13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,258 holding rows worth $141,008,053,000.
- Accession
- 0000948046-19-000019
- Filer
- CIK 948046
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,860 entries on the cover page, a total value of $141,008,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,008,053,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd
- included managerDWS CH AG
- included managerDB UK Bank Ltd
- included managerDWS Investment S.A.
- included managerDWS International GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 16,034 | $157,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 13,380 | $157,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 20,200 | $156,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 19,748 | $156,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 57,429 | $156,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 22,458 | $155,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,610 | $154,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 8,434 | $154,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 17,758 | $154,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 11,530 | $154,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,832 | $154,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 40,941 | $154,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,297 | $154,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 6,618 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 6,835 | $153,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 55,548 | $153,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 330,002 | $152,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 49,074 | $152,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 799 | $151,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,787 | $151,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 6,598 | $151,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 49,228 | $151,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 73,246 | $151,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,426 | $151,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 6,827 | $151,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 28,023 | $151,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,285 | $150,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,000 | $150,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,850 | $150,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 124,320 | $150,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,556 | $149,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 21,965 | $149,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,767 | $148,000 | thousands by filing date | put |
| OP BANCORP | 67109R109 | COMMON STOCK | 16,911 | $148,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 11,747 | $148,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 781 | $147,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 730 | $147,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15,042 | $147,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 8,712 | $147,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 36,967 | $146,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 13,432 | $146,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 55,568 | $146,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $146,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $144,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,124 | $143,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,755 | $143,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,204 | $143,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,292 | $142,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 30,219 | $142,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 66,400 | $141,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,270 | $141,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6,108 | $141,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 103,085 | $141,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 32,313 | $141,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,301 | $140,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 43,169 | $140,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,318 | $139,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 9,694 | $139,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 12,300 | $139,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,670 | $139,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 34,036 | $138,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,230 | $138,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 18,877 | $138,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $138,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,115 | $137,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 6,366 | $137,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 8,773 | $137,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,500 | $137,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 6,682 | $137,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,073 | $137,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 61,237 | $137,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 85,709 | $137,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 40,214 | $137,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 9,724 | $137,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 29,575 | $137,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 763 | $135,000 | thousands by filing date | put |
| ARVINAS INC | 04335A105 | COM | 10,642 | $135,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,855 | $135,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 47,726 | $135,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 377,300 | $135,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,190 | $134,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,655 | $134,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 4,637 | $134,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 71,791 | $133,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 8,374 | $133,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 10,567 | $133,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 175,000 | $133,000 | thousands by filing date | principal |
| ICAD INC | 44934S206 | COM NEW | 35,923 | $132,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,250 | $131,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 157,000 | $131,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 7,350 | $131,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,292 | $130,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 23,757 | $130,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,869 | $130,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 6,204 | $130,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,053 | $130,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 45,578 | $130,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4,370 | $130,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 53,790 | $129,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,686 | $129,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 74,600 | $129,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,603 | $128,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 8,530 | $128,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 6,680 | $128,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 7,496 | $128,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,997 | $128,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,947 | $127,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 2,808 | $127,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 25,405 | $127,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 37,500 | $127,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 51,273 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,423 | $126,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 12,615 | $126,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 50,373 | $126,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 52,032 | $125,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,400 | $125,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 33,685 | $124,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 123,565 | $124,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,303 | $123,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 2,736 | $123,000 | thousands by filing date | put |
| SYNLOGIC INC | 87166L100 | COM | 17,756 | $123,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 33,101 | $123,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,795 | $123,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,660 | $122,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 8,598 | $122,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,556 | $122,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,400 | $122,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,846 | $122,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 12,500 | $122,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 9,447 | $122,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,072 | $121,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 947 | $121,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 3,018 | $121,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,629 | $121,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 252,600 | $121,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 19,143 | $121,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 6,080 | $121,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 29,651 | $121,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,149 | $121,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 5,800 | $120,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,621 | $120,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,527 | $119,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 26,874 | $119,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 89,900 | $119,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 7,673 | $119,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,256 | $118,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,007 | $118,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 11,200 | $118,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 37,285 | $118,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 14,298 | $118,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 22,407 | $118,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 17,000 | $117,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 112,668 | $117,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,675 | $116,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 992 | $116,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 7,699 | $116,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 590 | $115,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 4,142 | $115,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,493 | $115,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 11,188 | $115,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,309 | $114,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 