13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 5,258 holding rows worth $141,008,053,000.
- Accession
- 0000948046-19-000019
- Filer
- CIK 948046
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 21,860 entries on the cover page, a total value of $141,008,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,008,053,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd
- included managerDWS CH AG
- included managerDB UK Bank Ltd
- included managerDWS Investment S.A.
- included managerDWS International GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 76,132 | $1,734,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,734,000 | thousands by filing date | principal |
| ISHARES INC | 464286509 | MSCI CDA ETF | 72,278 | $1,730,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 302,394 | $1,726,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 44,448 | $1,721,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 265,200 | $1,717,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 201,384 | $1,716,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 70,935 | $1,714,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 256,028 | $1,712,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 323,554 | $1,711,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,645 | $1,711,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 73,480 | $1,710,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 59,789 | $1,700,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 711,055 | $1,689,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 33,716 | $1,686,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 85,592 | $1,684,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,616 | $1,684,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 28,114 | $1,684,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 97,627 | $1,682,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,540 | $1,681,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 16,776 | $1,679,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 151,885 | $1,679,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 37,505 | $1,676,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 30,152 | $1,674,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 40,660 | $1,674,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 78,443 | $1,669,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 84,773 | $1,668,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 163,200 | $1,667,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 80,944 | $1,667,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 62,961 | $1,664,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 43,354 | $1,660,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 48,227 | $1,659,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,658,320 | $1,657,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 172,701 | $1,656,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 46,470 | $1,652,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 83,078 | $1,645,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 445,863 | $1,639,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 30,734 | $1,634,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 316,661 | $1,624,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 88,750 | $1,623,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 163,146 | $1,623,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,919,000 | $1,616,000 | thousands by filing date | principal |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 72,365 | $1,615,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 31,851 | $1,614,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 27,403 | $1,613,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 124,101 | $1,611,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 128,069 | $1,610,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 615,233 | $1,609,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,647 | $1,605,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 33,391 | $1,603,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 207,043 | $1,600,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 16,011 | $1,595,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 39,294 | $1,595,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 99,183 | $1,593,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 88,416 | $1,593,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 25,766 | $1,589,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 37,190 | $1,589,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 43,405 | $1,584,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 60,976 | $1,583,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 82,534 | $1,583,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 65,430 | $1,577,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 31,550 | $1,571,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 32,227 | $1,570,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 166,703 | $1,568,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 155,300 | $1,566,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 949,540 | $1,564,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,371 | $1,561,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 250,957 | $1,561,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 130,981 | $1,561,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 141,600 | $1,560,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 62,175 | $1,559,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 50,556 | $1,558,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 107,656 | $1,557,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,625,000 | $1,554,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 74,485 | $1,546,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 99,269 | $1,544,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 71,300 | $1,542,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 136,619 | $1,532,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 357,000 | $1,531,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 53,603 | $1,530,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 40,376 | $1,529,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,428 | $1,525,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 78,999 | $1,523,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,575,000 | $1,523,000 | thousands by filing date | principal |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 396,437 | $1,521,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 140,302 | $1,516,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 40,422 | $1,515,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 61,066 | $1,513,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 76,154 | $1,512,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 191,794 | $1,512,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 101,820 | $1,509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 102,309 | $1,508,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 154,734 | $1,508,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 66,038 | $1,506,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,550,000 | $1,506,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 97,200 | $1,504,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 147,778 | $1,501,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 751,557 | $1,501,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 199,975 | $1,500,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 136,885 | $1,496,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 58,785 | $1,495,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 173,263 | $1,493,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 46,804 | $1,492,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 393,939 | $1,489,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 47,009 | $1,488,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 54,818 | $1,487,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 52,195 | $1,486,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,006 | $1,485,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 12,714 | $1,484,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 88,356 | $1,479,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 138,293 | $1,475,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 89,460 | $1,474,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 238,988 | $1,471,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 120,053 | $1,469,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 32,866 | $1,467,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 129,349 | $1,465,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 58,313 | $1,464,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 59,060 | $1,458,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 117,428 | $1,456,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,334 | $1,455,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 42,105 | $1,454,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 427,245 | $1,454,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 47,769 | $1,452,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 40,900 | $1,451,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 47,973 | $1,446,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,453,000 | $1,444,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 26,237 | $1,441,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,441,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 46,156 | $1,437,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,715 | $1,435,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 35,901 | $1,432,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,563,000 | $1,432,000 | thousands by filing date | principal |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 108,261 | $1,429,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 50,185 | $1,426,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 47,317 | $1,424,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 40,643 | $1,424,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 92,950 | $1,423,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 116,648 | $1,419,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 54,786 | $1,416,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 93,227 | $1,410,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 63,104 | $1,408,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 30,487 | $1,404,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 763,430 | $1,404,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 38,925 | $1,404,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 25,857 | $1,402,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 37,101 | $1,402,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 103,252 | $1,389,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 103,637 | $1,389,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 37,426 | $1,388,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 24,992 | $1,388,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 24,768 | $1,387,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 44,232 | $1,385,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,615,000 | $1,385,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 5,172 | $1,383,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,271,270 | $1,383,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 25,322 | $1,380,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 102,850 | $1,380,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 223,748 | $1,378,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 22,239 | $1,374,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 146,233 | $1,374,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 46,207 | $1,372,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 20,448 | $1,370,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 321,755 | $1,367,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 71,052 | $1,364,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 60,680 | $1,360,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 53,200 | $1,357,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,643 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 12,147 | $1,354,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 134,319 | $1,352,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 53,013 | $1,350,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 48,770 | $1,347,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,802 | $1,346,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,005,646 | $1,345,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 17,171 | $1,344,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 24,409 | $1,341,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 28,419 | $1,339,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 52,394 | $1,338,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 219,979 | $1,335,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 32,600 | $1,328,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 84,853 | $1,326,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 185,914 | $1,326,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 20,156 | $1,319,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 27,541 | $1,319,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 63,686 | $1,318,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 172,414 | $1,318,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,496 | $1,316,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 143,595 | $1,315,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 38,610 | $1,314,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 105,550 | $1,314,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 55,618 | $1,314,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 58,351 | $1,313,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 517,135 | $1,313,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 268,054 | $1,310,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 36,174 | $1,307,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,424 | $1,302,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 163,772 | $1,302,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 54,316 | $1,302,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 67,401 | $1,301,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 69,676 | $1,301,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 20,277 | $1,300,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 39,833 | $1,299,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 69,009 | $1,297,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 160,546 | $1,297,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 90,845 | $1,297,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 188,891 | $1,294,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 175,724 | $1,291,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 39,402 | $1,289,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 79,607 | $1,287,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 56,500 | $1,287,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 55,670 | $1,278,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 81,255 | $1,276,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 191,501 | $1,274,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,000 | $1,272,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 199,452 | $1,270,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 87,199 | $1,268,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 97,700 | $1,268,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,523 | $1,267,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 190,341 | $1,264,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,328,000 | $1,263,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 83,238 | $1,262,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 27,357 | $1,258,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 59,924 | $1,257,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 73,398 | $1,257,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 85,052 | $1,253,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,775 | $1,252,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 69,505 | $1,251,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 50,888 | $1,249,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 157,826 | $1,245,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 28,552 | $1,245,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 60,704 | $1,241,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 41,254 | $1,239,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 122,819 | $1,237,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 54,606 | $1,234,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,263,000 | $1,233,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 62,234 | $1,232,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 46,245 | $1,229,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 95,879 | $1,228,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 69,687 | $1,228,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 79,223 | $1,226,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 281,681 | $1,224,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,425,000 | $1,224,000 | thousands by filing date | principal |
| CBTX INC | 12481V104 | COM | 41,566 | $1,220,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,171,777 | $1,217,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 35,818 | $1,217,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 252,916 | $1,216,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 292,884 | $1,214,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 66,433 | $1,208,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 94,549 | $1,207,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 37,633 | $1,206,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 233,097 | $1,206,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 20,068 | $1,203,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 48,253 | $1,202,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 111,285 | $1,201,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 62,660 | $1,198,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 15,456 | $1,193,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,739 | $1,193,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 36,918 | $1,193,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 44,955 | $1,192,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 17,851 | $1,190,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 18,709 | $1,187,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,640,000 | $1,187,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 296,734 | $1,186,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 33,375 | $1,183,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 44,258 | $1,181,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 47,485 | $1,180,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 52,755 | $1,179,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 99,714 | $1,178,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 69,704 | $1,178,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,188 | $1,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 48,000 | $1,177,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,040,447 | $1,174,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 79,445 | $1,174,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 34,760 | $1,173,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 20,318 | $1,171,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 33,233 | $1,162,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 290,789 | $1,162,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 93,223 | $1,160,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 99,240 | $1,157,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 85,296 | $1,150,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 24,207 | $1,149,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 242,555 | $1,147,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 44,366 | $1,145,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 68,589 | $1,144,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 87,165 | $1,144,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 46,399 | $1,142,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 37,852 | $1,142,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 49,840 | $1,142,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 115,791 | $1,141,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,175,093 | $1,139,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 25,714 | $1,137,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 80,643 | $1,136,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 747,021 | $1,133,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 39,041 | $1,132,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 191,901 | $1,132,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 636,069 | $1,131,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 64,353 | $1,129,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 37,327 | $1,125,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 34,988 | $1,120,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 93,146 | $1,120,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 89,110 | $1,118,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 82,414 | $1,115,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 45,346 | $1,115,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 61,719 | $1,114,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 115,153 | $1,112,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 621,879 | $1,112,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 28,138 | $1,112,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 67,459 | $1,110,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 631,514 | $1,110,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 37,559 | $1,110,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 30,835 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 36,623 | $1,100,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 350,921 | $1,099,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 921,000 | $1,097,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 125,541 | $1,095,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,325 | $1,094,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 76,185 | $1,093,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,124,000 | $1,092,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 34,092 | $1,091,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 24,063 | $1,090,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 39,620 | $1,090,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 62,794 | $1,090,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 53,019 | $1,089,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 23,624 | $1,085,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 66,512 | $1,084,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 148,162 | $1,083,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 68,317 | $1,081,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 61,778 | $1,081,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 65,100 | $1,081,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 116,401 | $1,081,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 176,187 | $1,079,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 10,221 | $1,078,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,125,000 | $1,077,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 65,972 | $1,072,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 21,853 | $1,071,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 40,567 | $1,070,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,100,000 | $1,070,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,916 | $1,069,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 451,903 | $1,069,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 148,163 | $1,069,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 76,142 | $1,068,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,504,234 | $1,064,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 56,796 | $1,064,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 113,094 | $1,062,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 114,214 | $1,060,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 102,313 | $1,059,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $1,055,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 95,675 | $1,054,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 30,100 | $1,051,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 290,573 | $1,050,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 74,975 | $1,046,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 622,700 | $1,044,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 82,036 | $1,042,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 321,121 | $1,040,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,224,668 | $1,039,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 155,814 | $1,038,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 17,209 | $1,037,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 68,149 | $1,037,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 106,365 | $1,032,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 33,950 | $1,031,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,351 | $1,030,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,722 | $1,030,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 88,513 | $1,030,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 56,708 | $1,030,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 40,773 | $1,028,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23,421 | $1,028,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 83,529 | $1,024,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 210,315 | $1,019,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 114,367 | $1,019,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,075 | $1,016,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 266,962 | $1,016,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,753 | $1,015,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 81,821 | $1,014,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 19,330 | $1,014,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 56,029 | $1,012,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 159,980 | $1,010,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 31,581 | $1,010,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 59,466 | $1,007,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 247,833 | $1,006,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 37,300 | $1,003,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 37,127 | $1,000,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 58,417 | $998,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 65,315 | $997,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 54,252 | $996,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 35,376 | $996,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 102,327 | $996,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 20,659 | $993,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 73,364 | $991,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 33,611 | $991,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 101,479 | $991,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,050,000 | $990,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $990,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 30,290 | $989,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 47,004 | $989,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 274,338 | $989,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 67,454 | $989,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 17,200 | $986,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 156,038 | $986,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 57,460 | $985,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 48,236 | $983,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 40,000 | $982,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 45,575 | $981,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,999 | $976,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30,714 | $973,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 648 | $972,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 54,360 | $972,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 43,246 | $971,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 414,925 | $970,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 41,286 | $969,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 66,438 | $969,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 975,000 | $969,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $968,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,010 | $966,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 162,846 | $964,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 9,648 | $963,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 330,195 | $963,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 15,774 | $962,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 83,385 | $961,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,088 | $960,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 168,882 | $960,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 68,626 | $960,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,772 | $959,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 173,269 | $958,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 44,579 | $958,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 36,906 | $958,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 72,376 | $956,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 30,171 | $952,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 70,544 | $952,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 195,417 | $949,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 494,369 | $947,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 547,760 | $947,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 450,639 | $945,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 44,415 | $945,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 18,660 | $944,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 1,000,000 | $944,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 3,526 | $943,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 27,785 | $943,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 84,373 | $943,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 93,173 | $940,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 65,725 | $940,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,590 | $937,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 117,960 | $935,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 15,850 | $934,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 26,476 | $931,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 980,000 | $931,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 53,072 | $930,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 18,087 | $923,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,571 | $921,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 193,292 | $921,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 33,161 | $920,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 20,648 | $919,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 84,345 | $919,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,410 | $917,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 55,907 | $917,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 15,621 | $916,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,075 | $915,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 31,276 | $915,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 47,617 | $911,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 975,000 | $911,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,946 | $910,000 | thousands by filing date | put |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 30,612 | $907,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 53,406 | $901,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 19,062 | $900,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 62,064 | $896,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 28,798 | $895,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 177,111 | $895,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 29,444 | $894,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 43,760 | $893,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,420 | $891,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 19,937 | $890,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 23,015 | $890,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,967 | $888,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 887,681 | $887,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 123,474 | $886,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,410 | $880,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 82,992 | $880,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 89,679 | $879,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 80,953 | $878,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 13,386 | $877,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,000,000 | $876,000 | thousands by filing date | principal |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 59,050 | $874,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 92,901 | $873,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 46,018 | $867,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 36,997 | $865,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 57,303 | $864,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 37,083 | $863,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 58,345 | $862,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 603,480 | $862,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 53,958 | $861,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 59,710 | $861,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 29,355 | $860,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 37,063 | $860,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 392,589 | $859,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 50,987 | $854,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 964,000 | $849,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 125,555 | $844,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 22,863 | $844,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 22,204 | $844,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 26,853 | $844,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 248,391 | $844,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 57,188 | $843,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000019 | this filing | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000053 | base | 2019-04-01 | acceptance time not in the bulk data set |