13F-HR/A filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-08-25, with 301 holding rows worth $9,042,222,395.
- Accession
- 0000949509-23-000012
- Filer
- CIK 949509
- Filed
- 2023-08-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 301 entries on the cover page, a total value of $9,042,222,395 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,042,222,395 with VALUE read as dollars as filed, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD Corp /ON/028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORM PLC SHS CL A | G89479102 | Stock | 53,812,988 | $1,654,443,979 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 8,579,879 | $652,414,005 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 68,834,814 | $611,941,496 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 23,228,843 | $557,492,231 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 26,067,483 | $550,545,240 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 12,935,120 | $292,333,712 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 21,054,667 | $255,393,114 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $195,360,979 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,781,561 | $172,061,025 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 20,726,126 | $159,591,170 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,124,687 | $156,118,271 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 5,582,382 | $135,037,820 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 8,372,867 | $132,123,841 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,692,705 | $110,158,561 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1,843,818 | $109,430,598 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 4,900,000 | $109,417,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 250,000 | $102,347,500 | dollars as filed | put |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 3,983,966 | $102,148,913 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 7,762,633 | $100,137,965 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 3,982,849 | $90,689,471 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 5,600,000 | $90,552,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,069,268 | $87,814,803 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 8,062,539 | $84,092,281 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 4,997,100 | $81,402,759 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,489,032 | $80,124,346 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,563,352 | $75,793,524 | dollars as filed | |
| EAGLE BULK SHIPPING INC | 269442AA7 | CONVERTIBLE BOND | 40,495,000 | $62,464,868 | dollars as filed | principal |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,850,011 | $59,940,356 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 450,000 | $57,415,500 | dollars as filed | put |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 2,884,674 | $57,087,698 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 2,033,110 | $56,845,755 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 425,167 | $56,287,859 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 21,294,251 | $55,790,940 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 6,697,000 | $52,571,450 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,056,121 | $49,468,707 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,946,000 | $37,947,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 4,946,154 | $35,365,001 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 558,000 | $33,496,740 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 39,206,000 | $33,011,452 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 41,673,000 | $32,859,160 | dollars as filed | principal |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 1,671,503 | $31,374,111 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3,593,111 | $27,523,230 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,733,373 | $24,778,812 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 25,492,000 | $22,573,166 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 25,120,000 | $21,439,490 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,300,000 | $21,344,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 639,421 | $21,088,104 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 21,583,000 | $20,913,927 | dollars as filed | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 489,377 | $20,191,695 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 25,246,000 | $20,045,324 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 20,332,000 | $19,924,184 | dollars as filed | principal |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $19,775,121 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 20,138,000 | $19,735,240 | dollars as filed | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 19,540,000 | $19,586,199 | dollars as filed | principal |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 7,505,294 | $19,138,502 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 23,228,000 | $18,356,176 | dollars as filed | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,784,412 | $18,272,378 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,333,949 | $17,036,479 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 627,366 | $17,014,165 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 17,985,000 | $16,883,418 | dollars as filed | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 18,800,000 | $16,619,200 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 19,409,000 | $16,472,119 | dollars as filed | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 18,137,000 | $16,458,933 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 18,783,000 | $16,303,644 | dollars as filed | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,200,000 | $16,104,000 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,449,000 | $15,371,755 | dollars as filed | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,378,354 | $15,134,326 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 14,637,000 | $14,599,145 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 18,674,000 | $14,416,328 | dollars as filed | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 14,234,000 | $14,236,510 | dollars as filed | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 14,293,000 | $13,989,273 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 20,312,000 | $13,504,602 | dollars as filed | principal |
| KBHOME | 48666K109 | COM | 333,992 | $13,419,798 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 13,428,000 | $13,411,215 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 13,834,000 | $13,283,762 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 16,827,000 | $13,116,646 | dollars as filed | principal |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 749,850 | $13,039,891 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,309,560 | $12,990,835 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 13,032,000 | $12,497,944 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 15,218,000 | $12,310,279 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 14,703,000 | $12,240,247 | dollars as filed | principal |
| UNITI GROUP INC | 91325V108 | COM | 3,397,592 | $12,061,451 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 12,649,000 | $11,991,252 | dollars as filed | principal |
| NUVASIVE INC | 670704AL9 | BOND | 11,744,000 | $11,663,915 | dollars as filed | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,182,167 | $11,543,663 | dollars as filed | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 11,098,000 | $11,185,279 | dollars as filed | principal |
| ALVOTECH | L01800116 | *W EXP 99/99/999 | 4,666,667 | $11,060,000 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 10,697,000 | $10,619,788 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 13,053,000 | $10,377,009 | dollars as filed | principal |
