13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 3,800 holding rows worth $188,086,169,231.
- Accession
- 0000948046-23-000102
- Filer
- CIK 948046
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 14,474 entries on the cover page, a total value of $188,086,169,231 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,086,169,231 with VALUE read as dollars as filed, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 789 | $39,442 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,643 | $39,116 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,226 | $39,099 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 901 | $38,572 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 44,027 | $37,863 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,035 | $37,778 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 250,000 | $37,500 | dollars as filed | call |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 13,307 | $37,393 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 30,550 | $36,507 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 330 | $35,927 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 25,248 | $35,599 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 20,896 | $35,314 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 633 | $35,018 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $34,950 | dollars as filed | call |
| SPROTT INC | 852066208 | COM NEW | 1,078 | $34,927 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $34,803 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 9,475 | $34,773 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 12,167 | $34,311 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 3,829 | $34,078 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 200,000 | $34,000 | dollars as filed | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,592 | $33,843 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 27,425 | $33,733 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,000 | $33,250 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 45,546 | $33,249 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,000 | $33,000 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 50,000 | $32,500 | dollars as filed | call |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 3,024 | $32,206 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 8,046 | $31,943 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 3,077 | $31,508 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 522 | $31,299 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 2,922 | $31,002 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,150 | $30,774 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 5,118 | $30,708 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 845 | $30,099 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 103 | $29,623 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 8,123 | $29,405 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 200 | $29,374 | dollars as filed | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,959 | $29,287 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 6,686 | $29,150 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 9,024 | $28,065 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 345 | $28,028 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $27,812 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,500 | $27,765 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,677 | $27,420 | dollars as filed | call |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 200,000 | $27,400 | dollars as filed | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $27,240 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 805 | $26,943 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $26,882 | dollars as filed | principal |
| Viewra, Inc | 92672L107 | COM | 75,829 | $26,692 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 15,423 | $26,528 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 50,000 | $26,400 | dollars as filed | call |
| CNA FINL CORP | 126117100 | COM | 683 | $26,377 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $26,338 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 3,309 | $26,174 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 623 | $25,038 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 450 | $25,007 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3,251 | $24,610 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 50,000 | $24,500 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 2,977 | $24,024 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 750 | $23,940 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 2,249 | $23,861 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 46,533 | $23,592 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 24,859 | $23,541 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 3,885 | $23,271 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 24,697 | $23,240 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $23,225 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 914 | $22,786 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $22,531 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $22,260 | dollars as filed | put |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 1,700 | $22,117 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 458 | $22,011 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 45,294 | $21,741 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 1,432 | $21,738 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 386 | $21,647 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 180 | $21,546 | dollars as filed | call |
| WTS MSP Recovery Inc | 553745118 | Warrant | 50,000 | $21,500 | dollars as filed | call |
| REDWIRE CORPORATION | 75776W103 | COM | 8,353 | $21,300 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 1,885 | $21,131 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 100,000 | $21,000 | dollars as filed | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 453 | $20,793 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 26,205 | $20,702 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 350 | $20,300 | dollars as filed | put |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 5,613 | $20,038 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 5,928 | $19,503 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 216 | $19,284 | dollars as filed | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 180 | $19,136 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,662 | $18,897 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 380 | $18,597 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 75,000 | $18,000 | dollars as filed | call |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 100,000 | $18,000 | dollars as filed | call |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 150,000 | $18,000 | dollars as filed | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 677 | $17,825 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,700 | $17,816 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 2,015 | $17,692 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 25,000 | $17,225 | dollars as filed | call |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $17,000 | dollars as filed | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,225 | $16,942 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 29,648 | $16,810 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 2,960 | $16,724 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 1,557 | $16,317 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 19,474 | $16,163 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 439 | $16,081 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 202 | $15,865 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 203 | $15,440 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,947 | $15,435 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 2,612 | $15,385 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 2,881 | $15,385 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,591 | $15,321 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 701 | $15,268 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 953 | $15,124 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,746 | $15,076 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 350 | $14,931 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $14,636 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 15,245 | $14,620 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 142 | $14,617 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,970 | $14,617 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 3,566 | $14,478 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 119,504 | $14,460 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 1,306 | $14,209 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,371 | $14,190 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 307 | $14,143 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 599 | $14,136 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 50,908 | $14,000 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 395 | $13,849 | dollars as filed | call |
| MISTER CAR WASH INC | 60646V105 | COM | 1,389 | $13,404 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 469 | $13,399 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 1,032 | $13,261 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 460 | $13,197 | dollars as filed | call |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 150,000 | $13,050 | dollars as filed | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 131 | $12,786 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 680 | $12,621 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 5,180 | $12,380 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $12,300 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 290 | $11,887 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,805 | $11,842 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $11,684 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 1,687 | $11,522 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 155 | $11,521 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 33,416 | $11,361 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 203 | $11,313 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 4,233 | $11,260 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 20,371 | $11,204 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 30,267 | $11,169 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 61,428 | $10,934 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 415 | $10,802 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 5,045 | $10,695 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,051 | $10,657 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 988 | $10,651 