13F-HR filed by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 204 holding rows worth $29,945,000.
- Accession
- 0000950123-13-006095
- Filer
- CIK 1545545
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 204 entries on the cover page, a total value of $29,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,945,000 with VALUE read as thousands by filing date, 13F file number 028-14928. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
- included managerMitsubishi UFJ Securities Holdings Co., Ltd. 028-13570
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 781,127 | $12,771,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 85,000 | $3,166,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,610,000 | $1,756,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 1,720,000 | $1,520,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 670,000 | $714,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 760,000 | $674,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 340,000 | $398,000 | thousands by filing date | principal |
| 38259p508 | COM | 370 | $326,000 | thousands by filing date | ||
| Apple Inc | 037833100 | COM | 690 | $274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,380 | $255,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,600 | $187,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,850 | $180,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,860 | $168,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,590 | $160,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 570 | $158,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,760 | $157,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,380 | $127,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,610 | $125,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,020 | $123,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 580 | $122,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,060 | $117,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,080 | $116,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,320 | $113,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 26,960 | $110,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,590 | $108,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 470 | $101,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,430 | $100,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,880 | $99,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,850 | $96,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,480 | $95,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,060 | $85,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,140 | $85,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,380 | $84,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,360 | $84,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,610 | $83,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,470 | $77,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 390 | $75,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 710 | $70,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 3,050 | $70,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 960 | $69,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,920 | $67,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 690 | $65,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 410 | $63,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 610 | $62,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,030 | $62,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 390 | $62,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 820 | $62,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,200 | $60,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,300 | $59,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,990 | $57,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,600 | $56,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,160 | $56,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 310 | $55,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 940 | $55,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,470 | $55,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,080 | $53,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 140 | $51,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 890 | $51,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,270 | $51,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 430 | $50,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 880 | $50,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,100 | $49,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 780 | $49,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 670 | $49,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 430 | $49,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 670 | $49,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 800 | $49,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 390 | $49,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 660 | $48,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,160 | $48,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,080 | $48,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,280 | $48,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,540 | $48,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 50,000 | $48,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 580 | $47,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,040 | $47,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,360 | $47,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,330 | $47,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 570 | $46,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 300 | $46,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 800 | $46,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 710 | $46,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 600 | $45,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 930 | $44,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 420 | $42,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,350 | $42,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,860 | $42,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 580 | $42,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,160 | $42,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 720 | $42,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 490 | $42,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 580 | $41,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 450 | $40,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,120 | $40,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 990 | $40,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,900 | $39,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 580 | $38,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 420 | $38,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,030 | $38,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 740 | $38,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 40,000 | $38,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 460 | $37,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,290 | $36,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 460 | $36,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 630 | $36,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,020 | $35,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 580 | $35,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 460 | $34,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 310 | $34,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $34,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 700 | $34,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 280 | $33,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 910 | $33,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,120 | $33,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 770 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $33,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 40 | $33,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,240 | $32,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,440 | $32,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,080 | $31,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 290 | $31,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 630 | $31,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 510 | $31,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 370 | $31,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 560 | $31,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,700 | $30,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 260 | $29,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,000 | $29,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,800 | $27,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 900 | $25,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 520 | $24,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 330 | $23,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 150 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 180 | $23,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 290 | $22,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $22,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 600 | $22,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,540 | $20,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 40 | $20,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 220 | $20,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 560 | $20,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 550 | $19,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 240 | $18,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 390 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 400 | $18,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 640 | $18,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 380 | $17,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 820 | $17,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 210 | $17,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 270 | $17,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 380 | $17,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 300 | $17,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 240 | $15,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 240 | $15,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 290 | $15,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 610 | $14,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 140 | $12,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 530 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 90 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 840 | $12,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 320 | $12,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 290 | $11,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 140 | $11,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 330 | $11,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 220 | $10,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 160 | $10,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 620 | $10,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 3,110 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 430 | $10,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 150 | $9,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 120 | $9,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 370 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 130 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 150 | $7,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 130 | $7,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 130 | $7,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $7,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 120 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 60 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 180 | $7,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 220 | $7,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 140 | $7,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 140 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 420 | $6,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 170 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 170 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 220 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 170 | $6,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 90 | $5,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 110 | $5,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 70 | $5,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100 | $4,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 40 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 240 | $4,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 60 | $3,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $3,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 40 | $3,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40 | $2,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 10 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006095 | this filing | 2013-08-13 | acceptance time not in the bulk data set |