13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 203 holding rows worth $6,380,998,000.
- Accession
- 0000949509-18-000002
- Filer
- CIK 949509
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 203 entries on the cover page, a total value of $6,380,998,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,380,998,000 with VALUE read as thousands by filing date, 13F file number 028-05050. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerOaktree Capital Group Holdings GP, LLC028-12809
- included managerOaktree Capital Group Holdings, L.P.028-12810
- included managerOaktree Capital Group, LLC028-12811
- included managerOaktree Holdings, Inc.028-12812
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 50,280,227 | $921,133,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 32,579,506 | $366,845,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 7,184,998 | $305,146,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,760,000 | $284,601,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,566,356 | $141,407,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 9,234,691 | $120,052,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 9,411,396 | $115,102,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,424,322 | $99,828,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 5,681,992 | $96,593,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 13,062,118 | $86,471,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 8,804,316 | $85,666,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 491,227 | $84,702,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,061,588 | $74,151,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250,000 | $66,715,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 8,092,699 | $62,718,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 61,389,000 | $61,888,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 46,643,000 | $60,431,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,880,090 | $57,801,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,819,003 | $56,570,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 58,335,000 | $55,272,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 49,210,000 | $53,638,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 2,730,388 | $47,972,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 9,334,725 | $47,607,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 42,009 | $47,576,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 819,220 | $47,432,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,866,600 | $46,496,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,977,774 | $44,790,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000,000 | $44,260,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 32,421,000 | $43,788,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 42,850,000 | $43,626,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 42,570,000 | $43,394,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 764,930 | $42,836,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 33,025,000 | $42,313,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 32,077 | $42,020,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 31,221,000 | $40,860,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 29,251,000 | $37,898,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 35,233,000 | $37,809,000 | thousands by filing date | principal |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 39,279,264 | $36,529,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,508,041 | $35,582,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 34,928,000 | $35,495,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,909,645 | $35,328,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 26,316,000 | $34,605,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 3,370,322 | $34,343,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 33,867,000 | $32,152,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 30,365,000 | $32,129,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 25,945,000 | $31,879,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,557,493 | $31,850,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 220,967 | $31,722,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 27,725,000 | $31,000,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 25,915,000 | $30,822,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 543,715 | $30,556,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 30,185,000 | $30,411,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,990,115 | $29,926,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,000,000 | $29,850,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 653,202 | $28,806,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,529,453 | $28,555,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 28,732,000 | $28,426,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 1,168,341 | $27,841,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 225,715 | $27,706,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 19,535,000 | $26,799,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 24,500,000 | $26,613,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 28,161,000 | $26,348,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 26,482,000 | $25,952,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 27,030,000 | $25,881,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 25,360,000 | $25,391,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,625,000 | $24,867,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 197,196 | $24,797,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 3,750,000 | $24,600,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 26,127,000 | $24,396,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 21,620,000 | $24,254,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 20,500,000 | $24,138,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 23,665,000 | $24,123,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 20,830,000 | $23,876,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 23,776,000 | $22,824,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 28,415,000 | $22,732,000 | thousands by filing date | principal |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 3,910,545 | $22,446,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 21,950,000 | $21,812,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 20,295,000 | $21,765,000 | thousands by filing date | principal |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 794,183 | $21,284,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 20,670,000 | $21,160,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,381,000 | $20,807,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 20,722,000 | $20,734,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 15,800,000 | $20,678,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 20,189,000 | $20,441,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 381,800 | $19,723,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 17,980,000 | $19,530,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 197,000 | $19,269,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 242,400 | $19,202,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 20,719,978 | $19,165,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 17,705,000 | $18,302,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 18,100,000 | $18,054,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 950,000 | $18,050,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 17,245,000 | $17,783,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 17,032,000 | $17,713,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 16,520,000 | $17,542,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 16,105,000 | $17,353,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 16,285,000 | $17,251,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,780,000 | $17,178,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 16,500,000 | $17,118,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 16,638,000 | $16,617,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 15,230,000 | $16,181,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 14,396,000 | $16,015,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 14,501,000 | $15,842,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 15,750,000 | $15,356,000 | thousands by filing date | principal |
