13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-31, with 2,490 holding rows worth $498,334,000.
- Accession
- 0000950123-13-005200
- Filer
- CIK 1422771
- Filed
- 2013-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 2,491 entries on the cover page, a total value of $498,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $498,334,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,511 | $146,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,350 | $146,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,362 | $145,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,757 | $145,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 77,051 | $144,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,446 | $143,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,524 | $142,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 827 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,348 | $142,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,553 | $142,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,800 | $142,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 657 | $141,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,144 | $141,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,574 | $140,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,021 | $140,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,767 | $140,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,427 | $139,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,682 | $139,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,910 | $139,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,248 | $139,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,881 | $139,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 7,741 | $139,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,681 | $137,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,650 | $137,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,844 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 5,262 | $136,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,036 | $136,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,120 | $136,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 14,846 | $136,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,792 | $136,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 855 | $134,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,219 | $134,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,302 | $134,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,940 | $134,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 41,450 | $134,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 13,763 | $134,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,300 | $133,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,395 | $133,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,101 | $133,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 4,739 | $133,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,642 | $132,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,625 | $132,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 5,537 | $132,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 39,530 | $132,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,406 | $132,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,649 | $131,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 579 | $131,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 9,766 | $131,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,639 | $130,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,678 | $130,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,548 | $130,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,300 | $130,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 3,300 | $129,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,807 | $129,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,744 | $128,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,739 | $128,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,781 | $128,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,107 | $128,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,680 | $128,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,480 | $128,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,797 | $128,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,909 | $128,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,529 | $127,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,127 | $127,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,864 | $127,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,302 | $126,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,311 | $126,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,706 | $126,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,216 | $125,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,748 | $125,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,872 | $125,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,576 | $125,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,499 | $124,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,064 | $123,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,084 | $122,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,263 | $122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,716 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,748 | $120,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,737 | $120,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,203 | $119,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 9,369 | $118,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,850 | $118,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,436 | $117,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,135 | $117,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,905 | $116,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,204 | $114,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,769 | $114,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,290 | $113,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,776 | $113,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,128 | $113,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,245 | $112,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 7,530 | $112,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 14,485 | $112,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,894 | $111,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 2,170 | $111,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 3,397 | $111,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,684 | $110,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,369 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,393 | $110,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,699 | $110,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 2,263 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,600 | $109,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 214 | $108,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,460 | $108,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,060 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,292 | $107,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,007 | $106,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,232 | $106,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,244 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,098 | $106,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 7,125 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,410 | $106,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,600 | $105,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 183 | $105,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,617 | $105,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,702 | $105,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,150 | $105,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 25,991 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,452 | $105,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 954 | $104,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,575 | $104,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,201 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,599 | $104,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,931 | $103,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 7,923 | $103,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,538 | $103,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,135 | $102,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,122 | $102,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,757 | $102,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,524 | $101,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,388 | $101,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 32,270 | $101,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,543 | $101,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,682 | $100,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,875 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,516 | $100,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,444 | $99,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 7,677 | $99,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,259 | $99,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,497 | $98,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,483 | $98,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 905 | $97,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,774 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,875 | $97,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,149 | $97,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,900 | $97,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,178 | $97,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,915 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,480 | $96,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 4,572 | $96,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,029 | $95,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,310 | $95,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 20,232 | $95,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 3,295 | $94,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,586 | $94,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,024 | $93,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,183 | $93,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 8,459 | $92,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,433 | $92,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,261 | $91,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,291 | $91,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,485 | $90,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,701 | $90,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 3,571 | $90,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,168 | $90,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,049 | $89,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,078 | $89,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 909 | $88,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,785 | $88,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,689 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,506 | $88,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,570 | $87,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,229 | $87,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 6,323 | $87,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 6,863 | $87,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,600 | $86,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,692 | $86,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,628 | $86,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,930 | $86,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,567 | $86,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,766 | $85,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,257 | $85,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,383 | $85,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 756 | $85,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,713 | $84,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,630 | $84,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 3,817 | $84,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,272 | $84,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,600 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 1,163 | $84,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,145 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,672 | $83,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 6,073 | $83,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,222 | $82,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,371 | $82,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,705 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,500 | $82,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,455 | $82,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 3,072 | $82,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 8,756 | $82,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,164 | $81,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 3,136 | $81,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 5,394 | $81,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,320 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,445 | $80,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,367 | $80,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 5,527 | $80,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,651 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,759 | $80,000 | thousands by filing date | |
