13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 187 holding rows worth $7,708,914,000.
- Accession
- 0000949509-16-000017
- Filer
- CIK 949509
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 187 entries on the cover page, a total value of $7,708,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,708,914,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOaktree Capital Group Holdings GP, LLC028-12809
- included managerOaktree Capital Group Holdings, L.P.028-12810
- included managerOaktree Capital Group, LLC028-12811
- included managerOaktree Holdings, Inc.028-12812
- included managerRUSSELL FRANK CO/028-01190
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 43,268,538 | $1,192,481,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 3,000,000 | $648,900,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,178,245 | $517,790,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 41,843,581 | $217,586,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,401,462 | $202,516,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 29,078,777 | $132,019,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 101,437,000 | $114,964,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 2,473,283 | $108,182,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,424,322 | $104,377,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,398,797 | $103,921,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 97,548,000 | $102,720,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 101,479,000 | $92,089,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 90,386,000 | $89,725,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 74,115,000 | $80,702,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 62,091,000 | $79,661,000 | thousands by filing date | principal |
| TRONC INC | 89703P107 | COM | 4,695,947 | $79,268,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 61,580,000 | $78,977,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,030,000 | $72,240,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 6,455,046 | $70,588,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 643,239 | $70,491,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 69,603,000 | $69,665,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 64,618,000 | $67,947,000 | thousands by filing date | principal |
| GENER8 MARITIME INC | Y26889108 | COM | 13,052,534 | $66,828,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 53,917,000 | $66,024,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 53,669,000 | $64,064,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 54,637,000 | $63,643,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 55,725,000 | $59,301,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 560,148 | $59,238,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 51,523,000 | $57,166,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 50,790,000 | $54,566,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 49,417,000 | $54,112,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,786,681 | $53,868,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 49,500,000 | $52,462,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 43,658,000 | $52,238,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 38,734,000 | $49,106,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 47,386,000 | $47,960,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 48,360,000 | $47,069,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 39,532,000 | $46,613,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 38,073,000 | $45,625,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 55,675,000 | $45,599,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 41,923,000 | $44,441,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 44,770,000 | $44,421,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 5,816,443 | $44,322,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,912,417 | $44,147,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 40,584,000 | $43,127,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 39,715,000 | $42,543,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 36,450,000 | $41,553,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 47,576,000 | $41,190,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 38,363,000 | $40,837,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 37,773,682 | $40,419,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 990,450 | $39,489,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 8,093,843 | $38,105,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 31,466,000 | $37,944,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 34,869,000 | $37,586,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 31,955,000 | $37,242,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 32,300,000 | $36,409,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 25,362,000 | $36,175,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 27,515,000 | $35,789,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 32,778,000 | $33,252,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,037,340 | $32,749,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 32,750,000 | $31,689,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,469,003 | $31,598,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 28,044,000 | $30,292,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 25,000,000 | $29,511,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 28,470,000 | $29,293,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 31,617,000 | $28,632,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 25,826,000 | $28,396,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 44,312,000 | $28,368,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 27,393,000 | $27,360,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 22,600,000 | $27,200,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,765,161 | $25,531,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 27,100,000 | $25,384,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 22,641,000 | $25,171,000 | thousands by filing date | principal |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 2,450,845 | $25,086,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 25,095,000 | $24,252,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 1,523,352 | $24,241,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,058,000 | $23,689,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 19,600,000 | $23,231,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 27,805,000 | $23,184,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 250,143 | $23,013,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 17,171,000 | $22,800,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,727,958 | $22,694,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 22,828,000 | $22,559,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7,854,363 | $21,355,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 18,900,000 | $21,245,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 167,337 | $21,159,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 908,699 | $21,018,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 400,000 | $20,784,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 330,700 | $20,293,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL LTD | 22943FAL4 | CONV BND | 20,000,000 | $20,256,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 21,153,000 | $20,056,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 3,103,397 | $20,020,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 17,240,000 | $19,029,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 18,000,000 | $18,140,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,250,000 | $17,612,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 201,500 | $17,426,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 4,895,273 | $17,031,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 968,078 | $16,825,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 16,421,000 | $16,358,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 15,000,000 | $16,250,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 15,000,000 | $15,710,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 15,603,000 | $15,566,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 15,524,000 | $15,557,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 12,518,000 | $15,367,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 14,612,000 | $15,047,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $14,900,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 15,127,000 | $14,735,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 12,890,000 | $14,683,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 16,000,000 | $13,911,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000,000 | $13,797,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 17,000,000 | $13,689,000 | thousands by filing date | principal |
| SORL Auto Parts Inc | 78461U101 | COM | 63,000 | $13,627,000 | thousands by filing date | put |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 13,868,000 | $13,350,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,296,813 | $13,254,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 14,675,000 | $13,140,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 12,129,000 | $12,437,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 9,326,000 | $12,428,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 12,865,000 | $12,419,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 13,000,000 | $12,370,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 12,500,000 | $12,117,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 11,599,000 | $11,628,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 12,500,000 | $11,595,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 15,000,000 | $11,541,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 10,521,000 | $11,423,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 164,500 | $11,179,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 11,000,000 | $11,150,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 11,026,000 | $11,066,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 11,500,000 | $10,908,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 11,091,000 | $10,842,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 12,042,000 | $10,604,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,500,000 | $10,421,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 10,667,000 | $10,216,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 10,167,000 | $10,208,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,600,000 | $9,974,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 9,666,000 | $9,713,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 9,500,000 | $9,656,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 9,000,000 | $9,153,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 9,189,000 | $9,020,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 10,500,000 | $8,780,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 9,000,000 | $8,711,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 8,706,000 | $8,350,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 8,248,000 | $7,848,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 7,070,000 | $7,768,000 | thousands by filing date | principal |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 8,079,000 | $7,734,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 7,534,000 | $7,446,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 393,000 | $7,412,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 14,600,000 | $7,324,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 7,511,000 | $7,116,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 7,819,000 | $7,070,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 7,440,000 | $7,062,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 1,247,000 | $6,858,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 6,387,000 | $6,623,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 7,000,000 | $6,595,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 9,756,000 | $6,526,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 130,128 | $6,518,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 353,842 | $6,355,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 6,000,000 | $6,222,000 | thousands by filing date | principal |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 217,000 | $6,165,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 5,626,000 | $5,720,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 7,666,000 | $5,654,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 785,363 | $5,553,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 5,500,000 | $5,358,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 6,800,000 | $5,287,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,045,000 | $5,130,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 5,360,000 | $5,111,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 6,183 | $5,062,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 5,000,000 | $4,686,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,000,000 | $4,160,000 | thousands by filing date | principal |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 4,405,000 | $3,703,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 41,200 | $3,625,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 3,143,000 | $3,226,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987MAE9 | CONV | 3,000,000 | $2,948,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 819,228 | $2,671,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 2,542,000 | $2,514,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 190,862 | $2,497,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,398,000 | $2,470,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,391,000 | $2,433,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 298,500 | $2,278,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 132,423 | $2,133,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 55,000 | $2,046,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,000,000 | $1,926,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,214 | $1,496,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 251,001 | $1,426,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 65,500 | $1,379,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 2,000,000 | $1,331,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,042,000 | $1,284,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 929,000 | $861,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-16-000017 | this filing | 2016-11-14 | acceptance time not in the bulk data set |