13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,990 holding rows worth $165,682,380,000.
- Accession
- 0000948046-22-000172
- Filer
- CIK 948046
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 14,293 entries on the cover page, a total value of $165,682,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,682,380,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 2,029 | $67,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,468 | $67,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,292 | $67,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,528 | $67,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 10,861 | $66,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 4,563 | $66,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 5,457 | $65,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 10,898 | $65,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 3,229 | $65,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 38,017 | $65,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 66,986 | $65,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 64,910 | $65,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 28,216 | $65,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 62,648 | $65,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 150,000 | $65,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 7,706 | $64,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,537 | $64,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,474 | $64,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,969 | $64,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 9,289 | $64,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 4,865 | $64,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 13,106 | $64,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 39,000 | $64,000 | thousands by filing date | principal |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 9,592 | $64,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 28,532 | $63,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 6,709 | $63,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,623 | $62,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,250 | $62,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 1,027 | $62,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,036 | $62,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 3,722 | $62,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 9,291 | $62,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 21,962 | $62,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 50,367 | $61,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 45,401 | $61,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 65,573 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,698 | $60,000 | thousands by filing date | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 50,000 | $60,000 | thousands by filing date | call |
| Skillsoft Corp. | 83066P200 | Common | 32,961 | $60,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 31,522 | $60,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 49,608 | $60,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 20,142 | $60,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA N V | N30577113 | *W EXP 12/17/202 | 31,835 | $60,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 39,033 | $59,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,654 | $59,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,056 | $58,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 8,790 | $58,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 25,313 | $58,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 8,049 | $58,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 4,373 | $57,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 18,095 | $57,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 14,672 | $57,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $57,000 | thousands by filing date | call |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 32,500 | $56,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,240 | $56,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,128 | $56,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,463 | $56,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,803 | $56,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 5,912 | $56,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,395 | $56,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 17,947 | $56,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,064 | $55,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 75,000 | $55,000 | thousands by filing date | call |
| SPIRE GLOBAL, INC. | 848560108 | COM | 50,780 | $55,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 9,410 | $55,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,467 | $54,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,005 | $54,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,455 | $54,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,623 | $54,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 34,156 | $54,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,500 | $53,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 176 | $53,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 8,357 | $53,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,498 | $53,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 23,078 | $53,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,706 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,833 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $52,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 14,778 | $52,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 17,554 | $52,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 58,684 | $52,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,018 | $51,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 2,735 | $51,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 17,971 | $51,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 31,054 | $50,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 33,754 | $50,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,651 | $50,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,424 | $50,000 | thousands by filing date | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 6,077 | $50,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 10,478 | $50,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 329,205 | $50,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 53,152 | $50,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 1,952 | $49,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,397 | $49,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 25,000 | $49,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 611 | $49,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 743 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,490 | $49,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 8,235 | $49,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 16,022 | $49,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 7,376 | $49,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 123,441 | $49,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 10,747 | $49,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 11,289 | $49,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 23,636 | $49,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 8,437 | $49,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 50,442 | $49,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 67,670 | $49,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 321 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,084 | $48,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,188 | $48,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 10,325 | $48,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 3,499 | $47,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 11,672 | $47,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 9,354 | $47,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 23,751 | $47,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,768 | $46,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 13,459 | $46,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,200 | $45,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,782 | $45,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 4,733 | $45,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 138,426 | $45,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 27,590 | $45,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 20,994 | $45,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 1,432 | $45,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 915 | $44,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 13 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 2,730 | $44,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 8,883 | $44,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 23,836 | $44,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 3,344 | $44,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 125,000 | $44,000 | thousands by filing date | call |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 25,000 | $44,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,780 | $43,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,795 | $43,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 4,922 | $43,000 | thousands by filing date | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 200,000 | $43,000 | thousands by filing date | call |
| LATCH ORD | 51818V106 | COMMON STOCK | 45,527 | $43,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 42,495 | $43,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 14,079 | $42,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 256,778 | $42,000 | thousands by filing date | call |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 19,358 | $41,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,403 | $41,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 24,105 | $41,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 13,397 | $41,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 60,120 | $41,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 5,293 | $40,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 55,403 | $40,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 3,953 | $40,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 8,360 | $40,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 4,295 | $40,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 899 | $39,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 19,502 | $39,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 337 | $39,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,713 | $39,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,533 | $39,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 19,778 | $39,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 65,095 | $39,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 3,481 | $38,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 6,582 | $38,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,254 | $38,000 | thousands by filing date | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 250,000 | $38,000 | thousands by filing date | call |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 100,000 | $38,000 | thousands by filing date | call |
