13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 3,909 holding rows worth $179,589,711,479.
- Accession
- 0000948046-23-000065
- Filer
- CIK 948046
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 15,407 entries on the cover page, a total value of $179,589,711,479 stated on the cover page (in dollars after the unit check, H1), rows summing to $179,589,711,479 with VALUE read as dollars as filed, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN PUB ED INC | 02913V103 | COM | 11,178 | $60,585 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 5,656 | $60,463 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 801 | $59,843 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 8,724 | $59,673 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,681 | $59,585 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,692 | $59,085 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,084 | $59,081 | dollars as filed | |
| BARCLAYS BK PLC | G0440J109 | FUND | 5,613 | $59,049 | dollars as filed | |
| SOCIETY PASS INC | 83370P102 | COM | 57,724 | $58,878 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 10,478 | $58,572 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,733 | $58,496 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 14,696 | $58,343 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,500 | $58,225 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 14,581 | $58,178 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 550 | $57,882 | dollars as filed | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,850 | $57,245 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,821 | $57,080 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,825 | $56,831 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 5,658 | $56,070 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 7,123 | $56,058 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,027 | $56,043 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 31,554 | $55,220 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $55,000 | dollars as filed | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 40,305 | $54,814 | dollars as filed | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 5,326 | $54,538 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 7,449 | $54,378 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 3,314 | $54,350 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 27,421 | $54,294 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 95,557 | $54,276 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,028 | $53,890 | dollars as filed | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 5,063 | $53,870 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,001 | $53,543 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 6,626 | $53,538 | dollars as filed | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $52,869 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 43,989 | $52,787 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,739 | $52,726 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 5,194 | $52,719 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 113,047 | $52,227 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 42,610 | $51,558 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,062 | $51,435 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 4,900 | $51,401 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 76,807 | $51,307 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 5,949 | $50,983 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 3,822 | $50,947 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $50,678 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 46,442 | $50,622 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 747 | $50,564 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 43,396 | $50,340 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,323 | $50,088 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 735 | $49,723 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 162,389 | $49,204 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 8,531 | $48,968 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 73,615 | $48,659 | dollars as filed | |
| CONNS INC | 208242107 | COM | 8,007 | $48,523 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 5,357 | $48,374 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 11,386 | $48,163 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,548 | $47,942 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 5,243 | $47,501 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 25,648 | $47,192 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 5,242 | $46,601 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 7,849 | $46,153 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 200,000 | $46,000 | dollars as filed | call |
| TATTOOED CHEF INC | 87663X102 | COM | 32,379 | $45,978 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 56,339 | $45,916 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 49,654 | $45,433 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 16,022 | $45,182 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 2,274 | $45,071 | dollars as filed | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 4,332 | $45,053 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 725 | $44,704 | dollars as filed | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,521 | $44,611 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 32,274 | $44,538 | dollars as filed | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 50,000 | $44,500 | dollars as filed | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 538 | $44,288 | dollars as filed | put |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 8,750 | $44,100 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 10,336 | $43,824 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 915 | $43,755 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 4,323 | $43,749 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 9,428 | $43,558 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 2,881 | $43,445 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 17,376 | $43,440 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,932 | $43,286 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 12,460 | $43,236 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,641 | $43,068 | dollars as filed | |
| Canna-Global Acquisition Corp | 13767K101 | Equity | 4,066 | $42,815 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 18,454 | $42,813 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,755 | $42,682 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 9,429 | $42,525 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 1,250 | $42,488 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 168,499 | $42,294 | dollars as filed | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,039 | $42,169 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 39,586 | $41,962 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 4,164 | $41,931 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 19,355 | $41,614 | dollars as filed | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 87,810 | $41,271 | dollars as filed | call |
| CNA FINL CORP | 126117100 | COM | 1,054 | $41,138 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 47,939 | $40,700 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 830 | $40,280 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,521 | $40,139 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 250,000 | $40,000 | dollars as filed | call |
