13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 257 holding rows worth $6,889,609,000.
- Accession
- 0000949509-21-000021
- Filer
- CIK 949509
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 261 entries on the cover page, a total value of $6,889,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,889,609,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD ASSET MANAGEMENT INC.028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 11,939,117 | $735,330,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 25,993,242 | $624,877,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 29,941,385 | $511,997,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 53,812,988 | $413,823,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,874,687 | $350,952,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30,000,000 | $288,000,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $209,459,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,781,561 | $190,666,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,726,126 | $185,084,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,468,125 | $175,437,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 317,000 | $136,037,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 5,320,000 | $120,285,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,299,528 | $112,248,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 3,982,849 | $111,002,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,535,011 | $101,633,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,266,217 | $99,373,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 12,913,313 | $93,104,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 8,800,432 | $90,996,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,982,790 | $83,460,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,135,000 | $78,076,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 20,328,340 | $77,857,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 1,607,672 | $76,665,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 4,129,408 | $66,029,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 1,113,995 | $62,885,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,507,286 | $62,054,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,833,550 | $59,645,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 51,974,000 | $54,156,000 | thousands by filing date | principal |
| FTAI AVIATION LTD | 34960P101 | COM | 2,033,110 | $51,600,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 2,099,524 | $42,117,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 3,397,592 | $42,028,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,000,000 | $41,170,000 | thousands by filing date | call |
| VALARIS LTD | G9460G101 | CL A | 1,080,184 | $37,676,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,006,537 | $35,636,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,358,000 | $35,275,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,210,000 | $34,741,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 1,651,812 | $32,607,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 4,490,368 | $31,701,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,821,801 | $30,983,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 36,764,000 | $30,400,000 | thousands by filing date | principal |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $29,286,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 29,021,000 | $29,099,000 | thousands by filing date | principal |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 727,270 | $28,349,000 | thousands by filing date | call |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 27,238,000 | $27,442,000 | thousands by filing date | principal |
| GARRETT MOTION INC | 366505105 | COM | 3,593,111 | $26,481,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,320,000 | $25,106,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 22,348,000 | $22,068,000 | thousands by filing date | principal |
| CONFLUENT INC | 20717M103 | CLASS A COM | 360,000 | $21,474,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 20,820,000 | $20,899,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 20,302,000 | $20,262,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 20,037,999 | $20,172,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 20,591,000 | $19,629,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 19,675,000 | $19,244,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 18,383,000 | $18,842,000 | thousands by filing date | principal |
| MFA FINL INC | 55272XAA0 | BOND | 17,974,000 | $18,528,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 18,208,000 | $18,309,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 17,621,000 | $18,026,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 17,530,999 | $17,759,000 | thousands by filing date | principal |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 596,870 | $16,789,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 16,251,000 | $16,575,000 | thousands by filing date | principal |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 3,245,002 | $16,322,000 | thousands by filing date | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 15,854,000 | $16,247,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 17,501,000 | $16,046,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 14,915,000 | $15,756,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,164,000 | $15,722,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,185,000 | $15,429,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 86,999 | $15,024,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 13,677,000 | $14,581,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 829,000 | $14,482,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 13,873,000 | $13,759,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 13,425,000 | $13,634,000 | thousands by filing date | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 13,784,000 | $13,603,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 15,836,000 | $13,546,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 11,991,000 | $12,268,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 11,583,000 | $11,704,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 9,750,000 | $11,474,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 11,267,000 | $11,463,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 10,585,000 | $11,411,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 519,550 | $11,341,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,260,500 | $11,189,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 10,920,000 | $11,007,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 10,854,000 | $10,982,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 9,225,000 | $10,303,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 8,995,000 | $9,865,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,855,000 | $9,737,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,963,575 | $9,680,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 