13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 205 holding rows worth $5,333,912,000.
- Accession
- 0000949509-19-000008
- Filer
- CIK 949509
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 206 entries on the cover page, a total value of $5,333,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,333,912,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- reports for this filerHartree Partners, LP028-17875
- included managerOaktree Capital Group Holdings GP, LLC028-12809
- included managerOaktree Capital Group Holdings, L.P.028-12810
- included managerOaktree Capital Group, LLC028-12811
- included managerOaktree Holdings, Inc.028-12812
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 28,151,399 | $637,347,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 47,600,172 | $413,978,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 37,413,697 | $361,043,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,943,541 | $339,140,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 810,000 | $237,330,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 15,250,000 | $180,255,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 27,034,083 | $141,658,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 4,975,911 | $141,266,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 12,891,717 | $136,653,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,919,573 | $114,362,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,923,666 | $112,323,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,635,910 | $108,728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 750,000 | $82,635,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,587,814 | $79,349,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 8,107,246 | $76,532,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 71,093,000 | $72,815,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,975,384 | $61,038,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 346,997 | $59,112,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,500,000 | $57,885,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 2,998,204 | $53,399,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,516,668 | $50,718,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,819,003 | $48,349,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,400,000 | $46,440,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,597,803 | $42,544,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,672,938 | $39,301,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,200,848 | $34,268,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,250,000 | $33,638,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,586,383 | $33,125,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 33,584,000 | $32,734,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,183,331 | $30,458,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,220,000 | $29,171,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,215,000 | $27,848,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 28,328,000 | $27,691,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 27,975,000 | $27,137,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 8,092,699 | $26,625,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 26,125,000 | $26,497,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 27,039,000 | $26,140,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 26,192,000 | $26,067,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 28,081,000 | $26,046,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 1,331,319 | $25,361,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 415,735 | $24,665,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 25,174,000 | $24,500,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 23,784,000 | $23,672,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 531,918 | $23,165,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 25,711,000 | $22,724,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 21,993,000 | $22,302,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 583,020 | $22,155,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 21,567,000 | $21,836,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,198,000 | $21,169,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000,000 | $21,063,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 21,000,000 | $20,151,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 19,385,000 | $20,137,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,353,000 | $19,348,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 26,583,000 | $19,126,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 18,646,000 | $18,841,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 100,000 | $18,784,000 | thousands by filing date | put |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 18,577,000 | $18,735,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 528,000 | $18,306,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 18,289,000 | $18,048,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 18,135,000 | $17,235,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17,576,000 | $17,229,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 17,060,000 | $17,083,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 19,648,000 | $17,013,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 241,933 | $16,783,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 16,810,000 | $16,715,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,504,000 | $16,611,000 | thousands by filing date | principal |
| YETI HLDGS INC COM | 98585X104 | Stock | 537,629 | $15,564,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,927,544 | $15,440,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 17,170,000 | $15,380,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,416,000 | $15,353,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 15,468,000 | $15,322,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 17,636,000 | $15,249,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,043,000 | $15,082,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 16,560,000 | $14,778,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 15,547,000 | $14,174,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 13,744,000 | $13,760,000 | thousands by filing date | principal |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 14,555,000 | $13,483,000 | thousands by filing date | principal |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 540,100 | $13,346,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 11,800,000 | $13,121,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 11,630,000 | $11,673,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 11,520,000 | $11,603,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 11,507,000 | $11,540,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 9,567,000 | $11,294,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 10,686,000 | $10,765,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 11,460,000 | $10,399,000 | thousands by filing date | principal |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,477,857 | $9,851,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 8,554,000 | $9,703,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,340,000 | $9,420,000 | thousands by filing date | principal |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 150,000 | $9,219,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 8,733,000 | $8,829,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 8,429,000 | $8,721,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $8,583,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 9,525,000 | $8,487,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 9,047,000 | $8,369,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 8,335,000 | $8,338,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,681,898 | $7,938,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000,000 | $7,901,000 | thousands by filing date | principal |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 248,979 | $7,639,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 7,452,000 | $7,376,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,511,000 | $6,907,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 6,805,000 | $6,805,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 6,669,000 | $6,687,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 6,680,000 | $6,659,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,114,000 | $6,088,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 6,318,000 | $6,019,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 6,086,000 | $5,730,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,750,000 | $5,709,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 6,315,000 | $5,634,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,600,000 | $5,571,000 | thousands by filing date | principal |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 6,380,000 | $5,521,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,125,000 | $5,501,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 5,901,000 | $5,488,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,514,000 | $5,397,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,959,000 | $5,342,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 100,000 | $5,191,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 182,800 | $5,113,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,992,000 | $5,056,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 4,000,000 | $4,793,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,678,900 | $4,700,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 4,950,000 | $4,698,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 4,545,000 | $4,698,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 2,201,646 | $4,425,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,314,000 | $4,206,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,910,000 | $4,063,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,500,000 | $4,012,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,950,000 | $3,967,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,000,000 | $3,952,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,315,000 | $3,904,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 3,862,000 | $3,806,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 3,875,000 | $3,778,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 3,844,000 | $3,752,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,424,000 | $3,616,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,499,000 | $3,612,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 3,530,000 | $3,549,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,870,000 | $3,532,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,385,000 | $3,465,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,855,000 | $3,391,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,000,000 | $3,381,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 392,000 | $3,328,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 26,700 | $3,310,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 385,000 | $3,250,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 2,930 | $3,237,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 51,050 | $3,161,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,694,000 | $3,150,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,845,000 | $3,132,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,449,000 | $3,012,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 175,060 | $3,006,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,875,000 | $3,001,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,522,000 | $2,976,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 2,402 | $2,887,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 28,300 | $2,862,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,386,000 | $2,828,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,100,000 | $2,825,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 298,500 | $2,779,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,236,000 | $2,732,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,595,000 | $2,712,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 2,265,000 | $2,706,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,960 | $2,688,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,428,000 | $2,614,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,325,000 | $2,584,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,675,000 | $2,516,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,965,000 | $2,449,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,085,000 | $2,373,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,190,000 | $2,236,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,000,000 | $2,223,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $2,219,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,374,000 | $2,115,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 59,800 | $2,114,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,973,000 | $2,068,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,905,000 | $1,995,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,596,000 | $1,882,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 16,790 | $1,860,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,128,000 | $1,607,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 14,350 | $1,593,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 23,980 | $1,557,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 27,300 | $1,534,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,430,000 | $1,531,000 | thousands by filing date | principal |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 1,535,000 | $1,523,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 276,000 | $1,496,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,745,000 | $1,426,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 200,000 | $1,410,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,395,000 | $1,366,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,125,000 | $1,335,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,575,000 | $1,263,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 107,000 | $1,252,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,150,000 | $1,137,000 | thousands by filing date | principal |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 71,613 | $1,092,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,000,000 | $1,071,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 721 | $984,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 914,000 | $964,000 | thousands by filing date | principal |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 1,500,000 | $950,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 135,000 | $934,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 159,782 | $908,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 920,000 | $875,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 410,000 | $824,000 | thousands by filing date | principal |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 139,473 | $821,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 172,787 | $749,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 310,000 | $691,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 845,000 | $666,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 9,550 | $511,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 252,000 | $424,000 | thousands by filing date | principal |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 32,142 | $338,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 22,076 | $282,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 590,799 | $109,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 18,926 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-19-000008 | this filing | 2019-08-14 | acceptance time not in the bulk data set |