13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 188 holding rows worth $4,587,085,000.
- Accession
- 0000949509-20-000005
- Filer
- CIK 949509
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 188 entries on the cover page, a total value of $4,587,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,587,085,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD ASSET MANAGEMENT INC.028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 30,278,055 | $571,044,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 53,346,436 | $361,372,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,318,541 | $358,965,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 39,006,017 | $268,751,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 22,500,000 | $211,275,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,538,033 | $205,758,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $155,080,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 4,322,644 | $102,965,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,937,114 | $90,961,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,284,636 | $86,714,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,865,000 | $86,597,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,820,607 | $78,886,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,871,986 | $75,762,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,220,591 | $69,091,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 72,675,000 | $65,861,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 8,092,699 | $60,047,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,050,513 | $59,476,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 419,297 | $53,078,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 1,751,540 | $47,711,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,474,624 | $47,140,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,353,472 | $46,059,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,000,000 | $41,070,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 12,913,313 | $40,935,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,939,537 | $40,271,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,734,789 | $38,720,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 38,904,000 | $35,810,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,731,037 | $34,110,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 45,480,000 | $33,427,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 321,925 | $30,920,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,057,859 | $28,891,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 26,200 | $28,360,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,020,000 | $26,757,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,342,002 | $25,183,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $23,778,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 22,621,000 | $22,777,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 1,672,154 | $22,005,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 27,113,000 | $21,933,000 | thousands by filing date | principal |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 737,476 | $21,777,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 22,022,000 | $20,227,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 596,273 | $19,331,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,629,000 | $16,940,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,798,386 | $16,538,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 16,300,000 | $16,103,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 15,307,000 | $15,335,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 15,506,000 | $14,798,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 14,851,000 | $14,796,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,260,500 | $14,783,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 14,717,000 | $14,716,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 285,000 | $14,629,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 14,438,000 | $14,131,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 330,000 | $13,968,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 13,428,000 | $13,444,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,168,000 | $13,398,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 12,848,000 | $13,041,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 13,255,000 | $13,031,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 46,598,000 | $12,930,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,733,000 | $12,796,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12,912,000 | $12,442,000 | thousands by filing date | principal |
| GARRETT MOTION INC | 366505105 | COM | 3,593,111 | $12,396,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 13,627,000 | $12,314,000 | thousands by filing date | principal |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 150,000 | $12,294,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 11,610,000 | $11,668,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,250,000 | $11,418,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 8,449,000 | $11,321,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 11,611,000 | $11,270,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 10,921,000 | $10,989,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,160,000 | $10,942,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 11,163,000 | $10,810,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 12,725,000 | $10,473,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,812,000 | $10,233,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 8,795,000 | $10,219,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 10,569,000 | $10,212,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 9,325,000 | $10,166,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 415,735 | $10,114,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 8,000,000 | $9,850,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 9,945,000 | $9,685,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 11,060,000 | $9,455,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 10,300,000 | $9,360,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 10,399,000 | $9,234,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 8,858,000 | $9,229,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 9,266,000 | $9,152,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,634,000 | $9,137,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 9,384,000 | $9,133,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 9,524,000 | $8,952,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 8,090,000 | $8,909,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 8,839,000 | $8,783,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 849,000 | $8,770,000 | thousands by filing date | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 9,785,000 | $8,733,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,899,000 | $8,603,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 8,834,000 | $8,463,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,994,729 | $8,298,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 8,140,000 | $8,154,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 8,126,000 | $8,039,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 7,165,000 | $8,011,000 | thousands by filing date | principal |
| GENETRON HLDGS LTD | 37186H100 | ADS | 646,012 | $7,713,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 8,324,000 | $7,708,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $7,433,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 7,653,000 | $7,253,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 7,489,000 | $7,191,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 7,491,000 | $7,108,000 | thousands by filing date | principal |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 3,133,000 | $7,049,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,709 | $7,006,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 7,150,000 | $6,853,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 6,555,000 | $6,571,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 6,342,000 | $5,936,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 508,353 | $5,846,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 6,238,000 | $5,802,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,600,000 | $5,696,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 6,743,000 | $5,512,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 6,740,000 | $5,460,000 | thousands by filing date | principal |
| XPENG INC ADS | 98422D105 | ADR | 271,170 | $5,442,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 5,550,000 | $5,303,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,199,999 | $5,204,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,766,000 | $5,069,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 6,506,000 | $4,984,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 3,000,000 | $4,948,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 462,679 | $4,941,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,350,000 | $4,843,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 5,618,000 | $4,841,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,100,000 | $4,819,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,200,000 | $4,699,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,500,000 | $4,630,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 4,487,000 | $4,543,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,314,000 | $4,185,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 3,000,000 | $4,141,000 | thousands by filing date | principal |
| Agora Inc-Adr | 00851L103 | COM | 96,010 | $4,126,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 121,400 | $4,110,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 4,042,000 | $4,084,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 470,000 | $4,037,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 519,550 | $3,881,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,500,000 | $3,852,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 459,633 | $3,819,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,258,000 | $3,753,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,850,000 | $3,694,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000,000 | $3,660,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 4,359,000 | $3,585,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 2,506,000 | $3,577,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,951,000 | $3,515,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 3,400,000 | $3,403,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 3,000,000 | $3,373,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 3,746,000 | $3,291,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 2,201,646 | $3,192,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 3,021,000 | $3,064,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,649,999 | $2,917,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,995,000 | $2,870,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 3,369,000 | $2,763,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 3,299,000 | $2,597,000 | thousands by filing date | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 223,098 | $2,594,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 392,000 | $2,551,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,543,000 | $2,543,000 | thousands by filing date | principal |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 2,843,000 | $2,507,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,878,900 | $2,367,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,600,000 | $2,330,000 | thousands by filing date | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 2,000,000 | $2,163,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,970,000 | $2,103,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,655,000 | $2,102,000 | thousands by filing date | principal |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 30,000 | $2,054,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 2,064,000 | $2,009,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,457,000 | $1,955,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,869,000 | $1,926,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 2,263,000 | $1,902,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,312,000 | $1,875,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,733,000 | $1,848,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,900,000 | $1,812,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,823,000 | $1,772,000 | thousands by filing date | principal |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 187,296 | $1,724,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,500,000 | $1,692,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,376,000 | $1,651,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,700,000 | $1,522,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,200,000 | $1,475,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 342,000 | $1,474,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 13,498 | $1,472,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 213,000 | $1,393,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 276,000 | $1,335,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,000,000 | $1,254,000 | thousands by filing date | principal |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 159,782 | $1,097,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,000,000 | $1,038,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 71,613 | $838,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 664,000 | $750,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 300,000 | $462,000 | thousands by filing date | principal |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 209,000 | $379,000 | thousands by filing date | principal |
| Amplify Energy Corp | 03212B103 | COM | 410,041 | $349,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 326,000 | $328,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 46,904 | $279,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 278,000 | $259,000 | thousands by filing date | principal |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 32,142 | $212,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 145,000 | $163,000 | thousands by filing date | principal |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 22,076 | $151,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-20-000005 | this filing | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000004 | added | 2021-03-04 | acceptance time not in the bulk data set |