| BARCLAYSBKPLCSHTBS&P50014 | 06740H658 | Common Stock | 1,933 | $80,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,610 | $79,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,194 | $79,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,227 | $78,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,888 | $78,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,281 | $78,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,260 | $78,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,397 | $78,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,291 | $77,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,830 | $77,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 961 | $77,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,235 | $77,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,383 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,440 | $77,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,256 | $76,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,168 | $76,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 6,373 | $76,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 5,475 | $76,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,546 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 513 | $75,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,075 | $75,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,200 | $75,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,266 | $74,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,231 | $74,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 5,570 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,871 | $74,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 24,595 | $74,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,101 | $74,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,200 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 3,870 | $74,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,725 | $74,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,437 | $73,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,281 | $73,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,295 | $73,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 5,216 | $73,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,029 | $72,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,158 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,728 | $72,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,614 | $72,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,298 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,890 | $71,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,862 | $71,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,578 | $70,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,059 | $70,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,521 | $70,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,290 | $70,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 2,420 | $70,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 725 | $69,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,236 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 676 | $69,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,754 | $69,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 819 | $69,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 836 | $68,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,265 | $68,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,336 | $68,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,221 | $68,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,440 | $68,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 3,313 | $68,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,908 | $67,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,400 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,571 | $67,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,720 | $67,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,394 | $66,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,865 | $66,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 6,319 | $66,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,383 | $66,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,260 | $66,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 985 | $66,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 369 | $66,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 841 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,437 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,430 | $65,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,447 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,020 | $65,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,300 | $65,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,446 | $65,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 15,270 | $65,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,732 | $64,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 934 | $64,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,600 | $64,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7,200 | $64,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,406 | $64,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 6,785 | $64,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,189 | $63,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,090 | $63,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,055 | $63,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,619 | $63,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,378 | $63,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,185 | $63,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 866 | $63,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,905 | $63,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 16,050 | $63,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,993 | $62,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,186 | $62,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 722 | $62,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,797 | $62,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 5,950 | $62,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,064 | $61,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 535 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,241 | $61,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,467 | $61,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 551 | $61,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 4,037 | $61,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,373 | $61,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,600 | $61,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 988 | $60,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,990 | $60,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,350 | $60,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 870 | $60,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,900 | $59,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 5,287 | $59,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 680 | $59,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 11,208 | $59,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 2,972 | $59,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,468 | $59,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 870 | $59,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,506 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,802 | $58,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,916 | $58,000 | thousands by filing date | |
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| OLIN CORP | 680665205 | COM PAR $1 | 2,406 | $58,000 | thousands by filing date | |
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| JABIL INC COM | 466313103 | Stock | 2,775 | $57,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,959 | $57,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 565 | $57,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,555 | $57,000 | thousands by filing date | |
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| SHERWIN WILLIAMS CO | 824348106 | COM | 317 | $56,000 | thousands by filing date | |
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| LENNAR CORP CL A | 526057104 | Stock | 1,558 | $56,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 866 | $56,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,914 | $56,000 | thousands by filing date | |
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| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 7,531 | $56,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 820 | $56,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,484 | $56,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 950 | $56,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,800 | $56,000 | thousands by filing date | |
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| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 499 | $55,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,485 | $55,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,289 | $55,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,200 | $55,000 | thousands by filing date | |
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| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,750 | $54,000 | thousands by filing date | |
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| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,857 | $53,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 905 | $52,000 | thousands by filing date | |
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| PACKAGING CORP AMER COM | 695156109 | Stock | 1,047 | $51,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,000 | $51,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 457 | $51,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 505 | $51,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,649 | $51,000 | thousands by filing date | |
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| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,090 | $51,000 | thousands by filing date | |
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| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,720 | $51,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 967 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,071 | $51,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 806 | $51,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 620 | $51,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 800 | $51,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 682 | $50,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,215 | $50,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 688 | $50,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 290 | $50,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 392 | $50,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 545 | $50,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 919 | $50,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,048 | $50,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 972 | $50,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,600 | $50,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 737 | $49,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,751 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,715 | $49,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 339 | $49,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 485 | $49,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,665 | $49,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,310 | $49,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,832 | $49,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,309 | $49,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 189 | $48,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 750 | $48,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 599 | $48,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,314 | $48,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,131 | $48,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,332 | $48,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,257 | $48,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,060 | $48,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,413 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,674 | $48,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 22,262 | $48,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,464 | $48,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 2,905 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 809 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 590 | $47,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 660 | $47,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 760 | $46,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,396 | $46,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 841 | $46,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,095 | $46,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 601 | $45,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 600 | $45,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 609 | $45,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,178 | $45,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 3,864 | $45,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 4,588 | $45,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 8,341 | $45,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,355 | $45,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,400 | $44,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,430 | $44,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 3,085 | $44,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,160 | $44,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 562 | $44,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 2,810 | $44,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 245 | $44,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 3,615 | $44,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 10,643 | $44,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,228 | $43,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 468 | $43,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 551 | $43,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,884 | $43,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,025 | $43,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 644 | $43,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 5,642 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $43,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,059 | $42,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,502 | $42,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 5,250 | $42,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,223 | $42,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,245 | $42,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 762 | $42,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,100 | $42,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,150 | $42,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 467 | $42,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 1,420 | $42,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,600 | $42,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 670 | $42,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 736 | $41,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,090 | $41,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 536 | $41,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,291 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,669 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,011 | $41,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 896 | $41,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 2,536 | $41,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 3,466 | $41,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,901 | $40,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 801 | $40,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,765 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 363 | $40,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,587 | $40,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,775 | $40,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 622 | $40,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 800 | $40,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,140 | $39,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,124 | $39,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,372 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 619 | $39,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,505 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 685 | $39,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 645 | $39,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 637 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,100 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 676 | $38,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 575 | $38,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,620 | $38,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 914 | $38,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 4,670 | $38,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 861 | $38,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 616 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-005200 | this filing | 2013-07-31 | acceptance time not in the bulk data set |