13F-HR filed by OAKTREE CAPITAL MANAGEMENT LP
OAKTREE CAPITAL MANAGEMENT LP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 185 holding rows worth $5,599,866,000.
- Accession
- 0000949509-16-000012
- Filer
- CIK 949509
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 185 entries on the cover page, a total value of $5,599,866,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,559,866,000 with VALUE read as thousands by filing date, 13F file number 028-05050. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOaktree Capital Group Holdings GP, LLC028-12809
- included managerOaktree Capital Group Holdings, L.P.028-12810
- included managerOaktree Capital Group, LLC028-12811
- included managerOaktree Holdings, Inc.028-12812
- included managerRUSSELL FRANK CO/028-01190
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIBUNE COMPANY | 896047503 | COMMON | 14,178,245 | $555,504,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,401,462 | $177,553,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 41,843,581 | $166,119,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,424,322 | $145,236,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 116,187,000 | $130,626,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,347,356 | $113,901,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,598,988 | $110,561,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 96,265,000 | $90,679,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 90,586,000 | $90,028,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 71,780,000 | $84,054,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 90,683 | $83,928,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 13,052,534 | $83,537,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 74,616,000 | $83,156,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 683,239 | $76,740,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 68,769,000 | $74,729,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 74,268,000 | $74,099,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 68,407,000 | $73,799,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 64,637,000 | $72,473,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 64,415,000 | $68,141,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 22,860,798 | $67,667,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 4,691,371 | $64,740,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 58,175,000 | $59,375,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 54,823,000 | $58,728,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 45,173,682 | $58,725,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 51,816,000 | $58,336,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 6,731,675 | $57,825,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 60,079,000 | $56,970,000 | thousands by filing date | principal |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 55,342,000 | $54,059,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,030,000 | $53,729,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 44,823,000 | $49,860,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 47,367,000 | $49,664,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 46,958,000 | $48,577,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,772,156 | $48,532,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 45,165,000 | $48,491,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 41,134,000 | $47,395,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 42,782,000 | $46,372,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 43,300,000 | $44,072,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 38,450,000 | $42,629,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 43,839,000 | $42,509,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,852,000 | $40,475,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,337,340 | $40,257,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 48,915,000 | $39,543,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 40,989,000 | $37,662,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 34,475,000 | $37,565,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 990,450 | $36,716,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 33,855,000 | $36,398,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 36,190,000 | $36,015,000 | thousands by filing date | principal |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,608,122 | $35,865,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 29,212,000 | $35,300,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 35,447,000 | $33,957,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 26,453,000 | $32,197,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 5,816,443 | $31,874,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 39,289,000 | $31,319,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 30,708,000 | $30,960,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 34,250,000 | $30,944,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 34,863,000 | $30,731,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,156,960 | $30,659,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 9,649,085 | $30,105,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,140,476 | $29,646,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 26,265,000 | $27,610,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 28,393,000 | $27,471,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 1,922,699 | $27,341,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 28,051,000 | $27,245,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 35,494,000 | $27,069,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 27,466,000 | $25,773,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 33,479,000 | $25,697,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,469,003 | $25,473,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 32,309,000 | $25,249,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,015,426 | $25,173,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 23,141,000 | $25,046,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 26,270,000 | $25,007,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 1,803,059 | $24,684,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 24,328,000 | $24,216,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,638,200 | $24,026,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 19,147,000 | $23,328,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 19,665,000 | $23,003,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 493,335 | $22,068,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 20,526,000 | $21,898,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 24,650,000 | $21,165,000 | thousands by filing date | principal |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 20,363,000 | $20,719,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 19,490,000 | $20,339,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 19,894,000 | $20,185,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 21,368,000 | $19,846,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 19,373,000 | $19,766,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 400,000 | $18,108,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 9,501,727 | $16,913,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 869,282 | $16,821,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 174,324 | $16,528,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 16,355,000 | $16,106,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 17,000,000 | $16,052,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,296,813 | $15,872,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,250,000 | $15,488,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 330,700 | $15,268,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 309,284 | $15,110,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,371,000 | $15,069,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 16,359,000 | $15,001,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 14,662,000 | $14,803,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,190,000 | $14,800,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 16,289,000 | $14,371,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 12,918,000 | $14,366,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 15,151,000 | $14,301,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 117,700 | $14,242,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 968,078 | $14,192,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 14,971,000 | $14,070,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 14,316,000 | $14,058,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 16,417,000 | $13,887,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 24,241,000 | $13,837,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 115,200 | $13,485,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 10,039,000 | $12,971,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 525,000 | $12,884,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 12,149,000 | $12,625,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,595,224 | $12,586,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 14,144,000 | $12,428,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 12,791,000 | $12,160,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 12,717,000 | $12,093,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 20,683,000 | $11,940,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 12,127,000 | $11,566,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 11,454,000 | $11,494,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 11,195,000 | $11,346,000 | thousands by filing date | principal |
| WESTROCK CO | 96145D105 | COM | 274,864 | $10,684,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 12,542,000 | $10,440,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 11,500,000 | $10,409,000 | thousands by filing date | principal |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 11,108,000 | $10,397,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 558,151 | $10,231,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 12,849,000 | $10,123,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 10,167,000 | $10,040,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 9,070,000 | $9,893,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 117,500 | $9,862,000 | thousands by filing date | put |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 13,036,000 | $9,362,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 9,374,000 | $9,301,000 | thousands by filing date | principal |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 164,500 | $9,212,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 261,810 | $8,912,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368AC4 | Bond | 8,197,000 | $8,157,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 8,106,000 | $8,013,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 8,416,000 | $7,805,000 | thousands by filing date | principal |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 6,848,000 | $7,572,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 14,600,000 | $7,502,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 8,113,000 | $7,431,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 7,000,000 | $7,184,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 15,707,276 | $6,889,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 6,666,000 | $6,727,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 6,387,000 | $6,524,000 | thousands by filing date | principal |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,678,900 | $6,514,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 6,565,000 | $6,217,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 6,096,000 | $6,151,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 6,129,000 | $6,118,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 163,500 | $5,995,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 9,756,000 | $5,665,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 5,626,000 | $5,523,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 5,977,000 | $5,470,000 | thousands by filing date | principal |
| Apollo Global Management | 037612306 | COM | 353,842 | $5,361,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 5,392,000 | $5,184,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,075,000 | $5,102,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 4,942,000 | $4,974,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 5,023,000 | $4,962,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,084,000 | $4,684,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 4,620,000 | $4,678,000 | thousands by filing date | principal |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 5,206,000 | $4,591,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 4,285,000 | $4,393,000 | thousands by filing date | principal |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 5,000,000 | $4,313,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 4,000,000 | $4,311,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 215,600 | $4,101,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 365,000 | $3,978,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 4,970,000 | $3,534,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 3,484,000 | $3,369,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 325,000 | $3,367,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 190,862 | $2,928,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,202,000 | $2,921,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,605,000 | $2,824,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 547,000 | $2,768,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 3,750,000 | $2,560,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 298,500 | $2,471,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 2,542,000 | $2,458,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 819,228 | $2,442,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,900,000 | $2,365,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 2,398,000 | $2,359,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,102,000 | $2,321,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 2,446,000 | $2,292,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 2,042,000 | $2,224,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 55,000 | $2,056,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,745,000 | $1,859,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 65,500 | $1,431,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 2,000,000 | $1,351,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 251,001 | $765,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 25,900 | $702,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000949509-16-000012 | this filing | 2016-08-12 | acceptance time not in the bulk data set |