481 | $113,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 8,577 | $113,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,054 | $113,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,884 | $113,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 26,610 | $113,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 240,400 | $112,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 34,176 | $112,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 19,491 | $112,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 6,704 | $112,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,042 | $111,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 9,538 | $111,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,594 | $111,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,920 | $111,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 9,700 | $111,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500,992 | $111,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 14,521 | $111,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 68,200 | $111,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,458 | $110,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $110,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,547 | $110,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 53,681 | $110,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,324 | $110,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 39,286 | $110,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 18,000 | $109,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,729 | $108,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 52,221 | $108,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 31 | $108,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 27,833 | $108,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 102,980 | $108,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 129,170 | $108,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,761 | $107,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,060 | $107,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 159,051 | $107,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 23,094 | $107,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 27,946 | $107,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,623 | $106,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 35,500 | $106,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 562,294 | $106,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,714 | $105,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 16,508 | $105,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 12,682 | $105,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,360 | $105,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 42,329 | $105,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 46,100 | $105,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 10,500 | $105,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 267 | $104,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 92,560 | $104,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 9,100 | $103,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 344 | $103,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 30,291 | $103,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17,376 | $103,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 122,290 | $103,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 71,302 | $103,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,926 | $102,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 10,188 | $102,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 22,766 | $102,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,500 | $101,000 | thousands by filing date | call |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,188 | $101,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 57,600 | $101,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 99,644 | $101,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,315 | $100,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 21,601 | $100,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 61,269 | $100,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 22,647 | $99,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 4,994 | $98,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 618 | $97,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,993 | $97,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,602 | $97,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,616 | $96,000 | thousands by filing date | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,900 | $96,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 27,803 | $96,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,207 | $96,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 38,501 | $96,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 8,326 | $96,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,149 | $95,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 3,661 | $95,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 876 | $95,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 15,068 | $95,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 8,474 | $95,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 16,946 | $95,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,481 | $95,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 20,210 | $95,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 82,083 | $95,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 31,069 | $95,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,791 | $94,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 96,288 | $94,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,572 | $94,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,545 | $94,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 121,364 | $94,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 9,578 | $93,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 702 | $92,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 574 | $92,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,883 | $92,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 11,393 | $92,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 7,876 | $92,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,114 | $91,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $91,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 1,343 | $91,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,866 | $91,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 28,600 | $91,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,847 | $91,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 210,827 | $91,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,225 | $90,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 695 | $90,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $90,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 22,538 | $90,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $90,000 | thousands by filing date | call |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 17,932 | $90,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,485 | $89,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,812 | $89,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 4,200 | $89,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,225 | $88,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 960 | $88,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $88,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 19,286 | $88,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 17,269 | $88,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 12,424 | $87,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,372 | $87,000 | thousands by filing date | put |
| SUTRO BIOPHARMA INC | 869367102 | COM | 9,815 | $87,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 35,262 | $87,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 58,616 | $87,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 500 | $86,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 6,541 | $86,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,161 | $86,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 923 | $85,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 4,535 | $84,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 14,059 | $84,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $83,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,750 | $83,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 7,781 | $83,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 16,320 | $83,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 44,785 | $83,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 6,079 | $83,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 10,153 | $83,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,290 | $82,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 4,389 | $82,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 7,699 | $82,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 3,416 | $81,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 18,293 | $81,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,954 | $81,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 7,500 | $81,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 14,594 | $81,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 34,600 | $81,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 50,846 | $81,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,023 | $80,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,894 | $80,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 281 | $79,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,692 | $79,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,004 | $79,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,792 | $79,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,035 | $79,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 40,197 | $79,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,036 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,371 | $78,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,325 | $78,000 | thousands by filing date | put |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 10,100 | $78,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,005 | $78,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 135 | $78,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 22,446 | $78,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 9,995 | $78,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 6,307 | $78,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 4,100 | $77,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 57,846 | $77,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 13,402 | $76,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 269 | $75,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 21,496 | $75,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,935 | $75,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 16,805 | $75,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 85,013 | $75,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 1,500 | $75,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,716 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,844 | $74,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 5,702 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 9,382 | $74,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 24,300 | $73,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,773 | $73,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 7,463 | $73,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 43,164 | $73,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 810 | $72,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,500 | $72,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12,127 | $72,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,578 | $72,000 | thousands by filing date | call |