| EF HUTTON ACQUISITION CORP I | 28201D109 | COM | 990,000 | $10,167,300 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,033,741 | $10,148,367 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 18,995,000 | $10,124,335 | dollars as filed | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 10,368,000 | $10,082,880 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 12,756,000 | $9,911,412 | dollars as filed | principal |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 11,544,000 | $9,639,686 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 9,210,000 | $9,246,840 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 7,490,000 | $9,170,738 | dollars as filed | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 700,739 | $9,144,643 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 12,910,000 | $9,120,915 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 12,162,000 | $8,999,880 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 11,068,000 | $8,641,487 | dollars as filed | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 9,380,000 | $8,571,632 | dollars as filed | principal |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 9,404,000 | $8,327,718 | dollars as filed | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 991,759 | $8,132,423 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 792,000 | $8,125,920 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 8,226,000 | $7,979,237 | dollars as filed | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 7,941,000 | $7,853,649 | dollars as filed | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 8,156,000 | $7,748,200 | dollars as filed | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,669,270 | $7,695,334 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 735,000 | $7,658,700 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 8,159,000 | $7,649,062 | dollars as filed | principal |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 735,000 | $7,548,450 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 7,982,000 | $7,384,978 | dollars as filed | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 8,816,000 | $7,289,292 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 9,050,000 | $7,235,372 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 8,003,000 | $7,218,038 | dollars as filed | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 86,999 | $7,107,818 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 675,000 | $7,020,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 6,726,000 | $7,007,098 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 7,335,000 | $6,973,957 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,856,000 | $6,956,488 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 8,095,000 | $6,929,320 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,561,000 | $6,747,850 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 7,921,000 | $6,530,864 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 7,622,000 | $6,471,078 | dollars as filed | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 793,641 | $6,365,000 | dollars as filed | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 7,015,000 | $6,359,097 | dollars as filed | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 6,215,000 | $6,245,216 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,729,000 | $6,213,609 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 8,405,000 | $6,150,516 | dollars as filed | principal |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 509,049 | $5,971,144 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 550,000 | $5,915,250 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W102 | CMN | 560,000 | $5,852,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 10,864,000 | $5,792,319 | dollars as filed | principal |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 6,937,000 | $5,777,291 | dollars as filed | principal |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 550,000 | $5,742,000 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 7,347,000 | $5,708,619 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 6,547,000 | $5,627,146 | dollars as filed | principal |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 6,076,000 | $5,624,604 | dollars as filed | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 512,113 | $5,454,003 | dollars as filed | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 5,712,000 | $5,417,114 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 6,832,000 | $5,373,368 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,992,000 | $5,289,024 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,188,000 | $5,275,270 | dollars as filed | principal |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 500,000 | $5,275,000 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 6,013,000 | $5,273,401 | dollars as filed | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 5,205,000 | $5,181,953 | dollars as filed | principal |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 496,000 | $5,178,240 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 500,000 | $5,174,950 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 7,306,000 | $5,158,036 | dollars as filed | principal |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 7,000,000 | $5,134,500 | dollars as filed | principal |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 5,600,000 | $5,054,675 | dollars as filed | principal |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 8,140,000 | $5,034,537 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 4,492,000 | $4,871,573 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,704,000 | $4,845,548 | dollars as filed | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 419,051 | $4,823,277 | dollars as filed | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 450,000 | $4,810,500 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 450,000 | $4,743,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 6,182,000 | $4,737,774 | dollars as filed | principal |
| NULL | G3312W109 | NULL | 450,000 | $4,720,500 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 372,824 | $4,708,767 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 450,000 | $4,675,500 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,250,000 | $4,665,937 | dollars as filed | principal |
| REDWOODS ACQUISITION CORP | 758083109 | COM | 450,000 | $4,648,500 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,624,000 | $4,647,138 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 4,892,000 | $4,498,194 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,558,000 | $4,495,193 | dollars as filed | principal |
| EON RESOURCES INC | 40472A102 | COM CL A | 425,000 | $4,437,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 4,439,000 | $4,396,301 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,495,000 | $4,361,982 | dollars as filed | principal |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 410,000 | $4,290,650 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 5,710,000 | $4,287,068 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 4,474,000 | $4,225,693 | dollars as filed | principal |
| ICONIC SPORTS ACQUISITION CO | G4712C107 | CL A ORD SHS | 400,000 | $4,202,000 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 400,000 | $4,196,000 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 400,000 | $4,142,000 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U107 | ORDINARY SHARES | 400,000 | $4,136,000 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 400,000 | $4,116,000 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 398,000 | $4,095,420 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E101 | COM | 375,000 | $3,909,375 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 576,518 | $3,758,897 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 350,000 | $3,738,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,993,000 | $3,735,370 | dollars as filed | principal |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 350,000 | $3,662,750 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 350,000 | $3,641,750 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 350,000 | $3,631,250 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 4,547,000 | $3,628,506 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 3,337,000 | $3,591,137 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 4,198,000 | $3,519,442 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,554,000 | $3,420,725 | dollars as filed | principal |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 325,000 | $3,414,125 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 300,938 | $3,409,627 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 3,030,000 | $3,370,875 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,750,000 | $3,262,875 | dollars as filed | principal |
| PONO CAP THREE INC | G71704129 | UNIT 01/11/2028 | 315,000 | $3,231,900 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 3,288,000 | $3,189,779 | dollars as filed | principal |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 300,000 | $3,165,000 | dollars as filed | |
| KIMBELL TIGER ACQUISITION CO | 49436K106 | COM CL A | 300,000 | $3,159,000 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 300,000 | $3,141,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 4,079,000 | $3,117,426 | dollars as filed | principal |
