13F-HR filed by Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 50 holding rows worth $199,577,000.
- Accession
- 0000950123-13-006096
- Filer
- CIK 1374022
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 50 entries on the cover page, a total value of $199,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,574,000 with VALUE read as thousands by filing date, 13F file number 028-13570. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKokusai Asset Management Co., Ltd. 028-13569
- reports for this filerMitsubishi UFJ Morgan Stanley Securities Co., Ltd. 028-14928
- reports for this filerMitsubishi UFJ Securities (USA), Inc 028-15100
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 4,000,000 | $15,301,000 | thousands by filing date | principal |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 5,000,000 | $14,910,000 | thousands by filing date | principal |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 9,189,000 | $11,662,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 27,000 | $10,706,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 8,450,000 | $10,537,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 6,400,000 | $9,811,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 9,000,000 | $9,095,000 | thousands by filing date | principal |
| 38259p508 | COM | 10,000 | $8,804,000 | thousands by filing date | call | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 6,757,000 | $8,685,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 600,000 | $7,716,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 6,846,000 | $7,632,000 | thousands by filing date | principal |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 7,035,000 | $7,101,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 6,000,000 | $6,053,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,018,000 | $5,672,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,000,000 | $5,037,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000,000 | $4,251,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,000,000 | $4,110,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,500,000 | $3,625,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 3,515,000 | $3,544,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,050,000 | $3,362,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS N V | N63218106 | COM | 100,000 | $3,359,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 111,000 | $3,081,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 3,000,000 | $3,071,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,199,000 | $2,974,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,570,000 | $2,620,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 75,000 | $2,498,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 22,500 | $2,305,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 1,000,000 | $2,289,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100,000 | $1,840,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 40,000 | $1,702,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 100,000 | $1,656,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,589,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 50,000 | $1,545,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,492,000 | $1,535,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 28,100 | $1,453,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 500,000 | $1,390,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 100,000 | $1,331,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100,000 | $1,080,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,200 | $992,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 900,000 | $921,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 20,000 | $915,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 40,000 | $687,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 20,000 | $426,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 150,000 | $171,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 25,000 | $163,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 50,000 | $150,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,000 | $124,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,700 | $74,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $18,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 82 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006096 | this filing | 2013-08-13 | acceptance time not in the bulk data set |