13F-HR filed by EDMOND DE ROTHSCHILD HOLDING S.A.
EDMOND DE ROTHSCHILD HOLDING S.A. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 814 holding rows worth $3,513,441,000.
- Accession
- 0000947871-17-000907
- Filer
- CIK 1649647
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,365 entries on the cover page, a total value of $3,513,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,513,453,000 with VALUE read as thousands by filing date, 13F file number 028-16960. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEDMOND DE ROTHSCHILD (SUISSE) S.A.028-16957
- included managerEdmond de Rothschild (Europe)028-16963
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE)028-16959
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG)028-17393
- included managerEDMOND DE ROTHSCHILD (MONACO)028-17574
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMETEK INC COM | 031100100 | Stock | 3,000 | $198,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,528 | $197,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,333 | $197,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,547 | $194,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,595 | $194,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 10,660 | $193,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4,374 | $192,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 3,804 | $191,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,220 | $190,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,012 | $189,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 87,000 | $189,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,213 | $187,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 51,300 | $186,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 3,360 | $186,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,730 | $185,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,160 | $184,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,397 | $183,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $183,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,340 | $181,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,339 | $181,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 58,400 | $181,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,650 | $180,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,000 | $180,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,540 | $179,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,499 | $177,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,490 | $174,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,700 | $171,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,768 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,450 | $169,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 900 | $168,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,500 | $168,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,210 | $168,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,775 | $165,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,925 | $165,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,540 | $165,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,804 | $162,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 900 | $162,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,165 | $154,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 5,510 | $154,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,700 | $153,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,612 | $151,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,942 | $149,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,000 | $147,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,370 | $144,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,305 | $142,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 990 | $141,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 27,200 | $140,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,695 | $138,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 17,200 | $135,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,330 | $134,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 5,100 | $134,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,700 | $132,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,636 | $132,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,335 | $131,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,605 | $130,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,620 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,750 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,785 | $123,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,900 | $122,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,000 | $122,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,333 | $121,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,900 | $121,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,685 | $120,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,595 | $118,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,250 | $117,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,143 | $117,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,450 | $117,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,900 | $116,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 20,000 | $112,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 730 | $111,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,200 | $111,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 20,000 | $111,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 4,320 | $110,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 540 | $107,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 8,000 | $106,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 2,500 | $106,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 1,574 | $106,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,951 | $105,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,926 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,850 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 7,000 | $104,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,637 | $103,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,000 | $102,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 951 | $101,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,836 | $101,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,084 | $100,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 563 | $100,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 708 | $99,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,785 | $99,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,300 | $99,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,843 | $98,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,300 | $97,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,200 | $96,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 920 | $96,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,000 | $95,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,990 | $92,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 611 | $91,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,125 | $90,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,052 | $89,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 346 | $86,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,000 | $86,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,800 | $86,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 429 | $84,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,380 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,630 | $84,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,000 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,400 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 4,500 | $81,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 5,000 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 790 | $78,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,000 | $78,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,600 | $76,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 322 | $75,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $75,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,065 | $75,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 6,500 | $74,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,500 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,955 | $73,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $71,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,520 | $71,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 62,500 | $71,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,690 | $70,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,400 | $69,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,482 | $67,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,200 | $67,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,000 | $64,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,100 | $64,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25,000 | $63,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,475 | $63,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,000 | $61,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $61,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,100 | $59,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,000 | $59,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,697 | $59,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,350 | $58,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,600 | $58,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,766 | $57,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,450 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 690 | $56,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 647 | $55,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 7,000 | $55,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,010 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,275 | $54,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,500 | $54,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,840 | $53,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 410 | $52,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,360 | $52,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,150 | $52,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 730 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,583 | $51,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 810 | $51,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 540 | $50,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 711 | $50,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,000 | $50,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 664 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 405 | $49,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,040 | $48,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 500 | $48,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,000 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,230 | $48,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,600 | $47,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 250 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 2,000 | $46,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 500 | $45,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 907 | $45,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 310 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,000 | $45,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,290 | $44,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,000 | $44,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 560 | $43,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,560 | $43,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 700 | $42,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 399 | $42,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 984 | $41,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 498 | $40,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 235 | $40,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $39,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,331 | $39,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,200 | $39,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 360 | $38,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $38,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,160 | $37,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 530 | $37,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,031 | $37,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,300 | $36,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,500 | $36,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,590 | $36,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,207 | $35,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,500 | $35,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 525 | $34,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 350 | $34,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $34,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,500 | $34,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,300 | $32,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 580 | $32,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 666 | $31,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,000 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 740 | $31,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,750 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 460 | $31,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 750 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 500 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,100 | $29,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 390 | $28,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,700 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 835 | $28,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 225 | $28,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $27,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 221 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 2,000 | $27,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,800 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 850 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 385 | $26,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,500 | $25,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $25,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 208 | $24,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $24,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,500 | $24,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $23,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 201 | $23,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $23,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 323 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,700 | $23,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 396 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 663 | $22,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 675 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 400 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,200 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 111,500 | $19,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 32 | $19,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,000 | $19,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,000 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 815 | $18,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 255 | $18,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 549 | $18,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 114 | $17,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 189 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $17,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,200 | $17,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,000 | $17,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 340 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $16,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 970 | $16,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400 | $15,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,000 | $15,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 600 | $15,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,095 | $15,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 2,670 | $15,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $14,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 210 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 275 | $13,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 455 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 500 | $13,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200 | $13,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 840 | $13,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,936 | $13,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 423 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600,000 | $12,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 305 | $12,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150 | $12,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,100 | $12,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 531 | $12,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 303 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 220 | $11,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 263 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 375 | $10,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $9,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 344 | $9,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 532 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40 | $9,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,000 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 86 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 264 | $8,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 83 | $7,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,000 | $7,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 242 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 115 | $6,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 159 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 100 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 4,000 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 210 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 13,110 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 400 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,499 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 170 | $3,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 35 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,650 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $3,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 15 | $2,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 131 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 67 | $2,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 69 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 171 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 27 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 56 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 250 | $1,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 250 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 278 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-17-000907 | this filing | 2017-11-13 | acceptance time not in the bulk data set |