13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 3,625 holding rows worth $196,022,278,358.
- Accession
- 0000948046-24-000036
- Filer
- CIK 948046
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 13,540 entries on the cover page, a total value of $196,022,278,358 stated on the cover page (in dollars after the unit check, H1), rows summing to $196,022,278,358 with VALUE read as dollars as filed, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,570 | $18,008 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 17,804 | $17,804 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 4,860 | $17,593 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,704 | $17,483 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 12,345 | $17,406 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $17,231 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 5,888 | $16,899 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 151,500 | $16,665 | dollars as filed | call |
| iShares Global 100 ETF | 464287572 | SHS | 203 | $16,346 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 350 | $16,321 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 250 | $16,265 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 2,228 | $15,930 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 202 | $15,758 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,725 | $15,593 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 21,594 | $14,684 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 112,600 | $14,638 | dollars as filed | call |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 293 | $14,278 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 16,000 | $14,200 | dollars as filed | principal |
| MISTER CAR WASH INC | 60646V105 | COM | 1,636 | $14,135 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 142 | $14,041 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 838 | $13,978 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 979 | $13,128 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 131 | $12,915 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $12,656 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 138,000 | $12,420 | dollars as filed | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 500 | $12,340 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 3,829 | $12,100 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 14,000 | $12,058 | dollars as filed | principal |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $12,017 | dollars as filed | call |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,648 | $11,750 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 200 | $10,860 | dollars as filed | put |
| CNA FINL CORP | 126117100 | COM | 255 | $10,789 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 37,000 | $10,730 | dollars as filed | call |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 430 | $10,204 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 250,000 | $10,000 | dollars as filed | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,816 | $9,951 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,581 | $9,913 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,300 | $9,890 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 5,242 | $9,803 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 2,495 | $9,431 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $9,142 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 94 | $8,844 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 6,203 | $8,684 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 143 | $8,521 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 1,687 | $8,486 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 435 | $8,348 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 75,000 | $8,250 | dollars as filed | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,192 | $8,153 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 59 | $8,087 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,078 | $8,074 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 50,000 | $8,000 | dollars as filed | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 748 | $7,899 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 125,000 | $7,500 | dollars as filed | call |
| 374WATER INC | 88583P104 | COM | 5,180 | $7,356 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 639 | $7,023 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 850 | $6,996 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 2,256 | $6,836 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 4,233 | $6,773 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $6,431 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $6,332 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,892 | $6,130 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 1,148 | $6,061 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $6,000 | dollars as filed | call |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 100,000 | $6,000 | dollars as filed | call |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 145,000 | $5,800 | dollars as filed | call |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 479 | $5,020 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,616 | $5,010 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 605 | $4,961 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 155 | $4,710 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 5,000 | $4,695 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,538 | $4,629 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 2,588 | $4,581 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 19,000 | $4,560 | dollars as filed | call |
| ProKidney Corp | G7S53R104 | Common Stock | 2,523 | $4,491 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $4,440 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 511 | $4,384 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,287 | $4,012 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 23,378 | $3,974 | dollars as filed | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,665 | $3,891 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 75,000 | $3,750 | dollars as filed | call |
| WTS MSP Recovery Inc | 553745118 | Warrant | 37,000 | $3,700 | dollars as filed | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 300 | $3,651 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $3,500 | dollars as filed | call |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 152 | $3,387 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 3,072 | $3,287 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 608 | $3,137 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 75,000 | $3,000 | dollars as filed | call |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 75,000 | $3,000 | dollars as filed | call |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $3,000 | dollars as filed | call |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 149,000 | $2,980 | dollars as filed | call |
| LEE ENTERPRISES INC | 523768406 | COM | 331 | $2,605 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 213 | $2,428 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 112,987 | $2,260 | dollars as filed | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $2,000 | dollars as filed | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 74 | $1,875 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 37,000 | $1,850 | dollars as filed | call |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 208 | $1,747 | dollars as filed | |
| Cheche Group Inc W Exp 10/01/203 | G20707116 | SPAC Combination | 26,128 | $1,568 | dollars as filed | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 60 | $1,435 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 25 | $1,219 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,573 | $1,180 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 35 | $1,150 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 16,000 | $1,120 | dollars as filed | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 25 | $1,017 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10 | $952 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 110 | $924 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 710 | $916 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 1,563 | $828 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 191 | $680 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 11 | $579 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 19,000 | $570 | dollars as filed | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2 | $542 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 3,730 | $410 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 221 | $404 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 147 | $345 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 87 | $341 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 15,000 | $300 | dollars as filed | call |
| CANO HEALTH INC | 13781Y202 | COM | 51 | $299 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $261 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 36 | $194 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 19,000 | $190 | dollars as filed | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1 | $25 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18 | $14 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 1 | $3 | dollars as filed | |
| NETCAPITAL INC | 64113L103 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-24-000036 | this filing | 2024-02-14 | acceptance time not in the bulk data set |