| MATLIN & PARTNE | 57682V205 | Common Stock | 1,500,000 | $15,120,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,874,000 | $14,878,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,190,000 | $14,829,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 238,100 | $14,726,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 12,719,000 | $14,666,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 14,095,000 | $14,130,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 14,138,000 | $13,996,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 11,945,000 | $13,818,000 | thousands by filing date | principal |
| LIBERTY | 531229888 | COMMON STOCK | 613,717 | $13,636,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,300 | $13,585,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 13,020,000 | $13,296,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 13,337,000 | $13,278,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 12,120,000 | $13,271,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 8,593,000 | $13,002,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 13,650,000 | $12,703,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 181,500 | $12,628,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 14,305,000 | $12,624,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 12,135,000 | $12,590,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 14,697,000 | $12,575,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 12,163,000 | $12,565,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 10,671,000 | $12,505,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 12,705,000 | $12,442,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 13,432,000 | $12,424,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 17,219,000 | $12,300,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $12,251,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 10,625,000 | $11,767,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 11,873,000 | $11,754,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 13,785,000 | $11,743,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 9,332,000 | $11,723,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 11,480,000 | $11,673,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 11,005,000 | $11,328,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,825,000 | $10,811,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,238,000 | $10,276,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 10,018,000 | $10,187,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 10,141,000 | $9,938,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 8,310,000 | $9,660,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,786,000 | $9,549,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 455,000 | $9,441,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 9,015,000 | $9,386,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 6,538,000 | $9,345,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 9,020,000 | $9,008,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 8,000,000 | $9,005,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 8,476,000 | $8,687,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 10,030,000 | $8,632,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 7,915,000 | $8,196,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 150,000 | $8,136,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 7,356,000 | $7,705,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 7,750,000 | $7,633,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 9,510,000 | $7,417,000 | thousands by filing date | principal |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 6,045,000 | $7,356,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 7,000,000 | $7,323,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 7,287,000 | $7,296,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 788,166 | $7,140,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 500,000 | $7,055,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 7,140,000 | $6,983,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,895,000 | $6,764,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,678,900 | $6,446,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 3,750,000 | $6,434,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 6,155,000 | $6,355,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 6,299,000 | $6,346,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,905,000 | $6,030,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 6,000,000 | $5,973,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 5,750,000 | $5,868,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 5,775,000 | $5,807,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 5,901,000 | $5,779,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,500,000 | $5,692,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,661,000 | $5,473,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 6,045,000 | $5,395,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 4,960,000 | $5,003,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 4,500,000 | $4,975,000 | thousands by filing date | principal |
| REGIS CORP | 758932107 | COM | 321,890 | $4,944,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,275,000 | $4,924,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 5,000,000 | $4,834,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 5,100,000 | $4,822,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 4,635,000 | $4,811,000 | thousands by filing date | principal |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 267,000 | $4,784,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 250,000 | $4,625,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,255,000 | $4,456,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 4,208,000 | $4,136,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,000,000 | $4,049,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,295,000 | $4,031,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 3,000,000 | $3,585,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 785,363 | $3,518,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 204,107 | $3,384,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 3,095,000 | $3,095,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 298,500 | $3,041,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,500,000 | $2,956,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 202,787 | $2,901,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 135,000 | $2,844,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 819,228 | $2,752,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 246,161 | $2,532,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 276,000 | $1,350,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 1,227,000 | $1,254,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,009,000 | $1,051,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 25,500 | $920,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 400,000 | $744,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 565,000 | $566,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 57,600 | $484,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 385,000 | $392,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-18-000002 | this filing | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000949509-18-000004 | base | 2018-02-14 | acceptance time not in the bulk data set |