13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 5,851 holding rows worth $140,850,178,000.
- Accession
- 0000948046-14-000025
- Filer
- CIK 948046
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,153 entries on the cover page, a total value of $140,850,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,850,178,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDEUTSCHE ASSET MANAGEMENT LTD028-10154
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Asset Management Schwiez028-11401
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerOppenheim Kapitalanagegessellschaft mbH028-13920
- included managerFrankfurt-Trust Invest Luxembourg AG028-13918
- included managerFrankfurt-Trust Investment Gesellschaft mit beschrankter Haftung028-13919
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerPharma/Wealth Management Co S.A028-13921
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANGE RES CORP COM | 75281A109 | Stock | 2,465 | $6,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,226 | $6,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 28,850 | $6,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,927 | $6,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,907 | $6,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 40,937 | $6,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 1,000 | $6,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,317 | $6,000 | thousands by filing date | put |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 200 | $6,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,250 | $6,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 7,210 | $6,000 | thousands by filing date | put |
| SONDE RESOURCES CORP | 835426107 | COM | 10,000 | $6,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 960 | $6,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 130 | $6,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,000 | $6,000 | thousands by filing date | call |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,000 | $6,000 | thousands by filing date | principal |
| DOT HILL SYS CORP | 25848T109 | COM | 1,900 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 250 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 100 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 507 | $6,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 372 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 450 | $5,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 3,560 | $5,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,100 | $5,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 184 | $5,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 3,858 | $5,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,141 | $5,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 346 | $5,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,000 | $5,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 495 | $5,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 426 | $5,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,491 | $5,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 84 | $5,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 148 | $5,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,513 | $5,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 3,075 | $5,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 2,580 | $5,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 402 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $5,000 | thousands by filing date | put |
| AVIVA PLC | 05382A104 | ADR | 386 | $5,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $5,000 | thousands by filing date | put |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 932 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 313 | $5,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 985 | $5,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 3,022 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 500 | $5,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,213 | $5,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 820 | $4,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 1,550 | $4,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 2,391 | $4,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 41,894 | $4,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 4,656 | $4,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 781 | $4,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 11,745 | $4,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 35,221 | $4,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 1,500 | $4,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,500 | $4,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 2,450 | $4,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 70,471 | $4,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 6,871 | $4,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 828 | $4,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 250 | $4,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,140 | $4,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,200 | $4,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,750 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,078 | $4,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 2,000 | $4,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 39,045 | $4,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,000 | $4,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 20,712 | $4,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 4,989 | $4,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 531 | $4,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 94 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 100 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,866 | $4,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 557 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,250 | $4,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 2,450 | $4,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 757 | $4,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 9,500 | $4,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,534 | $4,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 2,772 | $4,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 56 | $4,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 500 | $4,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 461 | $4,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,000 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 500 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 2,700 | $4,000 | thousands by filing date | put |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 600 | $4,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 200 | $4,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y123 | SHS | 2,730 | $4,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 243 | $4,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 2,200 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 562 | $3,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 837 | $3,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 16,039 | $3,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 2,066 | $3,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 684 | $3,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,873 | $3,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,369 | $3,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,340 | $3,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 28 | $3,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 23,091 | $3,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,180 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 5,701 | $3,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 539 | $3,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,550 | $3,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,028 | $3,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $3,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 883 | $3,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,210 | $3,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,900 | $3,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 828 | $3,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $3,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 1,692 | $3,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,500 | $3,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 2,153 | $3,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,851 | $3,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 1,906 | $3,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,050 | $3,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 400 | $3,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 470 | $3,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 3,630 | $3,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 600 | $3,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,000 | $3,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 2,300 | $3,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,821 | $3,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $3,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,700 | $3,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,336 | $3,000 | thousands by filing date | call |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 5,500 | $3,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,626 | $3,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,101 | $3,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,000 | $3,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,700 | $3,000 | thousands by filing date | call |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,053 | $3,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 600 | $3,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 1,592 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,700 | $3,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 1,368 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,547 | $3,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 296 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 887 | $3,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 200 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 77 | $3,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,427 | $3,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,792 | $3,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 670 | $2,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,924 | $2,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 564 | $2,000 | thousands by filing date | put |
| iShares MBS ETF | 464288588 | SHS | 21 | $2,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,115 | $2,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,009 | $2,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 34 | $2,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,918 | $2,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 645 | $2,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 469 | $2,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,869 | $2,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 8,095 | $2,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 430 | $2,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,000 | $2,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 130 | $2,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 548 | $2,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,000 | $2,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,750 | $2,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $2,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $2,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,726 | $2,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 81 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 450 | $2,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 754 | $2,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,237 | $2,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 2,000 | $2,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 330 | $2,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,809 | $2,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 161 | $2,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 282 | $2,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,351 | $2,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 682 | $2,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,057 | $2,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 119 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 461 | $2,000 | thousands by filing date | call |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 310 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 146 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 37,603 | $2,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 552 | $2,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 1,535 | $2,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 287 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 360 | $2,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 548 | $2,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 116 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,844 | $2,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,084 | $2,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 93 | $2,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 773 | $2,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 5,156 | $2,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 515 | $2,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 134,784 | $2,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 2,668 | $2,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 200 | $2,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,900 | $2,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 950 | $2,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 5,135 | $2,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,455 | $2,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 3,983 | $2,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 87 | $2,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,500 | $2,000 | thousands by filing date | call |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 