2,008dollars, detected
WESTERN ASSET MANAGED MUNS F95766M105COM150$2,000dollars, detected
CANTERBURY PK HLDG CORP13811E101COM203$1,995dollars, detected
DIREXION SHS ETF TR25459Y462DLY CHINBR3X NEW40$1,993dollars, detected
DOUBLE EAGLE PETE CO258570209COM PAR $0.10500$1,973dollars, detected
BURGER KING WORLDWIDE INC121220107COM100$1,951dollars, detected
NORTH EUROPEAN OIL RTY TR659310106SH BEN INT80$1,946dollars, detected
FUEL TECH INC359523107COM500$1,915dollars, detected
ISHARES INC MSCI ITALY CAP464286855ETF162$1,913dollars, detected
POWERSHARES ETF TRUST73935X591DYN UTIL PORTF100$1,907dollars, detected
TASEKO MINES LTD COM876511106Stock1,000$1,880dollars, detected
POWERSHARES GLOBAL73936T615GBL CLEAN ENER190$1,853dollars, detected
SPDR SERIES TRUST78464A334BLOMBERG BRC INT53$1,846dollars, detected
WESTERN ASSET GLOBAL HIGH INCO95766B109COM147$1,799dollars, detected
RARE ELEMENT RES LTD75381M102COM910$1,784dollars, detected
VOLTARI CORP NEW92870X309COM500$1,782dollars, detected
REAVES UTIL INCOME FD756158101COM SH BEN INT70$1,776dollars, detected
NUVEEN TAX-ADVANTAGED DIVID67073G105COM119$1,771dollars, detected
POWERSHARES ETF TRUST II73936Q876GLOB GLD&P ETF89$1,763dollars, detected
SWEDISH EXPT CR CORP870297801ROG TTL ETN 22221$1,761dollars, detected
NETFLIX INC.64110L906CALL10$1,760dollars, detectedcall
U S GEOTHERMAL INC90338S102COM5,000$1,750dollars, detected
POPE RES DEL LTD PARTNERSHIP732857107DEPOSITRY RCPT25$1,750dollars, detected
GW PHARMACEUTICALS PLC36197T103ADS196$1,727dollars, detected
NUVEEN ENERGY MLP TOTL RTRNF67074U103COM78$1,718dollars, detected
MARKET VECTORS ETF TR57061R783SOLAR ENRG NEW36$1,716dollars, detected
YAMANA GOLD INC98462Y950COM20$1,700dollars, detectedput
NORTH VALLEY BANCORP66304M204COM NEW100$1,655dollars, detected
SYNTHESIS ENERGY SYS INC871628103COM2,100$1,632dollars, detected
NETLIST INC64118P109COM1,850$1,628dollars, detected
PARAMETRIC SOUND CORP699172201COM NEW100$1,625dollars, detected
ISHARES INC464286202MSCI AUSTRIA ETF100$1,624dollars, detected
WISDOMTREE TR97717W422INDIA ERNGS FD100$1,620dollars, detected
DIREXION SHS ETF TR25459Y496DLY GLMNRBU3XNEW276$1,617dollars, detected
GIVEN IMAGING LTDM52020100ORD115$1,611dollars, detected
PROSHARES74347R826MUTUAL FUNDS EQ78$1,609dollars, detected
YAMANA GOLD INC98462Y900COM30$1,580dollars, detectedcall
FIRST TR EXCH TRD ALPHA FD I33737J216COM55$1,554dollars, detected
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR401$1,540dollars, detected
FIRST TR EXCHANGE-TRADED FD33736G106GBL WND ENRG ETF182$1,531dollars, detected
POWERSHARES FTSE RAFI DEVELOPED MARKETS73936T771COMMON62$1,476dollars, detected
CLAYMORE GUGGENHEIM18383Q796GUGG SHIPPNG ETF80$1,388dollars, detected
BLACKROCK INCOME TR INC09247F100COM202$1,382dollars, detected
OCTAVE SPECIALTY GROUP INC023139884COM NEW58$1,382dollars, detected
PROSHARES SHORT MDCP 40074347R800ETF63$1,374dollars, detected
GUGGENHEIM CANADIAN ENERGY I18383Q606GUGG100$1,339dollars, detected
TRANSCONTINENTAL RLTY INVS893617209COM NEW148$1,317dollars, detected
BLACKSTONE GROUP LP/THE09253U908COM10$1,280dollars, detectedcall
CRH PLC ADS12626K203ADR61$1,239dollars, detected
ING GROEP N.V. SPONSORED ADR456837103ADR136$1,236dollars, detected
STARZ85571Q201COM55$1,204dollars, detected
SILVER BULL RES INC827458100COM3,000$1,185dollars, detected
ALZA CORP 7/202261WAB5SDCV1$1,178dollars, detectedprincipal
MAGNUM HUNTER RES 13WTS55973G119wt8,134$1,139dollars, detected
GLOBAL X37950E762EXCHANGE TRADED100$1,134dollars, detected
NAM TAI ELECTRS INC629865205COM PAR $0.02200$1,120dollars, detected
PROSHARES TR74347X302MSCI EMRG ETF17$1,104dollars, detected
NUVEEN SELECT TAX-FREE INCOM67062F100SH BEN INT80$1,068dollars, detected
GREIF INC397624206CL B19$1,065dollars, detected
URANIUM RESOURCES INC916901606COM400$1,052dollars, detected
CURRENCYSHS BRIT POUND STER23129S106BRIT POUND STE7$1,051dollars, detected
OMNICARE INC681904AL2DBCV 3.250%12/11$1,030dollars, detectedprincipal
NATIONAL BK GREECE S A633643705SPN ADR REP 1 SH295$1,018dollars, detected
DRYSHIPS INCY2109Q101COMMON STOCK-FO540$1,010dollars, detected
COLDWATER CREEK INC193068202COM403$1,008dollars, detected
LOWES COS INC548661957COM20$960dollars, detectedput

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-13-006352this filing2013-08-13acceptance time not in the bulk data set