13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 5,851 holding rows worth $140,850,178,000.
- Accession
- 0000948046-14-000025
- Filer
- CIK 948046
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,153 entries on the cover page, a total value of $140,850,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,850,178,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,329,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 50,000 | $1,327,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 69,331 | $1,325,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 31,087 | $1,321,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 68,435 | $1,320,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 74,831 | $1,319,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 81,377 | $1,315,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 80,292 | $1,309,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 42,724 | $1,309,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 71,688 | $1,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 40,539 | $1,306,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 75,000 | $1,306,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 86,454 | $1,302,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 77,505 | $1,300,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 68,629 | $1,297,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 38,796 | $1,296,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 84,582 | $1,288,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 20,517 | $1,285,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 33,351 | $1,276,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 72,710 | $1,273,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,527 | $1,268,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 25,199 | $1,267,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 541,564 | $1,266,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 56,534 | $1,261,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 42,070 | $1,257,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,745 | $1,256,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 71,112 | $1,256,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 15,449 | $1,250,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 50,627 | $1,249,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 24,480 | $1,247,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 46,127 | $1,245,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 769,000 | $1,245,000 | thousands by filing date | principal |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 30,230 | $1,243,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 609,189 | $1,242,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 106,878 | $1,241,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 22,072 | $1,237,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 31,489 | $1,237,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 38,623 | $1,237,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 155,719 | $1,235,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 437,168 | $1,231,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,307 | $1,229,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 85,776 | $1,228,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 21,922 | $1,227,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 17,457 | $1,225,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 42,780 | $1,225,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 704,000 | $1,223,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 98,527 | $1,220,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 71,876 | $1,220,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 52,160 | $1,217,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 168,678 | $1,210,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 13,907 | $1,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 18,157 | $1,207,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 86,853 | $1,206,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 18,059 | $1,200,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 94,013 | $1,197,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,000 | $1,189,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 19,868 | $1,186,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 21,822 | $1,186,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 165,102 | $1,182,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 57,079 | $1,179,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 32,236 | $1,178,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 23,364 | $1,178,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 29,437 | $1,178,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 64,423 | $1,178,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 27,909 | $1,175,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $1,175,000 | thousands by filing date | principal |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 32,494 | $1,174,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 78,875 | $1,174,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 34,599 | $1,169,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,080,000 | $1,169,000 | thousands by filing date | principal |
| HFF INC | 40418F108 | CL A | 43,466 | $1,167,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 39,047 | $1,166,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 35,694 | $1,165,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 42,039 | $1,159,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 46,343 | $1,158,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 44,037 | $1,156,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 44,954 | $1,155,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 44,390 | $1,153,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 33,885 | $1,151,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 71,701 | $1,150,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 86,063 | $1,148,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 65,013 | $1,145,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 104,605 | $1,142,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 172,394 | $1,140,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 46,748 | $1,139,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,187 | $1,137,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 24,051 | $1,136,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 45,438 | $1,132,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 184,947 | $1,130,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 87,337 | $1,129,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 195,787 | $1,128,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 267,989 | $1,127,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 132,785 | $1,127,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 46,401 | $1,126,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 25,092 | $1,123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 16,221 | $1,122,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 22,402 | $1,119,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 30,767 | $1,119,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 44,871 | $1,114,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 313,237 | $1,110,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 38,654 | $1,108,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 58,529 | $1,105,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 22,962 | $1,101,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 16,453 | $1,100,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 33,785 | $1,098,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 13,126 | $1,096,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 21,251 | $1,092,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 123,338 | $1,091,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 10,200 | $1,090,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,130 | $1,086,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 63,904 | $1,083,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 59,699 | $1,080,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 36,096 | $1,080,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 102,714 | $1,077,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 75,882 | $1,076,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 33,982 | $1,075,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,381 | $1,073,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 1,000,000 | $1,073,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 24,566 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 45,555 | $1,070,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 66,858 | $1,068,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 32,377 | $1,067,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 44,150 | $1,063,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 383,565 | $1,062,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 87,448 | $1,060,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 41,504 | $1,057,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 24,427 | $1,054,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 316,743 | $1,049,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 77,669 | $1,048,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 86,214 | $1,047,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,782 | $1,045,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 14,688 | $1,043,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 57,082 | $1,042,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,000,000 | $1,040,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 134,746 | $1,040,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 56,624 | $1,038,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 21,698 | $1,038,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 124,896 | $1,034,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 11,379 | $1,029,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 16,668 | $1,028,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 119,944 | $1,027,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 25,886 | $1,026,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 925 | $1,024,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,306 | $1,023,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 138,222 | $1,023,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 17,949 | $1,022,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 340,900 | $1,022,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 14,559 | $1,021,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 106,068 | $1,020,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 10,477 | $1,019,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 136,644 | $1,019,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 41,795 | $1,014,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 83,068 | $1,012,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 5,955 | $1,011,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 17,693 | $1,007,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 550,694 | $1,007,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 38,300 | $1,001,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 29,448 | $1,000,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 18,364 | $999,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 65,255 | $997,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 14,168 | $996,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,214 | $993,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 55,673 | $988,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 48,341 | $986,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 805,000 | $985,000 | thousands by filing date | principal |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $984,000 | thousands by filing date | principal |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,357 | $982,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 10,580 | $980,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 39,740 | $978,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 61,134 | $976,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 220,398 | $976,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 21,256 | $972,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 58,024 | $972,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $972,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 21,521 | $970,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 54,787 | $969,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 65,947 | $968,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,234 | $968,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 43,524 | $967,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,541 | $966,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 64,645 | $966,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 45,161 | $966,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 45,750 | $964,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 26,833 | $963,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 18,085 | $962,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,195 | $960,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 55,043 | $959,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 12,324 | $956,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 13,080 | $956,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 58,299 | $956,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,402 | $955,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 40,562 | $954,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 26,150 | $953,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 46,670 | $953,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,000 | $952,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17,988 | $950,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 46,441 | $949,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 115,363 | $945,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,404 | $942,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 32,189 | $941,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 36,443 | $941,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 224,426 | $939,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 55,400 | $934,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,724 | $933,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 151,889 | $933,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 38,706 | $928,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 44,049 | $928,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,685 | $927,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $925,000 | thousands by filing date | principal |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 84,792 | $925,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,458 | $919,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20,142 | $919,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 80,636 | $918,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 21,666 | $914,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 20,522 | $914,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 84,205 | $912,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 198,884 | $910,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 10,353 | $908,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 298,018 | $908,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 31,269 | $906,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 54,367 | $906,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 42,661 | $906,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,241 | $904,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 89,734 | $904,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 47,039 | $903,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 23,968 | $901,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 18,283 | $901,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 67,092 | $901,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 20,691 | $899,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 13,952 | $896,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 155,865 | $895,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 20,936 | $893,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 49,473 | $893,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 231,970 | $892,000 | thousands by filing date | put |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 597,000 | $889,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 52,105 | $888,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 13,557 | $887,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 108,725 | $883,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 502,202 | $883,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 21,860 | $882,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 53,175 | $881,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 52,498 | $880,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 34,494 | $878,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 54,614 | $876,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 11,708 | $870,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 311 | $868,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 11,286 | $863,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,144 | $861,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,700 | $861,000 | thousands by filing date | |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 830,000 | $860,000 | thousands by filing date | principal |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 123,887 | $860,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 231,366 | $857,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,295 | $854,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 773,000 | $852,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 39,821 | $851,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 770,000 | $849,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 42,524 | $848,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 24,800 | $847,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 35,485 | $845,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 56,809 | $845,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 710,000 | $844,000 | thousands by filing date | principal |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 644,665 | $844,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,947 | $841,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 6,186 | $840,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 21,213 | $840,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 22,907 | $839,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 514,000 | $839,000 | thousands by filing date | principal |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 20,008 | $839,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 14,273 | $837,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 75,313 | $836,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 49,537 | $836,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 660,000 | $825,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,946 | $824,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 49,075 | $824,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 55,724 | $822,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 39,792 | $819,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 32,790 | $814,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 111,516 | $814,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 33,782 | $813,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 51,325 | $811,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 175,000 | $810,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 63,041 | $807,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 33,320 | $807,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 29,523 | $804,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 49,561 | $803,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 31,137 | $803,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 52,247 | $801,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 35,083 | $801,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 77,356 | $801,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,837 | $801,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,054 | $799,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 40,363 | $795,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36,353 | $794,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 33,383 | $793,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 119,847 | $793,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 75,575 | $792,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 474,913 | $792,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 37,200 | $790,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 39,363 | $788,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 28,975 | $788,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 43,345 | $787,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 76,410 | $787,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 52,201 | $786,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 45,589 | $784,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 35,100 | $783,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 27,706 | $782,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 61,331 | $782,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,184 | $781,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,901 | $779,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 987,000 | $778,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 37,400 | $776,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 61,817 | $775,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,372 | $773,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 63,729 | $770,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 16,053 | $765,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 29,348 | $763,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 64,456 | $762,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 172,379 | $760,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 17,509 | $759,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 33,030 | $756,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 29,352 | $754,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 23,947 | $752,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 327,921 | $750,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 18,643 | $750,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 18,804 | $748,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,779 | $748,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 100,841 | $747,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 28,180 | $747,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10,495 | $744,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 60,000 | $744,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 167,547 | $744,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 221,934 | $744,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,735 | $743,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 20,232 | $743,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 18,660 | $740,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,726 | $739,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 23,518 | $739,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 20,748 | $737,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 28,930 | $737,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 36,113 | $736,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 73,609 | $736,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 20,631 | $735,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 21,676 | $734,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 54,769 | $733,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 42,612 | $732,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 22,419 | $731,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 40,000 | $731,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 21,259 | $730,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $729,000 | thousands by filing date | principal |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 10,167 | $728,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 32,032 | $724,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 125,088 | $723,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 331,997 | $723,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 647,083 | $723,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 28,599 | $722,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 115,462 | $722,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 33,500 | $722,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 9,157 | $718,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 32,402 | $718,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 121,068 | $717,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 17,990 | $714,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 21,544 | $714,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 59,320 | $714,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 25,810 | $712,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 13,910 | $711,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 14,629 | $710,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 471,000 | $710,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 51,036 | $710,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 53,958 | $710,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 15,036 | $708,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,315 | $707,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 48,877 | $707,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 30,355 | $706,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 30,556 | $704,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,689 | $703,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 33,726 | $700,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 61,962 | $699,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 37,663 | $696,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 28,316 | $694,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 685,000 | $694,000 | thousands by filing date | principal |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 58,675 | $694,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 36,000 | $692,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 28,033 | $691,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 59,999 | $691,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 45,764 | $689,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 22,921 | $688,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 37,069 | $686,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 468,000 | $683,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 93,530 | $682,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 53,931 | $682,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 10,455 | $682,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 164,259 | $681,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 104,564 | $679,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 400,000 | $678,000 | thousands by filing date | principal |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 36,979 | $677,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 638 | $676,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 86,896 | $675,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 185,747 | $673,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 87,266 | $672,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 49,096 | $670,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 54,033 | $668,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 484,543 | $668,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 32,417 | $667,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 12,670 | $664,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 124,567 | $664,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 30,236 | $663,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 210,822 | $663,000 | thousands by filing date | call |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 350,000 | $663,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 728,000 | $661,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,242 | $659,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 173,100 | $659,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 39,970 | $658,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 49,780 | $655,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 72,250 | $653,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 13,339 | $650,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 17,110 | $649,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,236 | $649,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,571 | $648,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 480,000 | $648,000 | thousands by filing date | principal |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 8,900 | $647,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 34,718 | $646,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 25,366 | $646,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41,462 | $646,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 56,357 | $645,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 47,930 | $640,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 53,456 | $640,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 17,239 | $639,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 99,499 | $639,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 11,103 | $638,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 25,454 | $637,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 21,329 | $637,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 72,277 | $636,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 17,853 | $636,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 81,413 | $635,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 48,467 | $634,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 74,512 | $632,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 593,000 | $631,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 35,001 | $631,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 57,216 | $631,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,615 | $629,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 20,766 | $629,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,570 | $627,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 613,000 | $626,000 | thousands by filing date | principal |
| 8X8 INC | 282914100 | COMMON STOCK | 61,641 | $625,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 48,950 | $624,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,451 | $623,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 15,145 | $622,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 26,561 | $621,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 68,467 | $621,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,664 | $620,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 51,977 | $620,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 41,473 | $619,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,542 | $618,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $618,000 | thousands by filing date | principal |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,767 | $617,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 183,238 | $616,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 30,303 | $615,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 311,755 | $613,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,260 | $613,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 11,744 | $612,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 119,386 | $610,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 278,571 | $610,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 7,400 | $609,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,331 | $609,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 194,484 | $608,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,837 | $607,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,904 | $606,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 4,654 | $604,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 20,741 | $603,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 32,686 | $603,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 23,662 | $603,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 33,472 | $602,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 15,642 | $600,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,632 | $600,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 333,166 | $599,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,468 | $597,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 305,471 | $597,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 180,196 | $597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,673 | $596,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 40,738 | $596,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 21,747 | $596,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 14,146 | $596,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 62,482 | $595,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 12,848 | $593,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 23,322 | $592,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7,340 | $591,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 570,000 | $590,000 | thousands by filing date | principal |
| ZIPREALTY INC | 98974V107 | COM | 105,400 | $590,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 29,268 | $589,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 351,014 | $589,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 32,900 | $586,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 18,416 | $586,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,435 | $586,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,958 | $586,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 427,000 | $586,000 | thousands by filing date | principal |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 137,299 | $585,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 73,029 | $584,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,827 | $584,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 41,868 | $582,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 72,914 | $581,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | base | 2014-02-24 | acceptance time not in the bulk data set |