| SVMK INC | 78489X103 | COM | 5,975 | $72,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 53,830 | $72,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,490 | $71,000 | thousands by filing date | call |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,033 | $71,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 17,436 | $71,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 348 | $70,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 372 | $70,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 434 | $70,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 2,950 | $70,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,181 | $70,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,790 | $70,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 36,900 | $70,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,000 | $70,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,154 | $69,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,406 | $69,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,600 | $69,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,439 | $68,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 401 | $68,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,342 | $68,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,082 | $68,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 26,750 | $68,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,481 | $68,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 404 | $67,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,712 | $67,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 44,700 | $67,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,031 | $67,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 16,660 | $67,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 26,228 | $67,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 75,000 | $67,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 44,041 | $66,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 6,773 | $66,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 33,801 | $66,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 947,700 | $66,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 2,075 | $65,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,107 | $65,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 28,155 | $64,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 118,029 | $64,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 53,276 | $64,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 200,000 | $64,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 618 | $63,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,645 | $63,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 26,000 | $63,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 8,534 | $63,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 28,749 | $63,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 860 | $63,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,967 | $63,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 16,356 | $63,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 8,523 | $63,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 7,423 | $63,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,000 | $62,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,957 | $62,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,520 | $62,000 | thousands by filing date | call |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,300 | $62,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,524 | $62,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 53,086 | $62,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 41,700 | $62,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,871 | $62,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 103,700 | $62,000 | thousands by filing date | call |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 103,403 | $62,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,012 | $61,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 2,500 | $61,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 23,905 | $61,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 7,582 | $61,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 21,271 | $61,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $60,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,913 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,752 | $60,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,287 | $60,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 19,699 | $60,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,720 | $60,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 58,331 | $60,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,660 | $59,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 25,131 | $59,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 6,906 | $59,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $59,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,561 | $59,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,619 | $59,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 3,019 | $59,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 1,614 | $59,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 26,244 | $59,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 549,973 | $59,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,849 | $58,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,350 | $58,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 2,199 | $58,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $58,000 | thousands by filing date | put |
| OCONEE FED FINL CORP | 675607105 | COM | 2,370 | $58,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 13,598 | $58,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $57,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 6,540 | $57,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,050 | $57,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 51,300 | $57,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 44,049 | $57,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,527 | $56,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,953 | $56,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 6,556 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 3,205 | $56,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,000 | $56,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 9,731 | $56,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 38,198 | $56,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 13,400 | $56,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 513 | $55,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 900 | $55,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 21,893 | $55,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,760 | $55,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 530 | $55,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,174 | $55,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 20,300 | $55,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 900 | $54,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $54,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 427 | $54,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $54,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 10,310 | $54,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $54,000 | thousands by filing date | put |
| EQUILLIUM INC | 29446K106 | COM | 6,857 | $54,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $54,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 16,250 | $54,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,000 | $54,000 | thousands by filing date | |
| ORGANOGENESIS HLDGS INC | 68621F110 | *W EXP 10/07/202 | 188,634 | $54,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,237 | $53,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 41,762 | $53,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,348 | $53,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,563 | $52,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7,672 | $52,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 24,209 | $52,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,800 | $52,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 7,576 | $52,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 8,440 | $52,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,654 | $51,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 5,200 | $51,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 4,748 | $51,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 7,379 | $51,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 226 | $50,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 823 | $50,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,000 | $50,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 380 | $50,000 | thousands by filing date | put |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,200 | $50,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,327 | $50,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,158 | $50,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 58,989 | $50,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 128,333 | $50,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 59,200 | $50,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 3,600 | $50,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 15,827 | $50,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,268 | $49,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 845 | $49,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 1,635 | $49,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,500 | $49,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 7,881 | $49,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 8,984 | $49,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 250,001 | $49,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,702 | $48,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 248 | $48,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 272 | $48,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 1,868 | $48,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,276 | $48,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,425 | $48,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 900 | $48,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000019 | this filing | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000053 | base | 2019-04-01 | acceptance time not in the bulk data set |