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,035 | $10,485 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 214 | $10,242 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 249 | $9,985 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,981 | $9,964 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,029 | $9,940 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 70,833 | $9,917 | dollars as filed | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $9,808 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $9,205 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 16,163 | $8,906 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 94 | $8,767 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,538 | $8,613 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 836 | $8,594 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $8,550 | dollars as filed | call |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 100,000 | $8,500 | dollars as filed | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 59 | $8,388 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 55 | $8,346 | dollars as filed | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 186 | $8,322 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 382 | $8,289 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 4,393 | $8,215 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 23,378 | $8,182 | dollars as filed | call |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 553 | $7,969 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 4,725 | $7,938 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 7,521 | $7,897 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80 | $7,844 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 4,000 | $7,560 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 12,348 | $7,532 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 204 | $7,426 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 193 | $7,386 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 3,400 | $7,310 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,527 | $7,303 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,107 | $7,208 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 50,000 | $7,000 | dollars as filed | call |
| Nexxen International LTD | 89484T104 | SPON ADR | 940 | $6,768 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 78 | $6,641 | dollars as filed | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 108 | $6,589 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $6,515 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,347 | $6,337 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 125,000 | $6,250 | dollars as filed | call |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 689 | $6,160 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $6,057 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 50,000 | $6,000 | dollars as filed | call |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 26,632 | $5,646 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 209 | $5,627 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $5,500 | dollars as filed | call |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $5,500 | dollars as filed | call |
| ALTIMAR ACQUISITION CORP III | G0370U108 | CMN | 514 | $5,279 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $5,240 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005106 | COM | 508 | $5,202 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 50,000 | $5,000 | dollars as filed | call |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 482 | $4,945 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 24,354 | $4,871 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 383 | $4,856 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 155 | $4,738 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,614 | $4,479 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $4,456 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 100,000 | $4,400 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 2,294 | $4,244 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 149,600 | $4,189 | dollars as filed | call |
| WOLFSPEED INC | 977852102 | COM | 75 | $4,169 | dollars as filed | call |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 399 | $4,134 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 75,000 | $4,125 | dollars as filed | call |
| NEUEHEALTH INC | 10920V404 | COM NEW | 326 | $3,984 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 364 | $3,855 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 38 | $3,594 | dollars as filed | put |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 75,000 | $3,525 | dollars as filed | call |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 620 | $3,410 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 40,000 | $3,200 | dollars as filed | call |
| AEMETIS INC | 00770K202 | COM NEW | 421 | $3,086 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 93 | $3,039 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $3,000 | dollars as filed | call |
| HELIOGEN INC | 42329E105 | COM | 11,573 | $2,835 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T200 | Common Stock | 786 | $2,830 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 16,000 | $2,720 | dollars as filed | call |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,900 | $2,696 | dollars as filed | call |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 306 | $2,656 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,294 | $2,638 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 896 | $2,572 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 240 | $2,534 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $2,445 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 234 | $2,430 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 47 | $2,413 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $2,350 | dollars as filed | call |
| PLAYBOY INC | 72814P109 | COM | 1,389 | $2,334 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 250 | $2,220 | dollars as filed | call |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 203 | $2,116 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 3,947 | $2,033 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $1,977 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 37,803 | $1,890 | dollars as filed | call |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 2,202 | $1,885 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 12 | $1,745 | dollars as filed | put |
| CINEVERSE CORP | 172406308 | COM CL A | 900 | $1,715 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 52 | $1,706 | dollars as filed | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 50 | $1,636 | dollars as filed | |
| VINCO VENTURES INC | 927330209 | COMMON STOCK | 1,305 | $1,592 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 105 | $1,567 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 1,000 | $1,538 | dollars as filed | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $1,504 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 95,364 | $1,430 | dollars as filed | call |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 184 | $1,411 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $1,400 | dollars as filed | call |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 24,999 | $1,350 | dollars as filed | call |
| ABSCI CORPORATION | 00091E109 | COM | 828 | $1,259 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5 | $1,187 | dollars as filed | put |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 50 | $1,152 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 96 | $1,137 | dollars as filed | call |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 104 | $1,082 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 100 | $1,045 | dollars as filed | |
| XOS INC | 98423B108 | COM | 4,337 | $945 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 86 | $881 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 709 | $865 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 750 | $848 | dollars as filed | call |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 76 | $806 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 52 | $803 | dollars as filed | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 72 | $738 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5 | $730 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 45 | $726 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 20,000 | $700 | dollars as filed | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 325 | $679 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 460 | $630 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 1,314 | $629 | dollars as filed | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $625 | dollars as filed | call |
| APPHARVEST INC | 03783T103 | COM | 1,676 | $620 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 37 | $617 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2 | $508 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 216 | $484 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 6 | $402 | dollars as filed | call |
| EVANS BANCORP INC | 29911Q208 | COM | 16 | $399 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 87 | $362 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 147 | $266 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 4,700 | $254 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 6 | $224 | dollars as filed | call |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $218 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 20 | $206 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 5,000 | $205 | dollars as filed | call |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 19 | $194 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 287 | $153 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $134 | dollars as filed | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 10 | $105 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 82 | $43 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $41 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 3 | $33 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18 | $29 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1 | $23 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2 | $21 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 2 | $21 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2 | $12 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 1 | $10 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 1 | $9 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 1 | $6 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 1 | $3 | dollars as filed | |
| NETCAPITAL INC | 64113L103 | COM | 1 | $1 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 18 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-23-000102 | this filing | 2023-08-14 | acceptance time not in the bulk data set |