13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2023-11-24, with 3,693 holding rows worth $154,856,020,379.
- Accession
- 0000948046-23-000162
- Filer
- CIK 948046
- Filed
- 2023-11-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, amendment of type restatement, 13,031 entries on the cover page, a total value of $154,856,020,379 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,856,020,379 with VALUE read as dollars as filed, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALCHEMY INVTS ACQUISITN CORP | G0232F133 | *W EXP 11/30/202 | 138,000 | $23,460 | dollars as filed | call |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 138,000 | $23,460 | dollars as filed | call |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,148 | $23,029 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 2,880 | $22,694 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $22,033 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 458 | $21,934 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 929 | $20,875 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 386 | $20,659 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 73,280 | $19,786 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 42,659 | $19,623 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 330 | $19,401 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 180 | $18,934 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 126 | $18,637 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 380 | $18,593 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 320 | $18,592 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,662 | $18,199 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,700 | $18,071 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 5,613 | $17,569 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 900 | $17,217 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 677 | $17,196 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 650 | $16,907 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $16,523 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 207 | $16,519 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 3,829 | $15,661 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 50,000 | $15,500 | dollars as filed | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $15,120 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 135 | $15,005 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 334 | $14,960 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 4,959 | $14,877 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 203 | $14,868 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,704 | $14,688 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 202 | $14,273 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 750 | $13,763 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 307 | $13,539 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 444 | $13,489 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 149,600 | $13,464 | dollars as filed | call |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 10,667 | $13,334 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 599 | $13,274 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 9,435 | $13,209 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $13,116 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 2,632 | $12,976 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 75,000 | $12,750 | dollars as filed | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 131 | $12,697 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 142 | $12,594 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 730 | $12,352 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 70,833 | $12,042 | dollars as filed | call |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $12,000 | dollars as filed | call |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 350 | $11,855 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 1,091 | $11,532 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 290 | $11,528 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 300 | $11,244 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 910 | $11,220 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 155 | $11,219 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 17,943 | $10,586 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 150,000 | $10,500 | dollars as filed | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 382 | $10,329 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 4,276 | $10,220 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 100,000 | $10,000 | dollars as filed | call |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 100,000 | $10,000 | dollars as filed | call |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 230 | $9,892 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,225 | $9,849 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 396 | $9,829 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 50 | $9,739 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 25,000 | $9,500 | dollars as filed | call |
| ISHARES TR | 464287523 | COM | 20 | $9,473 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $9,444 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,794 | $9,444 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 223 | $8,775 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 125,000 | $8,750 | dollars as filed | call |
| iShares MBS ETF | 464288588 | SHS | 94 | $8,347 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,035 | $8,280 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 100,000 | $8,000 | dollars as filed | call |
| WTS MSP Recovery Inc | 553745118 | Warrant | 50,000 | $8,000 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $8,000 | dollars as filed | call |
| MISTER CAR WASH INC | 60646V105 | COM | 1,424 | $7,846 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 249 | $7,751 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 23,378 | $7,715 | dollars as filed | call |
| ADICET BIO INC | 007002108 | COM | 5,618 | $7,697 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80 | $7,634 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 59 | $7,525 | dollars as filed | |
| VIEW INC | 92671V304 | CL A NEW | 995 | $7,472 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,078 | $7,374 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 140,000 | $7,000 | dollars as filed | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,192 | $6,878 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 165 | $6,808 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 3,704 | $6,667 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 748 | $6,523 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $6,500 | dollars as filed | call |
| 374WATER INC | 88583P104 | COM | 5,180 | $6,423 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 415 | $6,403 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,464 | $6,234 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,000 | $6,200 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 70 | $6,199 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $6,178 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 639 | $6,154 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 620 | $6,088 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 4,233 | $6,011 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,725 | $5,954 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $5,780 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,349 | $5,403 | dollars as filed | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 507 | $5,268 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 1,148 | $5,143 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 2,958 | $5,029 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 155 | $4,982 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 9,374 | $4,687 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 479 | $4,555 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $4,500 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 2,294 | $4,381 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $4,360 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 300 | $4,131 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 366 | $3,986 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 846 | $3,934 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,294 | $3,923 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 2,001 | $3,782 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 383 | $3,734 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,671 | $3,676 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 135 | $3,652 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 331 | $3,545 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 50,000 | $3,500 | dollars as filed | call |
| TALIS BIOMEDICAL CORP | 87424L207 | COM NEW | 600 | $3,462 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 4,459 | $3,344 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 125 | $3,316 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,538 | $3,307 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 5,176 | $3,157 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 75,000 | $3,000 | dollars as filed | call |
| Movella Holdings Inc | 62459N113 | Warrant | 100,000 | $3,000 | dollars as filed | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $3,000 | dollars as filed | call |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 100,000 | $3,000 | dollars as filed | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 404 | $2,961 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 1,117 | $2,882 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 75 | $2,858 | dollars as filed | call |
| HELIOGEN INC COM NEW | 42329E204 | Stock | 745 | $2,816 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 6,197 | $2,665 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 100 | $2,589 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 870 | $2,340 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 47 | $2,306 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,287 | $2,263 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,109 | $2,218 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L109 | COM | 200 | $2,160 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 608 | $2,049 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 208 | $2,034 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $2,000 | dollars as filed | call |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $2,000 | dollars as filed | call |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 50,000 | $2,000 | dollars as filed | call |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 169 | $1,788 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 780 | $1,732 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 74 | $1,695 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 896 | $1,622 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $1,503 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $1,500 | dollars as filed | call |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 1,012 | $1,386 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 446 | $1,378 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 5,114 | $1,279 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 509 | $1,201 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 1,000 | $1,153 | dollars as filed | principal |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 184 | $1,115 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 828 | $1,093 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 25 | $1,093 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L107 | COM | 100 | $1,085 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 18 | $1,067 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 1,563 | $1,063 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 900 | $1,053 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 24,999 | $1,000 | dollars as filed | call |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 86 | $910 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 98 | $841 | dollars as filed | |
| VANECK ETF TRUST | 92189H722 | GREEN INFRASTRUC | 35 | $841 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 76 | $825 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 16,000 | $800 | dollars as filed | call |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 74 | $782 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 73 | $766 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 75,000 | $750 | dollars as filed | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 37 | $711 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 38 | $704 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 20 | $661 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 191 | $619 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2 | $494 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 114 | $443 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 221 | $420 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 20,000 | $400 | dollars as filed | call |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 49 | $373 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 147 | $322 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 36 | $216 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 19 | $200 | dollars as filed | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $181 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 26 | $152 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $137 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 10 | $108 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $42 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 3 | $33 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1 | $25 | dollars as filed | |
| NEXGEL INC | 65344E107 | COM | 12 | $25 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2 | $10 | dollars as filed | |
| NETCAPITAL INC | 64113L103 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-23-000142 | superseded | 2023-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-23-000162 | this filing | 2023-11-24 | acceptance time not in the bulk data set |