| VIEW INC | 92671V106 | COM | 79,738 | $39,869 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,285 | $39,861 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 64,998 | $39,779 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 1,078 | $39,261 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 90,490 | $39,091 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,585 | $39,059 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 5,416 | $38,995 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 6,425 | $38,935 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 10,719 | $38,481 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 5,077 | $38,332 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 8,796 | $38,263 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,020 | $38,128 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 108,185 | $38,081 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 6,866 | $37,763 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 1,996 | $37,465 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 22,128 | $37,397 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 250 | $37,173 | dollars as filed | put |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 75,000 | $36,750 | dollars as filed | call |
| GPGI INC COM CL A | 20459V105 | Stock | 4,952 | $36,447 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 6,525 | $36,344 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 2,958 | $36,206 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $36,146 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 49,963 | $36,123 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 110,805 | $35,901 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 700 | $35,882 | dollars as filed | call |
| PAYCOR HCM INC | 70435P102 | COM | 1,345 | $35,669 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 5,841 | $35,396 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 40,884 | $35,160 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,000 | $35,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 43,889 | $34,980 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,035 | $34,952 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,957 | $34,952 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 475 | $34,628 | dollars as filed | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 3,829 | $34,461 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 28,087 | $34,266 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $34,255 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 11,125 | $33,709 | dollars as filed | |
| AEYE INC | 008183105 | COM | 106,071 | $33,413 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 57,036 | $33,366 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,552 | $32,895 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 50,000 | $32,500 | dollars as filed | call |
| DOMA HOLDINGS INC | 25703A104 | COM | 78,709 | $32,035 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 67,239 | $31,939 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 3,557 | $31,657 | dollars as filed | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 3,010 | $31,515 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 252,033 | $31,505 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 7,633 | $31,448 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,000 | $31,030 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 330 | $30,627 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 722 | $30,605 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 125,000 | $30,000 | dollars as filed | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 871 | $29,875 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $29,750 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 187 | $29,688 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 23,940 | $29,685 | dollars as filed | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 60,120 | $29,459 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 23,170 | $29,426 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 2,832 | $29,424 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,592 | $29,343 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 50,117 | $29,168 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 60,042 | $28,940 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 374 | $28,828 | dollars as filed | put |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 6,779 | $28,811 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 3,293 | $28,781 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 1,560 | $28,673 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 5,300 | $28,620 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $28,560 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 103 | $28,544 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,705 | $28,098 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 24,201 | $28,074 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 26,882 | $27,957 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,578 | $27,743 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 300 | $27,705 | dollars as filed | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 2,697 | $27,698 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 2,828 | $27,644 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 98,330 | $27,533 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 805 | $27,338 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $27,037 | dollars as filed | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 345 | $26,872 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 553 | $26,726 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 20,213 | $26,681 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 14,154 | $26,609 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $26,338 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 993 | $26,135 | dollars as filed | |
| STATE STREET SPDR S&P SMALLCAP 600 ESG ETF | 78468R481 | ETF | 1,000 | $25,780 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3,357 | $25,715 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 8,021 | $25,426 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 623 | $25,275 | dollars as filed | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 150,000 | $25,050 | dollars as filed | call |
| ISHARES TR | 464287564 | SELECT US REIT | 450 | $24,993 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 23,080 | $24,926 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 10,373 | $24,687 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 57,115 | $24,673 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 39,767 | $24,656 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 9,024 | $24,545 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 110,906 | $24,399 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 415 | $24,058 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 24,697 | $23,660 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 4,619 | $23,649 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 55,369 | $23,642 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $23,487 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 1,332 | $23,190 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 500 | $22,965 | dollars as filed | put |