8,059,000 | $9,590,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 9,168,000 | $9,344,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 7,562,000 | $9,249,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 9,574,000 | $8,808,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 8,898,000 | $8,697,000 | thousands by filing date | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 8,500,000 | $8,644,000 | thousands by filing date | principal |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 1,122,296 | $8,483,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 8,482,000 | $8,426,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 8,304,000 | $8,382,000 | thousands by filing date | principal |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 8,168,000 | $8,130,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 7,422,000 | $7,817,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 7,593,000 | $7,782,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 7,800,000 | $7,523,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 7,494,000 | $7,279,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,535,000 | $7,211,000 | thousands by filing date | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 6,150,000 | $6,668,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,600,000 | $6,640,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 6,240,000 | $6,041,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 462,679 | $5,751,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,810,000 | $5,471,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 5,761,000 | $5,465,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 5,384,000 | $5,118,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,379,000 | $5,109,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 4,500,000 | $5,046,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 4,807,000 | $4,935,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,958,000 | $4,852,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 89,250 | $4,757,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 4,978,000 | $4,750,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,150,000 | $4,712,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,976,000 | $4,608,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 3,966,000 | $4,598,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 4,471,000 | $4,579,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 3,666,000 | $4,556,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,938,000 | $4,521,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 4,000,000 | $4,413,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,198,000 | $4,305,000 | thousands by filing date | principal |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 468,700 | $4,269,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,167,000 | $4,229,000 | thousands by filing date | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,211,000 | $3,946,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 3,955,000 | $3,944,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,472,000 | $3,919,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 4,163,000 | $3,902,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 4,584,000 | $3,859,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 3,292,000 | $3,847,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 3,818,000 | $3,781,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,088,000 | $3,675,000 | thousands by filing date | principal |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 350,000 | $3,550,000 | thousands by filing date | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 3,956,000 | $3,528,000 | thousands by filing date | principal |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 350,000 | $3,528,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 3,253,000 | $3,527,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,954,000 | $3,503,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,500,000 | $3,489,000 | thousands by filing date | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,150,000 | $3,459,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,487,722 | $3,094,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 300,000 | $3,069,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 300,000 | $3,015,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 300,000 | $2,982,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 2,917,000 | $2,975,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 2,824,000 | $2,836,000 | thousands by filing date | principal |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 275,000 | $2,826,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,000,000 | $2,821,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 75,810 | $2,765,000 | thousands by filing date | call |
| CALAMP CORP | 128126AD1 | BOND | 2,916,000 | $2,687,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 2,466,000 | $2,633,000 | thousands by filing date | principal |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 250,000 | $2,560,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450200 | UNIT 09/30/2028 | 250,000 | $2,552,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 250,000 | $2,537,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 250,000 | $2,522,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 250,000 | $2,500,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 250,000 | $2,490,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,451,000 | $2,487,000 | thousands by filing date | principal |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 250,000 | $2,465,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 250,000 | $2,460,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 250,000 | $2,457,000 | thousands by filing date | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 250,000 | $2,442,000 | thousands by filing date | |
| AVISTA PUBLIC ACQUIS-CLASS A | G07247102 | CLASS A ORD SHS | 250,000 | $2,440,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,500,000 | $2,423,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,977,000 | $2,328,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 325,924 | $2,323,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X202 | COM | 225,000 | $2,283,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 225,000 | $2,235,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 1,626,000 | $2,104,000 | thousands by filing date | principal |
| WORLD QUANTUM GROWTH ACQUISI | G5596W119 | UNIT 99/99/9999 | 200,000 | $2,010,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 200,000 | $2,002,000 | thousands by filing date | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 200,000 | $2,000,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 200,000 | $1,995,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 200,000 | $1,994,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 200,000 | $1,988,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,201,646 | $1,987,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 200,000 | $1,984,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 200,000 | $1,984,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 200,000 | $1,980,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536125 | UNIT 99/99/9999 | 200,000 | $1,972,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 200,000 | $1,972,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 100,000 | $1,970,000 | thousands by filing date | |