877 | $2,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 400 | $2,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 915 | $2,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 900 | $2,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 1,411 | $2,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 3,700 | $2,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 273 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 77 | $2,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,800 | $2,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 900 | $2,000 | thousands by filing date | put |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 650 | $2,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 150 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 159 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 5,668 | $2,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 62 | $2,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 500 | $2,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 200 | $2,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,450 | $1,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 347 | $1,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 440 | $1,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 9,340 | $1,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 14 | $1,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,550 | $1,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 210 | $1,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 5,149 | $1,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 16,550 | $1,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 10,765 | $1,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 2,062 | $1,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 1,535 | $1,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,200 | $1,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 600 | $1,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 279 | $1,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $1,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 3,835 | $1,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 1,006 | $1,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 1,252 | $1,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 914 | $1,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 100 | $1,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 265 | $1,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,100 | $1,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $1,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 280 | $1,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,750 | $1,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 23,136 | $1,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,298 | $1,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 375 | $1,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 2,947 | $1,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 264 | $1,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,811 | $1,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 2,228 | $1,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,290 | $1,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 774 | $1,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 190 | $1,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 4,600 | $1,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 36 | $1,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 325 | $1,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $1,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $1,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 548 | $1,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 404 | $1,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 824 | $1,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,115 | $1,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,962 | $1,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 302 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,000 | $1,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 301 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,089 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 500 | $1,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 16,123 | $1,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 15 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $1,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,500 | $1,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 60 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 678 | $1,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 3,500 | $1,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 1,499 | $1,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 45 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,031 | $1,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 1,820 | $1,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,000 | $1,000 | thousands by filing date | put |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 92 | $1,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 150 | $1,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 414 | $1,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 18,416 | $1,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 322 | $1,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 500 | $1,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 537 | $1,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $1,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 801 | $1,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 9,071 | $1,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 12,501 | $1,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 744 | $1,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 485 | $1,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 175 | $1,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 20,743 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 93 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 266 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 124 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 79 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 176 | $1,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 4,482 | $1,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $1,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 566 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 318 | $1,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,300 | $1,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 1,500 | $1,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 2,250 | $1,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 500 | $1,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 25,100 | $1,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 724 | $1,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 500 | $1,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 3,500 | $1,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 72 | $1,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 450 | $1,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,520 | $1,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 550 | $1,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 661 | $1,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,441 | $1,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 70 | $1,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 318 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 285 | $1,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,250 | $1,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 300 | $1,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,721 | $1,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 400 | $1,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 43 | $1,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 50 | $1,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 956 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 750 | $1,000 | thousands by filing date | call |
| SYNTROLEUM CORP | 871630208 | COM | 357 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 242 | $1,000 | thousands by filing date | call |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 400 | $1,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $1,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 100 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 422 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 973 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 5,141 | $1,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 191 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 166 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Abbott Laboratories | 002824100 | COM | 166 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Express Company | 025816109 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Tower Corporation | 03027X100 | COM | 307 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Amgen Inc. | 031162100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 12,176 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 3,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 508 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,650 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,850 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 4,774 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 907 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Deere & Company | 244199105 | COM | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 125 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 855 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 136 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,049 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 738 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 199 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 411 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,072 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 569 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 962 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,009 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 550 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 961 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 892 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 688 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 1,150 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KBHOME | 48666K109 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MANULIFE FINL CORP | 56501R106 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOYDGAMINGCORP | 103304101 | STOK | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,590 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 1,090 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,907 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 2,565 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 304 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 234 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,392 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVNET INC COM | 053807103 | Stock | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 331 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INGREDION INC COM | 457187102 | Stock | 380 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 1,645 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOODYS CORP COM | 615369105 | Stock | 125 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAGNA INTL INC COM | 559222401 | Stock | 370 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 1,831 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,151 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 232 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 46 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,146 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,850 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEAR CORP COM NEW | 521865204 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 646 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 4,250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 730 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 773 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,214 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 295 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 3,802 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 701 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 395 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 130 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,110 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 755 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 557 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,309 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 220 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,744 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 190 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 974 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,150 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,583 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,582 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 139 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 134 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 253 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 550 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE STR CORP COM | 857477103 | Stock | 3,899 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANTEC INC COM | 85472N109 | Stock | 140 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 868 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 5,250 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,396 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 645 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 1,509 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 628 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 2,050 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000025 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-14-000045 | base | 2014-02-24 | acceptance time not in the bulk data set |