13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 180 holding rows worth $3,552,719,000.
- Accession
- 0000949509-20-000003
- Filer
- CIK 949509
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 180 entries on the cover page, a total value of $3,552,719,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,552,719,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerBROOKFIELD ASSET MANAGEMENT INC.028-14349
- included managerAtlas OCM Holdings, LLC028-20007
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 30,278,055 | $483,237,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 48,900,506 | $415,605,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 39,006,017 | $219,993,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,318,541 | $206,616,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,457,927 | $165,245,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,175,384 | $133,429,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,250,000 | $103,090,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 727,700 | $83,293,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 390,681 | $75,975,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,469,505 | $73,831,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 13,059,310 | $58,633,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 29,544,139 | $54,656,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,825,000 | $53,075,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,400,000 | $51,084,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 80,137,000 | $48,565,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 2,525,181 | $41,991,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,769,444 | $40,538,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 332,415 | $33,502,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 6,117,097 | $32,969,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,939,537 | $32,481,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,194,909 | $32,212,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,000,000 | $31,420,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 12,913,313 | $31,121,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 293,304 | $30,346,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 35,556,000 | $28,955,000 | thousands by filing date | principal |
| Afya Ltd-Class A | G01125106 | COM | 1,439,762 | $27,440,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,819,003 | $26,393,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,133,753 | $24,901,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,823,000 | $24,468,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 21,901,000 | $21,336,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,728,093 | $20,503,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,020,000 | $19,177,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 19,038,000 | $18,109,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,960,500 | $18,075,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,350,000 | $17,658,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,939,000 | $17,191,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 20,337,000 | $16,320,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 17,409,999 | $16,223,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 18,865,000 | $15,622,000 | thousands by filing date | principal |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,000,000 | $14,400,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 15,001,000 | $14,332,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000,000 | $14,150,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,927,544 | $14,128,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,009,912 | $14,071,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 8,092,699 | $13,919,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,331,638 | $13,568,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 14,682,000 | $13,507,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 14,715,000 | $13,464,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 16,903,000 | $13,459,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 15,489,000 | $12,964,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,975,000 | $12,681,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 25,400 | $12,409,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 295,000 | $12,408,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 15,329,000 | $12,301,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 61,622,000 | $12,021,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,771,000 | $11,883,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 14,411,000 | $11,778,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,273,000 | $11,713,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 13,616,000 | $11,505,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,652,000 | $11,068,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,286,000 | $11,063,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,268,000 | $10,854,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 12,058,000 | $10,706,000 | thousands by filing date | principal |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 473,720 | $10,681,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,828,000 | $10,602,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 11,888,000 | $10,104,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 12,049,000 | $9,938,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 11,722,000 | $9,905,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 11,005,000 | $9,833,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 849,000 | $9,593,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,974,729 | $9,083,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 150,000 | $8,545,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 8,568,000 | $8,488,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 8,733,000 | $8,438,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 741,726 | $8,344,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,433,800 | $7,836,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 9,433,000 | $7,736,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 9,463,000 | $7,599,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,512,000 | $7,515,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $7,353,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 9,500,000 | $7,291,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 415,735 | $6,996,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 15,593,000 | $6,647,000 | thousands by filing date | principal |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 3,133,000 | $6,266,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 7,512,000 | $6,029,000 | thousands by filing date | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 570,000 | $5,842,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 6,000,000 | $5,385,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,768,000 | $5,351,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,386,000 | $5,268,000 | thousands by filing date | principal |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 715,247 | $5,228,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 365,000 | $5,161,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,745,000 | $5,115,000 | thousands by filing date | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 446,000 | $5,106,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 5,000,000 | $4,953,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 4,500,000 | $4,662,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 5,376,999 | $4,558,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 462,679 | $4,506,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,597,999 | $4,449,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 580,000 | $4,379,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 7,311,000 | $4,226,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 1,423,969 | $4,129,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 4,272,000 | $4,093,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 4,023,000 | $4,078,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 470,000 | $4,009,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 10,740,000 | $3,985,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,000,000 | $3,847,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,504,000 | $3,783,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,845,000 | $3,770,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 8,789,000 | $3,757,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,500,000 | $3,718,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,989,000 | $3,472,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 3,709,000 | $3,345,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 3,056,000 | $3,234,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 3,756,000 | $3,065,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,450,000 | $2,994,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,026,000 | $2,855,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,878,900 | $2,837,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,004,000 | $2,776,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 526,694 | $2,765,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 4,557,000 | $2,734,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,600,000 | $2,709,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 109,500 | $2,634,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 4,104,000 | $2,629,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 260,000 | $2,602,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 3,381,000 | $2,519,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,343,000 | $2,480,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,510,000 | $2,441,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,930,000 | $2,210,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,933,000 | $2,200,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,272,000 | $2,182,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 392,000 | $2,171,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 2,295,000 | $2,063,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,254,000 | $2,004,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,218,000 | $1,975,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,000,000 | $1,932,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,438,000 | $1,882,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,876,000 | $1,868,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 279,550 | $1,856,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,157,000 | $1,696,000 | thousands by filing date | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 170,000 | $1,679,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,563,000 | $1,547,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 1,500,000 | $1,489,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,500,000 | $1,487,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,000,000 | $1,372,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,978,000 | $1,333,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,593,000 | $1,282,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,186,000 | $1,246,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 1,200,000 | $1,232,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 342,000 | $1,214,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 765,000 | $1,117,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,681,898 | $1,076,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,464,000 | $1,041,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 826 | $1,032,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,000,000 | $1,014,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,492,455 | $970,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,201,646 | $966,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 975,000 | $922,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 276,000 | $894,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 858,000 | $830,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 170,000 | $783,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 839,000 | $766,000 | thousands by filing date | principal |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 159,782 | $763,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 760,000 | $759,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 413,000 | $707,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 752,000 | $584,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 500,000 | $556,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 71,613 | $542,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 4,140 | $532,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 43,000 | $496,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 470,000 | $493,000 | thousands by filing date | principal |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 461 | $476,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 124,000 | $383,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 5,766 | $272,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 22,076 | $260,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 32,142 | $235,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 410,041 | $232,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 155,000 | $130,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 18,926 | $38,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 1,500,000 | $27,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 49,653 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-20-000003 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-21-000006 | added | 2021-03-04 | acceptance time not in the bulk data set |