13F-HR filed by Assured Investment Management LLC
Assured Investment Management LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 187 holding rows worth $2,416,531,000.
- Accession
- 0000950123-13-006114
- Filer
- CIK 1427430
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 187 entries on the cover page, a total value of $2,416,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,416,532,000 with VALUE read as thousands by filing date, 13F file number 028-14203. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,935,183 | $97,771,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,997,801 | $91,643,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,919,195 | $85,788,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,685,454 | $80,851,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 87,400,000 | $76,694,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,726,554 | $72,799,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,792,827 | $62,337,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 27,000,000 | $61,241,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,843,076 | $59,875,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,105,569 | $56,848,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 54,200,000 | $55,420,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 23,000,000 | $54,502,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 20,000,000 | $49,176,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 29,200,000 | $49,011,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 690,692 | $44,874,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 843,184 | $44,571,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,342,401 | $42,983,000 | thousands by filing date | |
| 38259p508 | COM | 46,846 | $41,242,000 | thousands by filing date | ||
| CONSOL ENERGY INC | 20854P109 | COM | 1,500,369 | $40,660,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,701,589 | $40,515,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,132,060 | $40,154,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 676,737 | $37,830,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,630,646 | $37,456,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 659,812 | $34,383,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,000,000 | $33,230,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 423,491 | $32,744,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 373,811 | $31,415,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 511,497 | $31,242,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,503,638 | $28,091,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 548,642 | $27,712,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 796,362 | $27,307,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 365,333 | $26,680,000 | thousands by filing date | |
| TESORO LOGISTICS LP CALL | 88160T907 | Option | 40,214 | $24,871,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 20,000,000 | $22,928,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 271,471 | $22,071,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 657,959 | $21,798,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,375,321 | $21,648,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 470,455 | $21,528,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 322,930 | $20,370,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 17,200,000 | $20,116,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000,000 | $19,680,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 984,479 | $18,961,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 14,000,000 | $18,914,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 16,000,000 | $18,254,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,782,000 | $18,034,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 337,907 | $17,838,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,144,550 | $17,500,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 911,758 | $17,296,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,617,829 | $17,117,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 428,044 | $17,058,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 12,500,000 | $16,454,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 823,865 | $15,629,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 328,889 | $14,261,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 14,200,000 | $14,196,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,834,495 | $14,116,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 952,028 | $13,043,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 543,506 | $13,017,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 10,000,000 | $12,173,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 903,250 | $12,122,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 220,800 | $11,420,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 598,885 | $11,217,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 7,500,000 | $10,917,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 4,696,215 | $10,707,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 594,720 | $10,425,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041905 | Cmn | 6,008 | $10,063,000 | thousands by filing date | call |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 7,500,000 | $10,028,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 11,000,000 | $9,446,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 4,027,275 | $9,343,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 58,185 | $9,310,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 13,806 | $8,969,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 3,323,077 | $8,706,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC-A | 529771907 | COM | 22,123 | $8,407,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 3,108,295 | $8,237,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,038,139 | $8,118,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 750,000 | $7,620,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 481,695 | $7,052,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 155,067 | $5,835,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 6,000,000 | $5,778,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 5,000,000 | $5,755,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 1,200,000 | $5,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 16,550 | $5,234,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 375,880 | $5,112,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 162,547 | $5,019,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 5,000,000 | $4,732,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 10,000 | $4,675,000 | thousands by filing date | put |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 3,000,000 | $4,414,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 90,600 | $4,328,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 59,210 | $4,243,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 249,825 | $4,232,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 12,000 | $3,870,000 | thousands by filing date | put |
