13F-HR/A filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-16, with 4,245 holding rows worth $222,396,969,000.
- Accession
- 0000948046-22-000057
- Filer
- CIK 948046
- Filed
- 2022-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, amendment of type restatement, 17,039 entries on the cover page, a total value of $222,396,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,396,969,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS Investments UK Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDeutsche Bank S.p.A028-20858
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
- included managerDB UK Bank Ltd028-19293
- included managerDeutsche Bank Luxembourg S.A.028-21816
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANGION BIOMEDICA CORP | 03476J107 | COM | 14,889 | $43,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 50,000 | $43,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 815 | $42,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 10,910 | $42,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,469 | $42,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,039 | $42,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 4,369 | $42,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2,345 | $42,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,497 | $41,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 11,982 | $41,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 75,000 | $41,000 | thousands by filing date | call |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 75,000 | $41,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 433 | $40,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,064 | $40,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 2,000 | $40,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 2,544 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,625 | $40,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 6,231 | $40,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 11,927 | $40,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,400 | $40,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 7,453 | $40,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 50,000 | $40,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $39,000 | thousands by filing date | put |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 1,163 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $39,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 5,824 | $39,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 7,466 | $39,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 3,628 | $39,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 100,000 | $39,000 | thousands by filing date | call |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 3,900 | $39,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 20,000 | $39,000 | thousands by filing date | call |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 1,000 | $38,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,087 | $38,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 31,283 | $38,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 270 | $37,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,338 | $37,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,962 | $37,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 37,372 | $37,000 | thousands by filing date | call |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,967 | $36,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 10,577 | $36,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 5,819 | $36,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,400 | $36,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 3,524 | $36,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 50,000 | $36,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 511 | $35,000 | thousands by filing date | call |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 5,795 | $35,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 4,664 | $35,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,276 | $35,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 8,781 | $35,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 71,921 | $35,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 572 | $34,000 | thousands by filing date | call |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 360 | $34,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,450 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,519 | $34,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,693 | $34,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,703 | $34,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 6,168 | $34,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 6,314 | $34,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 65,946 | $34,000 | thousands by filing date | call |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 50,000 | $34,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,060 | $33,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 7,601 | $33,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 4,619 | $33,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 4,395 | $33,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,035 | $33,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 30,000 | $33,000 | thousands by filing date | principal |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 75,000 | $33,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93 | $32,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,359 | $32,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 25,000 | $32,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 459 | $31,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 2,452 | $31,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,842 | $31,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 945 | $31,000 | thousands by filing date | call |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 50,000 | $31,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,500 | $30,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 3,811 | $30,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 6,717 | $30,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 50,000 | $30,000 | thousands by filing date | call |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 50,000 | $30,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 325 | $29,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 310 | $29,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,930 | $29,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 305 | $29,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,519 | $29,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 617 | $29,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 2,002 | $29,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 36,579 | $29,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,039 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,615 | $28,000 | thousands by filing date | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 11,234 | $28,000 | thousands by filing date | call |
| BM TECHNOLOGIES INC | 05591L107 | COM | 3,089 | $28,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 99,610 | $28,000 | thousands by filing date | call |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 3,264 | $28,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 700 | $27,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 150 | $27,000 | thousands by filing date | call |
| SIGNIFY HEALTH INC | 82671G100 | COM | 1,887 | $27,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 50,000 | $27,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9 | $26,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 390 | $26,000 | thousands by filing date | put |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 53,214 | $26,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 812 | $25,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 700 | $25,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 4,079 | $25,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 9,238 | $25,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,522 | $24,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 5,157 | $24,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 110 | $24,000 | thousands by filing date | call |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 5,278 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 750 | $24,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 113 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 515 | $23,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 1,261 | $23,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 2,225 | $23,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 200 | $22,000 | thousands by filing date | call |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 1,693 | $22,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,200 | $22,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 50,000 | $22,000 | thousands by filing date | call |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 857 | $21,000 | thousands by filing date | put |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 2,091 | $21,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 25,000 | $21,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 460 | $20,000 | thousands by filing date | call |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,870 | $20,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 2,141 | $20,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,447 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,006 | $19,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 720 | $19,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 40,000 | $19,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,506 | $19,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 50,000 | $19,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 17,770 | $18,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 488 | $17,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,005 | $17,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $17,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 688 | $16,000 | thousands by filing date | call |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 3,067 | $16,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 20,593 | $16,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 124 | $15,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,000 | $15,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 25,000 | $15,000 | thousands by filing date | call |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 9,051 | $15,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 73 | $14,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 200 | $14,000 | thousands by filing date | call |
| HH&L ACQUISITION CO | G39714129 | WARR | 25,000 | $14,000 | thousands by filing date | call |
| NULL | 032108854 | NULL | 1,000 | $14,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 2,843 | $14,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 155 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 288 | $13,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 455 | $13,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 411 | $13,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 6,469 | $13,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 25,000 | $13,000 | thousands by filing date | call |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 12,500 | $13,000 | thousands by filing date | call |
| CORE & MAIN INC CL A | 21874C102 | Stock | 395 | $12,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 80 | $12,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 249 | $12,000 | thousands by filing date | put |
| PAYCOR HCM INC | 70435P102 | COM | 415 | $12,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 7,000 | $12,000 | thousands by filing date | principal |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 21,428 | $12,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 40 | $11,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 400 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120 | $11,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,637 | $11,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 794 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 275 | $10,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,879 | $10,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 18,333 | $10,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 6,250 | $10,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,250 | $10,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 12,856 | $10,000 | thousands by filing date | call |
| GREENLANE HLDGS INC | 395330103 | CL A | 9,913 | $10,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 16,696 | $10,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 85 | $9,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 166 | $9,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 200 | $9,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 80 | $9,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 171 | $9,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 16,666 | $9,000 | thousands by filing date | call |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,957 | $9,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28 | $8,000 | thousands by filing date | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 50 | $8,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 182 | $8,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 21 | $7,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 27 | $7,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 47 | $7,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 132 | $7,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 87 | $7,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 78 | $7,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 61 | $7,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 200 | $7,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 20 | $7,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 620 | $7,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 250 | $7,000 | thousands by filing date | call |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 724 | $7,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 108 | $6,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 35 | $6,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 264 | $6,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 120 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 105 | $6,000 | thousands by filing date | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 4,000 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 100 | $5,000 | thousands by filing date | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 130 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 161 | $5,000 | thousands by filing date | put |
| OAK STR HEALTH INC | 67181A107 | COM | 151 | $5,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 450 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 38 | $4,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 925 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 150 | $4,000 | thousands by filing date | call |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 162 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 40 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 145 | $4,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 3,000 | $4,000 | thousands by filing date | call |
| MAGNITE INC COM | 55955D100 | Stock | 150 | $3,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15 | $3,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 5,000 | $3,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 590 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 54 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 22 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 43 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 150 | $2,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 61 | $2,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 216 | $2,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 800 | $2,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 44 | $1,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 100 | $1,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 165,557 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGING MARKETS HORIZON COR | G3033X113 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDAGH GROUP S A | L0223L101 | COM | 254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDW MEDIA | 44951N106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-22-000032 | superseded | 2022-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-22-000057 | this filing | 2022-02-16 | acceptance time not in the bulk data set |