| TIGO ENERGY INC COM | 77867P104 | Stock | 200,000 | $1,966,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,939,000 | $1,965,000 | thousands by filing date | principal |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 200,000 | $1,961,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 200,000 | $1,954,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 200,000 | $1,948,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A109 | CMN | 200,000 | $1,948,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A125 | *W EXP 09/01/202 | 200,000 | $1,948,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,366,000 | $1,944,000 | thousands by filing date | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 200,000 | $1,941,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 200,000 | $1,940,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 200,000 | $1,938,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 200,000 | $1,936,000 | thousands by filing date | |
| AMCI ACQUISITION CORP II | 00166R100 | CLASS A COM | 200,000 | $1,936,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 200,000 | $1,936,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 200,000 | $1,935,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 200,000 | $1,934,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 200,000 | $1,934,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 200,000 | $1,926,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 1,755,000 | $1,752,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 175,000 | $1,719,000 | thousands by filing date | call |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 1,667,000 | $1,554,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 1,075,000 | $1,515,000 | thousands by filing date | principal |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 150,000 | $1,515,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 150,000 | $1,501,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 150,000 | $1,501,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 150,000 | $1,496,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 150,000 | $1,494,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 150,000 | $1,494,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 150,000 | $1,492,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L119 | UNIT 08/09/2026 | 150,000 | $1,491,000 | thousands by filing date | |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 150,000 | $1,491,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 150,000 | $1,486,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 150,000 | $1,482,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 150,000 | $1,479,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 150,000 | $1,477,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 150,000 | $1,477,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 150,000 | $1,476,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 150,000 | $1,473,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 150,000 | $1,473,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 150,000 | $1,462,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 150,000 | $1,458,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 150,000 | $1,458,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A100 | COM | 150,000 | $1,456,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 150,000 | $1,455,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 150,000 | $1,455,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 150,000 | $1,453,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 150,000 | $1,453,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 126,109 | $1,236,000 | thousands by filing date | call |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 125,000 | $1,233,000 | thousands by filing date | call |
| SPRINGWATER SPECIAL SITUATIONS | 85205u115 | WT | 125,000 | $1,221,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 125,000 | $1,220,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000,000 | $1,130,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 1,334,000 | $1,127,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 94,768 | $1,083,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,060,000 | $1,069,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 71,613 | $1,038,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 103,920 | $1,028,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 134,000 | $1,023,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 100,000 | $1,010,000 | thousands by filing date | |
| AGRICO ACQUISITION CORP | G41089114 | *W EXP 07/08/202 | 100,000 | $1,001,000 | thousands by filing date | call |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 100,000 | $987,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P112 | *W EXP 07/01/202 | 100,000 | $983,000 | thousands by filing date | call |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 100,000 | $981,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP II | 00166R118 | *W EXP 08/06/202 | 100,000 | $968,000 | thousands by filing date | call |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 99,900 | $968,000 | thousands by filing date | call |
| AHPAW US 06 Apr 26 C11.5 | G07247128 | *W EXP 04/06/202 | 83,333 | $813,000 | thousands by filing date | call |
| CONMED CORP | 207410AF8 | BOND | 500,000 | $775,000 | thousands by filing date | principal |
| JATT ACQUISITION CORP | G50752123 | *W EXP 07/19/202 | 74,700 | $737,000 | thousands by filing date | call |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 69,600 | $701,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 66,666 | $647,000 | thousands by filing date | call |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 57,900 | $579,000 | thousands by filing date | call |
| NOBLE CORP NEW | G6610J209 | SHS | 19,979 | $540,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 51,000 | $494,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F112 | *W EXP 04/01/202 | 48,900 | $473,000 | thousands by filing date | call |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 30,853 | $300,000 | thousands by filing date | call |
| CORSAIR PARTNERING CORP | G2540H116 | *W EXP 07/06/202 | 25,000 | $246,000 | thousands by filing date | call |
| TIDEWATER INC NEW WT EXP 11144 | 88642R141 | WARRANT | 14,789 | $178,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-21-000021 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000022 | added | 2021-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000023 | added | 2021-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000024 | added | 2021-12-14 | acceptance time not in the bulk data set |