| SNAP INC | 83304A106 | CL A | 2,000 | $22,420 | dollars as filed | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 24,714 | $22,168 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 200,000 | $22,000 | dollars as filed | call |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 41,633 | $21,941 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,678 | $21,933 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 263 | $21,924 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 22,000 | $21,678 | dollars as filed | principal |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $21,528 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 898 | $21,498 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 6,015 | $21,353 | dollars as filed | call |
| VANGUARD STAR FDS | 921909768 | COM | 386 | $21,311 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 26,273 | $21,255 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 30,550 | $21,110 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 19,579 | $20,950 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 25,000 | $20,775 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $19,978 | dollars as filed | call |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 18,623 | $19,926 | dollars as filed | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 34,000 | $19,924 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 150,000 | $19,500 | dollars as filed | call |
| KALEYRA INC | 483379202 | COM | 11,584 | $19,114 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 1,837 | $18,866 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 75,000 | $18,750 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 180 | $18,672 | dollars as filed | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 677 | $18,611 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 70 | $18,423 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 100,000 | $18,300 | dollars as filed | call |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 1,749 | $18,067 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,700 | $17,595 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 100,000 | $17,500 | dollars as filed | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 180 | $17,401 | dollars as filed | |
| XOS INC | 98423B108 | COM | 33,023 | $17,337 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 60 | $17,298 | dollars as filed | call |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $17,250 | dollars as filed | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 300 | $17,235 | dollars as filed | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 200 | $16,954 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,177 | $16,894 | dollars as filed | call |
| OPPFI INC | 68386H103 | COMMON STOCK | 7,736 | $15,859 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 13,909 | $15,856 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 70,833 | $15,583 | dollars as filed | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $15,310 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 953 | $15,210 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 15,600 | $14,960 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 241 | $14,376 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 50,000 | $14,200 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 20,943 | $14,199 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 100,000 | $14,000 | dollars as filed | call |
| HELIOGEN INC | 42329E105 | COM | 58,204 | $13,969 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 50 | $13,889 | dollars as filed | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $13,799 | dollars as filed | call |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 370 | $13,760 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 330 | $13,523 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 15,000 | $13,463 | dollars as filed | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 469 | $13,348 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 600 | $13,290 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 828 | $13,265 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 150,000 | $13,200 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 460 | $13,156 | dollars as filed | call |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 125,000 | $13,125 | dollars as filed | call |
| CEPTON INC | 15673X101 | COM | 27,727 | $12,865 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,644 | $12,675 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 7,928 | $12,606 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 250 | $12,040 | dollars as filed | put |
| ONCOCYTE CORP | 68235C107 | COM | 33,890 | $11,997 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 4,032 | $11,935 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 290 | $11,893 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 75,000 | $11,700 | dollars as filed | call |
| iShares Global REIT ETF | 46434V647 | SHS | 500 | $11,465 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 7,158 | $11,381 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $11,372 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 155 | $11,275 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 1,715 | $11,268 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 42,914 | $10,900 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $10,873 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 597 | $10,818 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 38,098 | $10,743 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 585 | $10,735 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,029 | $10,537 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 406 | $10,491 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 988 | $10,473 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $10,423 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 1,005 | $10,321 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 50 | $10,016 | dollars as filed | call |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 11,000 | $9,933 | dollars as filed | principal |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $9,925 | dollars as filed | call |
| NEURONETICS INC | 64131A105 | COM | 3,400 | $9,894 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $9,800 | dollars as filed | call |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 33,968 | $9,715 | dollars as filed | |
| Tcv Acquisition Corp | G8704C124 | COM | 928 | $9,503 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 27,880 | $9,423 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 69,511 | $9,384 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 80 | $9,346 | dollars as filed | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 186 | $9,280 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 149,600 | $9,126 | dollars as filed | call |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 100,000 | $8,800 | dollars as filed | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 59 | $8,704 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 4,875 | $8,629 | dollars as filed | |