| DOXIMITY INC CL A | 26622P107 | Stock | 1,222 | $37,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,035 | $37,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 10,389 | $37,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 24,805 | $37,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 30,130 | $37,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,600 | $37,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 1,399 | $36,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,014 | $36,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 58,438 | $36,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 5,216 | $36,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 13,154 | $36,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 12,241 | $35,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,373 | $35,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 5,162 | $35,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,296 | $35,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 7,609 | $35,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $34,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,924 | $34,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 11,735 | $34,000 | thousands by filing date | |
| ENOVIS CORPORATION | 194014502 | COM | 728 | $33,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 7,880 | $33,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 1,886 | $33,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,134 | $33,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 2,050 | $33,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 830 | $32,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,969 | $32,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $32,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $32,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 25,850 | $32,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 10,134 | $32,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,359 | $31,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 15,600 | $31,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 3,381 | $31,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,015 | $31,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 7,638 | $31,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 4,755 | $31,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 13,711 | $31,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 24,697 | $31,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 44,258 | $31,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 314 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 570 | $30,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 7,838 | $30,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,516 | $30,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 30,373 | $30,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 22,127 | $30,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $30,000 | thousands by filing date | principal |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 50,000 | $30,000 | thousands by filing date | call |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 100,000 | $30,000 | thousands by filing date | call |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 3,722 | $29,000 | thousands by filing date | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 36,000 | $29,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 23,872 | $29,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 399 | $28,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 552 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 805 | $28,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 26,080 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 732 | $28,000 | thousands by filing date | put |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 25,000 | $28,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 149,987 | $28,000 | thousands by filing date | call |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 14,223 | $27,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 17,488 | $27,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 67,871 | $27,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 41,931 | $27,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 17,079 | $27,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 41,760 | $27,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 634 | $26,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,422 | $26,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 75,000 | $26,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 270 | $25,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 625 | $25,000 | thousands by filing date | call |
| VALHI INC | 918905209 | COMMON STOCK | 976 | $25,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,449 | $25,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 69,603 | $25,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 330 | $24,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 13,019 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 248 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,519 | $24,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 15,722 | $24,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,681 | $24,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 55,598 | $24,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 150,000 | $24,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 200 | $23,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,039 | $23,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 7,163 | $23,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 6,834 | $23,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 8,611 | $23,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 103 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 436 | $22,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 798 | $22,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 5,300 | $22,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,000 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 200 | $21,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $21,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 511 | $21,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 2,198 | $21,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 4,390 | $21,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 4,868 | $21,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $21,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 11,508 | $21,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $21,000 | thousands by filing date | call |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 168,499 | $21,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 263 | $20,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 300 | $20,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,248 | $20,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 15,861 | $20,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 4,840 | $20,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 100,000 | $20,000 | thousands by filing date | call |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,595 | $20,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 28,706 | $20,000 | thousands by filing date | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $20,000 | thousands by filing date | call |
| Nerdy Eqy Warrant | 64081V117 | Equity | 50,000 | $20,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $19,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 7,903 | $19,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 432 | $19,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 386 | $18,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 856 | $18,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $18,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 3,258 | $18,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 3,363 | $18,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 150,000 | $18,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 180 | $17,000 | thousands by filing date | call |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 9,725 | $17,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 3,165 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 250 | $16,000 | thousands by filing date | call |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,000 | $16,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 953 | $16,000 | thousands by filing date | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 125,000 | $16,000 | thousands by filing date | call |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 70,833 | $16,000 | thousands by filing date | call |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 100,000 | $16,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 92,249 | $16,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 180 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 677 | $15,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 12,268 | $15,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 10,313 | $15,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 122,037 | $15,000 | thousands by filing date | call |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 75,000 | $15,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 460 | $14,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 60 | $14,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $14,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 694 | $14,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 344 | $14,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 419 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,000 | $14,000 | thousands by filing date | call |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 100,000 | $14,000 | thousands by filing date | call |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 200,000 | $14,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 100 | $13,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 316 | $13,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 600 | $13,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 5,481 | $13,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 12,281 | $13,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 100,000 | $13,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 290 | $12,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,029 | $12,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 9,871 | $12,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 10,725 | $12,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 86,285 | $12,000 | thousands by filing date | call |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 50,000 | $12,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 87,810 | $12,000 | thousands by filing date | call |