| ISHARES INC | 464286902 | CALL | 16,500 | $3,722,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 129,260 | $3,533,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 620,020 | $3,478,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 207,010 | $3,428,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 160,039 | $3,366,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 40,900 | $3,353,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 107,302 | $3,157,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 36,198 | $3,148,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 145,405 | $3,094,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 23,875 | $3,051,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 400,817 | $2,990,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491953 | COM | 15,676 | $2,900,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 60,430 | $2,898,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 181,505 | $2,684,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 649,756 | $2,658,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 8,902 | $2,578,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 164,900 | $2,436,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 71,243 | $2,375,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 119,623 | $2,352,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 64,428 | $2,322,000 | thousands by filing date | |
| BIO-REFERENCE LABS INC PUT | 09057G952 | Option | 3,725 | $2,276,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y900 | CALL | 41,000 | $2,251,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 80,627 | $2,018,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 28,942 | $1,924,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 304,921 | $1,891,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 74,488 | $1,890,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,554,871 | $1,788,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 1,194 | $1,771,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 22,566 | $1,704,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 287,684 | $1,654,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 395,177 | $1,600,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 11,224 | $1,561,000 | thousands by filing date | put |
| RR DONNELLEY SONS CO | 257867951 | COM | 29,455 | $1,473,000 | thousands by filing date | put |
| CYTEC INDS INC | 232820100 | COM | 19,870 | $1,455,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 43,964 | $1,264,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 1,201 | $1,220,000 | thousands by filing date | put |
| MOLYCORP INC | 608753959 | Cmn | 5,669 | $1,063,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 70,009 | $1,011,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 21,204 | $1,010,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 52,339 | $979,000 | thousands by filing date | |
| AFLAC INC | 001055902 | COM | 3,134 | $970,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 22,269 | $929,000 | thousands by filing date | |
| XLF 260717P00050000 | 81369y955 | PUT | 14,030 | $894,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A958 | PUT | 3,995 | $883,000 | thousands by filing date | put |
| EBAY INC. | 278642953 | PUT | 2,208 | $823,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 193,438 | $814,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013903 | COM | 6,964 | $801,000 | thousands by filing date | call |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 20,000 | $800,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 2,834 | $782,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 10,900 | $771,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 82,286 | $761,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 54,056 | $717,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 14,067 | $609,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 13,411 | $597,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 978 | $583,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499951 | COM | 1,806 | $578,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 41,300 | $520,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 2,331 | $517,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 1,954 | $467,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A905 | CALL | 12,450 | $435,000 | thousands by filing date | call |
| EMC CORP/MA | 268648952 | COM | 3,854 | $407,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 30,784 | $365,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 1,361 | $322,000 | thousands by filing date | put |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 130 | $319,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 38,694 | $258,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 502 | $241,000 | thousands by filing date | put |
| HALLIBURTON CO | 406216951 | PUT | 922 | $237,000 | thousands by filing date | put |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 4,888 | $226,000 | thousands by filing date | put |
| AFLAC INC | 001055952 | COM | 3,134 | $225,000 | thousands by filing date | put |
| EMC CORP/MA | 268648902 | COM | 4,615 | $178,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 1,291 | $172,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 962 | $163,000 | thousands by filing date | call |
| WESTPORT INNOVATIONS INC | 960908959 | COM | 500 | $158,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 1,147 | $136,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 297 | $131,000 | thousands by filing date | put |
| DOMTAR CORP | 257559903 | COM | 4,515 | $113,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 4,000 | $86,000 | thousands by filing date | put |
| HALLIBURTON CO | 406216901 | CALL | 929 | $84,000 | thousands by filing date | call |
| CHEVRON CORPORATION | 166764950 | CALL | 269 | $77,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A908 | CALL | 2,000 | $72,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 978 | $52,000 | thousands by filing date | call |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 5,500 | $49,000 | thousands by filing date | call |
| COINSTAR INC | 19259P300 | COM | 662 | $39,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 160 | $32,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 599 | $21,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 191 | $21,000 | thousands by filing date | call |
| CONAGRA BRANDS INC | 205887902 | CALL | 65 | $15,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 568 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 79 | $11,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 232 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 165 | $5,000 | thousands by filing date | |
| NNN REIT INC | 637417906 | COM | 362 | $4,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746951 | CALL | 316 | $3,000 | thousands by filing date | put |
| ORCL 280121C00240000 | 68389x905 | CALL | 790 | $2,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 8 | $1,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006114 | this filing | 2013-08-13 | acceptance time not in the bulk data set |