| BOXED INC | 103174108 | COM | 44,552 | $8,465 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,200 | $8,360 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,287 | $8,274 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 14,982 | $8,135 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80 | $7,740 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $7,621 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 19,036 | $7,615 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 382 | $7,613 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 24,947 | $7,609 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 9,646 | $7,495 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 108 | $7,409 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 714 | $7,319 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 37,803 | $7,183 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 253 | $7,107 | dollars as filed | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 275 | $7,013 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $7,000 | dollars as filed | call |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $6,400 | dollars as filed | call |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 315 | $6,372 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 590 | $6,160 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 5,000 | $6,143 | dollars as filed | principal |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 150 | $6,108 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 50,000 | $6,100 | dollars as filed | call |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $6,076 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 75,000 | $6,000 | dollars as filed | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 50,000 | $6,000 | dollars as filed | call |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 50,000 | $6,000 | dollars as filed | call |
| LAVA MEDTECH ACQUISITION COR | 519345102 | COM | 574 | $5,987 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 108 | $5,979 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 200 | $5,896 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 156 | $5,809 | dollars as filed | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $5,800 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 500 | $5,660 | dollars as filed | call |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 37,372 | $5,232 | dollars as filed | call |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 500 | $5,155 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 155 | $4,896 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 75 | $4,871 | dollars as filed | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $4,508 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 13,937 | $4,348 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 156 | $3,980 | dollars as filed | put |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 100,000 | $3,900 | dollars as filed | call |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 620 | $3,844 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 40,000 | $3,680 | dollars as filed | call |
| NULL | G3312W109 | NULL | 347 | $3,633 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 40,000 | $3,600 | dollars as filed | call |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,702 | $3,594 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,800 | $3,584 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $3,192 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 306 | $3,011 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 5,523 | $3,010 | dollars as filed | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,900 | $2,996 | dollars as filed | call |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 50,000 | $2,750 | dollars as filed | call |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 124 | $2,575 | dollars as filed | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $2,500 | dollars as filed | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,480 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $2,250 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $2,218 | dollars as filed | |
| KIMBELL TIGER ACQUISITION CO | 49436K106 | COM CL A | 208 | $2,190 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,316 | $2,132 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 700 | $2,100 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 12,677 | $2,066 | dollars as filed | |
| EG ACQUISITION CORP | 26846A100 | COM | 200 | $2,036 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 965 | $1,824 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 95,364 | $1,812 | dollars as filed | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 952 | $1,770 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 34 | $1,648 | dollars as filed | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $1,500 | dollars as filed | call |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 166 | $1,489 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 20,000 | $1,440 | dollars as filed | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $1,409 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 100 | $1,382 | dollars as filed | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 50,000 | $1,300 | dollars as filed | call |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 123 | $1,246 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D102 | CLASS A ORD | 116 | $1,225 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 116 | $1,218 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5 | $1,127 | dollars as filed | put |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 105 | $1,084 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 100 | $1,025 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 100 | $1,016 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 750 | $1,013 | dollars as filed | call |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 24,999 | $1,000 | dollars as filed | call |
| CRYPTYDE INC | 22890A104 | COM | 10,921 | $906 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 325 | $504 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 216 | $421 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 5,000 | $400 | dollars as filed | call |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $352 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 87 | $336 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 31 | $325 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297 | $283 | dollars as filed | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 19 | $191 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 15 | $156 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19 | $132 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 3 | $118 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 11 | $115 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $113 | dollars as filed | |
| IDW MEDIA | 44951N106 | COM | 100 | $72 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 16,873 | $50 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $44 | dollars as filed | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 4 | $40 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 3 | $31 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1 | $24 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 2 | $21 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1 | $17 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2 | $13 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18 | $13 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 1 | $13 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1 | $10 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 1 | $10 | dollars as filed | |
| BAIJIAYUN GROUP LTD | G0704V103 | COMMON | 1 | $8 | dollars as filed | |
| NETCAPITAL INC | 64113L103 | COM | 1 | $1 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 18 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 38,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-23-000065 | this filing | 2023-05-15 | acceptance time not in the bulk data set |