| PAYCOR HCM INC | 70435P102 | COM | 365 | $11,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,400 | $11,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 11,000 | $11,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 92561V117 | COM | 25,000 | $11,000 | thousands by filing date | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 100,000 | $11,000 | thousands by filing date | call |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 75,000 | $11,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 155 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 257 | $10,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 8,139 | $10,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 2,883 | $10,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,200 | $10,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 700 | $10,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 716 | $10,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 102,799 | $10,000 | thousands by filing date | call |
| OWLET INC | 69120X107 | COM | 9,792 | $10,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 4,167 | $10,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 505 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 286 | $9,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 250 | $9,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 928 | $9,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X121 | *W EXP 11/16/202 | 125,000 | $9,000 | thousands by filing date | call |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 75,000 | $9,000 | thousands by filing date | call |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 50,000 | $9,000 | thousands by filing date | call |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 100,000 | $9,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 59 | $8,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 139 | $8,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,546 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $8,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 186 | $8,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 146 | $8,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 28 | $8,000 | thousands by filing date | put |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 11,234 | $8,000 | thousands by filing date | call |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 291 | $8,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 4,102 | $8,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 150,000 | $8,000 | thousands by filing date | call |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 125,000 | $8,000 | thousands by filing date | call |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 150,208 | $8,000 | thousands by filing date | call |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 50,000 | $8,000 | thousands by filing date | call |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 37,372 | $8,000 | thousands by filing date | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80 | $7,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 85,546 | $7,000 | thousands by filing date | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 72,856 | $7,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 700 | $7,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 125,000 | $7,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 739 | $6,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,300 | $6,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 122 | $6,000 | thousands by filing date | put |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 3,291 | $6,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 597 | $6,000 | thousands by filing date | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 541 | $6,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 40,000 | $6,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 450 | $6,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,000 | $6,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 50,000 | $6,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $6,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 275 | $5,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 180 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 244 | $5,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 714 | $5,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 135 | $5,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 7,786 | $5,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,925 | $5,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 53,214 | $5,000 | thousands by filing date | call |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 37,803 | $5,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,900 | $5,000 | thousands by filing date | call |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 125,000 | $5,000 | thousands by filing date | call |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 104,956 | $5,000 | thousands by filing date | call |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 100,000 | $5,000 | thousands by filing date | call |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 95,364 | $5,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 700 | $4,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 104 | $4,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 740 | $4,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 557 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $4,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 105 | $4,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 30,689 | $4,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 6,250 | $4,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $4,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 4,715 | $4,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 50,000 | $4,000 | thousands by filing date | call |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 150,000 | $4,000 | thousands by filing date | call |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 149,803 | $4,000 | thousands by filing date | call |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,000 | $4,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 36,579 | $4,000 | thousands by filing date | call |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 36,554 | $4,000 | thousands by filing date | call |
| JATT ACQUISITION CORP | G50752123 | *W EXP 07/19/202 | 23,378 | $4,000 | thousands by filing date | call |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 100,000 | $4,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 36 | $3,000 | thousands by filing date | put |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 124 | $3,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 513 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 198 | $3,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 81 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 213 | $3,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 306 | $3,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 20,000 | $3,000 | thousands by filing date | call |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 3,940 | $3,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 158,666 | $3,000 | thousands by filing date | call |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $3,000 | thousands by filing date | call |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 125,000 | $3,000 | thousands by filing date | call |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 125,000 | $3,000 | thousands by filing date | call |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 50,000 | $3,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 42 | $2,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 189 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $2,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 40,000 | $2,000 | thousands by filing date | call |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 742 | $2,000 | thousands by filing date | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 24,999 | $2,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 75 | $2,000 | thousands by filing date | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| TENON MEDICAL INC | 88066N105 | COM | 1,323 | $2,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 75,000 | $2,000 | thousands by filing date | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $2,000 | thousands by filing date | call |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 83,110 | $2,000 | thousands by filing date | call |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 100,000 | $2,000 | thousands by filing date | call |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 100,000 | $2,000 | thousands by filing date | call |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 75,000 | $2,000 | thousands by filing date | call |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 150,000 | $2,000 | thousands by filing date | call |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 50,000 | $2,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 50,000 | $2,000 | thousands by filing date | call |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 9,051 | $2,000 | thousands by filing date | call |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 50,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 100 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 325 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 216 | $1,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 116 | $1,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 18,333 | $1,000 | thousands by filing date | call |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 5,000 | $1,000 | thousands by filing date | call |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $1,000 | thousands by filing date | call |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 3,000 | $1,000 | thousands by filing date | call |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 21,428 | $1,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 18,056 | $1,000 | thousands by filing date | call |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 16,696 | $1,000 | thousands by filing date | call |
| UPSTARTHLDGSINC | 91680M107 | STOK | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tuya Inc | 90114C107 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 38,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 296 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCAPITAL INC | 64113L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IDW MEDIA | 44951N106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 8,666 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-22-000172 | this filing | 2022-11-14 | acceptance time not in the bulk data set |