13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $6,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 126 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 598 | $6,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 184 | $6,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 640 | $6,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 433 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 205 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 148 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,044 | $6,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 96 | $6,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $6,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 1,016 | $6,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $6,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 2,083 | $6,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,000 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,902 | $6,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 5,000 | $6,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,158 | $6,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 504 | $6,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 684 | $6,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 288 | $6,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 357 | $6,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 200 | $6,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 840 | $6,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 500 | $6,000 | thousands by filing date | put |
| CHINA COML CR INC | 16891K103 | COM | 2,300 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 62 | $6,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 280 | $5,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 573 | $5,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 48 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 65 | $5,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 322 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $5,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 576 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $5,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 323 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 400 | $5,000 | thousands by filing date | call |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 23 | $5,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 350 | $5,000 | thousands by filing date | call |
| DENISON MINES CORP | 91688T104 | COM | 4,969 | $5,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 376 | $5,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 98 | $5,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 2,500 | $5,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,864 | $5,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 293 | $5,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 500 | $5,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 4,323 | $5,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,267 | $5,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 95 | $5,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 299 | $5,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 400 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,286 | $5,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 125 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 400 | $5,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 275 | $5,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 502 | $5,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 15,600 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 150 | $4,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,127 | $4,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 283 | $4,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 450 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 57 | $4,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100 | $4,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 100 | $4,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 100 | $4,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 30 | $4,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 678 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 347 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 306 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 100 | $4,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 212 | $4,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 354 | $4,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,805 | $4,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 5,454 | $4,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 900 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 450 | $4,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 602 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $4,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 500 | $4,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 249 | $4,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 453 | $4,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 3,239 | $4,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 142 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 400 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,547 | $4,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 1,038 | $4,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 904 | $4,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 251 | $4,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 529 | $4,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 23,264 | $4,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,045 | $4,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 616 | $4,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 500 | $4,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 497 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31 | $3,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 34 | $3,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,000 | $3,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 104 | $3,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 71 | $3,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 61 | $3,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $3,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 460 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 62 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 180 | $3,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 138 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 98 | $3,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 100 | $3,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 403 | $3,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 134 | $3,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 582 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 100 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 700 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,523 | $3,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 414 | $3,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 183 | $3,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 366 | $3,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 195 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 900 | $3,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 300 | $3,000 | thousands by filing date | put |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 78 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 114 | $3,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 134 | $3,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,014 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 900 | $3,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 328 | $3,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 312 | $3,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,500 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 600 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 192 | $3,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,000 | $3,000 | thousands by filing date | principal |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 115 | $3,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,044 | $3,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 191 | $3,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 16,500 | $3,000 | thousands by filing date | |
| Sphere 3D Corp. | 84841Q109 | COM | 500 | $3,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 968 | $3,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 25 | $2,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 131 | $2,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20 | $2,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 63 | $2,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 13 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 900 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 90 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 96 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 67 | $2,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 168 | $2,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 161 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 107 | $2,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 121 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 154 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 550 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 36 | $2,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 255 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 26 | $2,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 24 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 115 | $2,000 | thousands by filing date | call |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 100 | $2,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 1,774 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 79 | $2,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 104 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 385 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 400 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 770 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 974 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 141 | $2,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 125 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 95 | $2,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 524 | $2,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 164 | $2,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 323 | $2,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,003 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,322 | $2,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,000 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,240 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,681 | $2,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 312 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 226 | $2,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 288 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 235 | $2,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 461 | $2,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 148 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 1,010 | $2,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 261 | $2,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 239 | $2,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 112 | $2,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 96 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,250 | $2,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 157 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 304 | $2,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 282 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,532 | $2,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 170 | $2,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 89 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 400 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 597 | $2,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 186 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 100 | $2,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 271 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 162 | $2,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 8,000 | $2,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 8,102 | $2,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 1,305 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12 | $1,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14 | $1,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 35 | $1,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 237 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 43 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 198 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22 | $1,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 101 | $1,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 85 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 100 | $1,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 81 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 67 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 370 | $1,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 53 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 60 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100 | $1,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 191 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 49 | $1,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 100 | $1,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 127 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 154 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 29 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 71 | $1,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 325 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 61 | $1,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 145 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 27 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 39 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 48 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 300 | $1,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 18 | $1,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 332 | $1,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 304 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 61 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 109 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 70 | $1,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,501 | $1,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 418 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 334 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 860 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 593 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 98 | $1,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 85 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 542 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 96 | $1,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 435 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 504 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 177 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 72 | $1,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 149 | $1,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 76 | $1,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 25 | $1,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 20 | $1,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 611 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 48 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,721 | $1,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 321 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 250 | $1,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 2,370 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 50 | $1,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 900 | $1,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 926 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 105 | $1,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 461 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 113 | $1,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 5,000 | $1,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 346 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 521 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 155 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 47 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 83 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 686 | $1,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 36 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 387 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 875 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 230 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 518 | $1,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 235 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 96 | $1,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 92 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 93 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 389 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 54 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 102 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 160 | $1,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 104 | $1,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 42 | $1,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 250 | $1,000 | thousands by filing date | call |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 216 | $1,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 82 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 66 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 200 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 176 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 93 | $1,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 36 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 105 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 316 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 972 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 115 | $1,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 225 | $1,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 799 | $1,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 54 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 281 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 31 | $1,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 741 | $1,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 84 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 293 | $1,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 723 | $1,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 79 | $1,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 122 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 226 | $1,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 66 | $1,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 703 | $1,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 444 | $1,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 130 | $1,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 63 | $1,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 328 | $1,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE9 INC | 338307101 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERACYTE INC COM | 92337F107 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALENT INC USD 0.01 | 148806102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNS INC | 208242107 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO RESORTS INC | 28470R102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRIMO WTR CORP | 74165N105 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMY INC | 68906L105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLYTH INC | 09643P207 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQULE INC | 04269E107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVSUN RES LTD | 64156L101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE FOCUS TR | 78080N108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMAC ENERGY INC | 131745101 | COM | 1,107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 695 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 126 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSD MEDICAL CORP | 055662100 | COM | 355 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIENCE INC | 05070J102 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOKS-A-MILLION INC | 098570104 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALMETTO BANCSHARES INC | 697062206 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K106 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISRAMCO INC | 465141406 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYAN INC | 23247W104 | COM | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGOPTIX INC | 37517y103 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POKERTEK INC | 730864204 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPE BANCORP INC | 139209100 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ ENTMT INC | 74965F104 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POINT 360 | 730507100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMAND SEC CORP | 20050L100 | COM | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 5,141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE COM INC | 141633107 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITE PHARMA INC | 49803L109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE HILLS BANCORP INC | 095573101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |