13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 191 holding rows worth $7,393,713,000.
- Accession
- 0000949509-21-000018
- Filer
- CIK 949509
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 191 entries on the cover page, a total value of $7,393,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,393,713,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD ASSET MANAGEMENT INC.028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 11,939,117 | $619,878,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 25,993,242 | $596,544,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 29,936,602 | $555,323,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 53,812,988 | $476,293,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,771,646 | $445,556,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,874,687 | $342,634,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30,000,000 | $305,100,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $256,788,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,726,126 | $218,868,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,873,758 | $200,539,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 3,781,561 | $178,943,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 4,977,751 | $176,710,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,245,576 | $142,462,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,803,792 | $125,030,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,865,000 | $109,365,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 3,982,849 | $105,147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 8,474,167 | $103,639,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 17,064,064 | $87,538,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 12,913,313 | $86,777,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,070,309 | $86,702,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,263,610 | $79,633,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 910,011 | $63,373,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,843,110 | $61,836,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,306,807 | $61,440,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 1,113,995 | $61,169,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 53,691,000 | $53,269,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,875,000 | $50,700,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,507,286 | $49,830,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,857,339 | $49,033,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,006,537 | $47,875,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 42,604,000 | $43,583,000 | thousands by filing date | principal |
| Afya Ltd-Class A | G01125106 | COM | 1,632,680 | $42,090,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 3,773,437 | $41,093,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,020,000 | $41,072,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $40,332,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,651,801 | $37,867,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 3,397,592 | $35,980,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 1,080,184 | $31,195,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 3,593,111 | $28,673,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 23,710,000 | $23,887,000 | thousands by filing date | principal |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 26,631,000 | $23,197,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,320,000 | $22,954,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 312,000 | $22,604,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 22,598,000 | $22,500,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 22,488,000 | $22,220,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,300,000 | $21,866,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 22,107,000 | $21,736,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 133,500 | $20,568,000 | thousands by filing date | put |
| MFA FINL INC | 55272XAA0 | BOND | 19,704,000 | $20,147,000 | thousands by filing date | principal |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 596,870 | $18,491,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,449,999 | $18,372,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 18,334,000 | $17,841,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 17,138,000 | $17,566,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 16,122,000 | $17,300,000 | thousands by filing date | principal |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 16,674,000 | $16,904,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 16,599,000 | $16,745,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 127,000 | $16,609,000 | thousands by filing date | put |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 15,589,999 | $16,505,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 14,990,000 | $16,385,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 16,028,000 | $16,348,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 15,683,000 | $16,234,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 14,888,000 | $16,023,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 15,455,000 | $15,900,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,472,000 | $15,762,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 14,168,000 | $15,160,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 86,999 | $15,108,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 15,593,000 | $14,930,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 16,435,000 | $14,816,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 14,549,000 | $14,512,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 690,931 | $14,420,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 14,200,000 | $13,989,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 12,940,000 | $13,245,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 9,500,000 | $12,967,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 13,759,000 | $12,855,000 | thousands by filing date | principal |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 3,133,000 | $12,845,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 12,725,000 | $12,693,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 829,000 | $12,575,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 519,550 | $12,386,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 12,347,000 | $12,331,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,116,000 | $12,199,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 11,047,000 | $12,048,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,260,500 | $12,025,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,520,000 | $11,577,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,999,000 | $11,232,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 10,829,000 | $11,126,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 10,843,000 | $10,728,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 9,976,000 | $10,713,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 10,330,000 | $10,575,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 9,225,000 | $10,099,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,855,000 | $9,671,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 9,792,000 | $9,517,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 9,100,000 | $9,391,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 10,411,000 | $9,311,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 8,800,000 | $9,234,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,963,575 | $9,091,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 8,500,000 | $8,829,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,638,000 | $8,778,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 8,482,000 | $8,533,000 | thousands by filing date | principal |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 7,000,000 | $8,517,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 7,295,000 | $8,476,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 8,267,000 | $8,277,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 9,659,000 | $8,258,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 9,161,000 | $8,165,000 | thousands by filing date | principal |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 8,010,000 | $8,160,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 7,468,000 | $8,019,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 8,331,000 | $7,903,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,868,000 | $7,794,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,800,000 | $7,745,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 7,498,000 | $6,960,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 5,500,000 | $6,924,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,600,000 | $6,752,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 5,500,000 | $6,723,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 5,855,000 | $6,696,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 462,679 | $6,662,000 | thousands by filing date | |
| LUMINEX CORP DEL | 55027EAA0 | NOTE 3.000% 5/1 | 6,603,000 | $6,636,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 5,000,000 | $6,318,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 6,274,000 | $6,305,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,615,000 | $6,296,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 5,500,000 | $6,101,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 6,246,000 | $5,949,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 6,221,000 | $5,918,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 5,526,000 | $5,899,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 5,761,000 | $5,779,000 | thousands by filing date | principal |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 4,666,667 | $5,740,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,151,000 | $5,661,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 5,878,000 | $5,469,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 4,000,000 | $5,415,000 | thousands by filing date | principal |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 357,722 | $5,347,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,000,000 | $5,312,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,700,000 | $5,211,000 | thousands by filing date | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,950,000 | $5,162,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 5,414,000 | $5,060,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,753,000 | $5,008,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,484,000 | $4,938,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 4,029,000 | $4,900,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 4,978,000 | $4,853,000 | thousands by filing date | principal |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 4,823,000 | $4,798,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 89,250 | $4,637,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,694,000 | $4,621,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 4,083,000 | $4,571,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 4,580,000 | $4,562,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 4,500,000 | $4,477,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,000,000 | $4,123,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 2,500,000 | $3,984,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,000,000 | $3,961,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 5,165,000 | $3,839,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 3,566,000 | $3,668,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 150,000 | $3,666,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,362,000 | $3,652,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,575,000 | $3,437,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 3,331,000 | $3,362,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 3,394,000 | $3,309,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 2,201,646 | $3,280,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 2,000,000 | $3,232,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 2,000,000 | $3,163,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,677,722 | $3,070,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,372,000 | $3,060,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727JAB8 | NOTE 5.875% 8/0 | 3,111,000 | $2,986,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 2,875,000 | $2,950,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 2,250,000 | $2,905,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 2,900,000 | $2,716,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000,000 | $2,693,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,500,000 | $2,443,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 2,000,000 | $2,371,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 342,000 | $2,329,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 75,810 | $2,038,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,713,000 | $2,008,000 | thousands by filing date | principal |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 200,000 | $2,002,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 200,000 | $1,984,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 200,000 | $1,976,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 276,000 | $1,846,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,082,000 | $1,771,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,478,000 | $1,676,000 | thousands by filing date | principal |
| Amplify Energy Corp | 03212B103 | COM | 410,041 | $1,660,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 150,000 | $1,498,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 150,000 | $1,489,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,249,000 | $1,359,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 134,000 | $1,297,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000,000 | $1,256,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 1,000,000 | $1,130,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,061,000 | $1,082,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,060,000 | $1,079,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 71,613 | $1,016,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 100,000 | $1,009,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 664,000 | $938,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 623,000 | $693,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 544,000 | $547,000 | thousands by filing date | principal |
| NOBLE CORP NEW | G6610J209 | SHS | 19,979 | $494,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 1,500,000 | $272,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 176,000 | $225,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 132,000 | $143,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-21-000018 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000019 | added | 2021-08-25 | acceptance time not in the bulk data set |