| BEARD ENERGY TRANSITION ACQ | 07402Q101 | CL A COM | 300,000 | $3,109,500 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493104 | CLASS A COM | 300,000 | $3,081,000 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 290,000 | $3,045,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 3,306,000 | $3,033,228 | dollars as filed | principal |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 290,000 | $2,995,700 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,500,000 | $2,934,001 | dollars as filed | principal |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 275,000 | $2,931,500 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 280,000 | $2,884,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 3,040,000 | $2,883,439 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 3,815,000 | $2,732,139 | dollars as filed | principal |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 4,081,000 | $2,726,108 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 4,079,000 | $2,630,364 | dollars as filed | principal |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 250,000 | $2,610,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,380,000 | $2,601,340 | dollars as filed | principal |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 250,000 | $2,600,000 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A108 | COM | 250,000 | $2,595,000 | dollars as filed | |
| JUNIPER II CORP | 48203N103 | COM | 250,000 | $2,595,000 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 3,984,000 | $2,579,048 | dollars as filed | principal |
| Tcv Acquisition Corp | G8704C124 | COM | 250,000 | $2,560,000 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 250,000 | $2,557,500 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 245,000 | $2,555,350 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 250,000 | $2,555,000 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 245,000 | $2,554,125 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,855,000 | $2,520,767 | dollars as filed | principal |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 240,000 | $2,456,400 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AC4 | DEBT 1.250% 9/1 | 2,000,000 | $2,404,173 | dollars as filed | principal |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 225,000 | $2,355,750 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 225,000 | $2,326,500 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 220,000 | $2,299,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 3,670,000 | $2,145,115 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 3,263,000 | $2,112,792 | dollars as filed | principal |
| HCM ACQUISITION CO | G4365A101 | COM | 200,000 | $2,095,000 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N107 | COM | 200,000 | $2,092,000 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 200,000 | $2,090,000 | dollars as filed | |
| BULLPEN PARLAY ACQUISITION C | G1792A100 | CLASS A ORD SHS | 200,000 | $2,084,000 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 200,000 | $2,080,000 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 200,000 | $2,078,000 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 200,000 | $2,078,000 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 200,000 | $2,065,000 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 200,000 | $2,064,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 160,871 | $2,039,040 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 200,000 | $2,030,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,100,000 | $2,016,000 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,053,000 | $2,006,981 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 2,893,000 | $1,953,728 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,455,000 | $1,892,955 | dollars as filed | principal |
| LAKESHORE ACQUISITION II COR | G5352N105 | ORDINARY SHARES | 175,000 | $1,821,750 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 175,000 | $1,815,625 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,780,000 | $1,771,100 | dollars as filed | principal |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 175,000 | $1,767,500 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,500,000 | $1,737,187 | dollars as filed | principal |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 170,000 | $1,718,700 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,630,000 | $1,682,975 | dollars as filed | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 235,403 | $1,636,050 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,400,000 | $1,624,700 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 1,500,000 | $1,584,750 | dollars as filed | principal |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 150,000 | $1,579,500 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 150,000 | $1,561,500 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,382,000 | $1,548,300 | dollars as filed | principal |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 150,000 | $1,546,500 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 150,000 | $1,522,500 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 1,500,000 | $1,474,500 | dollars as filed | principal |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 140,000 | $1,451,800 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 135,000 | $1,399,275 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 1,500,000 | $1,386,000 | dollars as filed | principal |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 125,000 | $1,270,000 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 1,500,000 | $1,257,000 | dollars as filed | principal |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 115,000 | $1,179,325 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 1,223,000 | $1,109,108 | dollars as filed | principal |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 100,000 | $1,051,000 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 100,000 | $1,050,500 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 100,000 | $1,050,500 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 100,000 | $1,046,000 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 100,000 | $1,044,000 | dollars as filed | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 100,000 | $1,043,500 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 100,000 | $1,041,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 1,019,000 | $1,038,514 | dollars as filed | principal |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 100,000 | $1,014,500 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 100,000 | $1,013,000 | dollars as filed | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,014,000 | $951,258 | dollars as filed | principal |
| OAK WOODS ACQUISITION CORP | 67190B203 | UNIT 03/23/2028 | 90,000 | $918,000 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 981,000 | $804,420 | dollars as filed | principal |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 75,000 | $782,250 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 75,000 | $765,000 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 60,000 | $626,400 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 103,278 | $552,537 | dollars as filed | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 50,000 | $528,000 | dollars as filed | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K100 | COM | 50,000 | $526,500 | dollars as filed | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z109 | COM | 50,000 | $522,500 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 50,000 | $522,500 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 50,000 | $506,500 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 25,000 | $259,500 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 28,937 | $106,777 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 134,000 | $48,239 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 170,000 | $34,000 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 150,000 | $30,000 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 175,000 | $28,875 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 125,000 | $16,250 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 175,000 | $12,250 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 170,000 | $11,900 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 125,000 | $6,250 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-23-000010 | superseded | 2023-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-23-000012 | this filing | 2023-08-25 | acceptance time not in the bulk data set |