13F-HR filed by EDMOND DE ROTHSCHILD HOLDING S.A.
EDMOND DE ROTHSCHILD HOLDING S.A. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 810 holding rows worth $3,549,203,000.
- Accession
- 0000947871-17-000631
- Filer
- CIK 1649647
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,370 entries on the cover page, a total value of $3,549,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,549,196,000 with VALUE read as thousands by filing date, 13F file number 028-16960. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEDMOND DE ROTHSCHILD (SUISSE) S.A.028-16957
- included managerEdmond de Rothschild (Europe)028-16963
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE)028-16959
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG)028-17393
- included managerEDMOND DE ROTHSCHILD (MONACO)028-17574
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 71,600 | $175,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 10,660 | $175,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,713 | $172,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,000 | $171,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 1,973 | $165,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,540 | $161,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 871 | $160,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,000 | $158,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,000 | $156,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 58,400 | $156,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 780 | $155,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,715 | $155,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,775 | $154,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,500 | $151,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 17,000 | $151,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 5,000 | $151,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,476 | $145,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,250 | $142,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,165 | $140,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,900 | $140,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 979 | $139,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,305 | $139,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,526 | $138,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 5,100 | $138,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,560 | $135,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,636 | $133,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,465 | $133,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 54,299 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,141 | $129,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25,000 | $125,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 20,950 | $125,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,700 | $124,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 500 | $121,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,020 | $120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 6,200 | $119,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 23,600 | $119,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 20,000 | $118,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,685 | $117,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,250 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 375 | $116,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,900 | $114,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,250 | $111,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,675 | $111,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,800 | $110,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,896 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,500 | $109,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,180 | $109,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,951 | $107,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,050 | $107,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 730 | $106,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,084 | $105,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 748 | $105,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,777 | $105,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,637 | $104,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 603,000 | $103,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,900 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 7,000 | $103,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,062 | $100,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,125 | $98,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 111,500 | $98,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,000 | $98,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,160 | $97,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,750 | $97,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,200 | $96,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,200 | $96,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,040 | $96,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,349 | $93,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,865 | $93,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,000 | $93,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,700 | $92,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,000 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 980 | $91,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,785 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,990 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,214 | $87,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 708 | $86,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,300 | $86,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,620 | $84,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,000 | $84,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,330 | $83,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,522 | $83,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,380 | $82,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 509 | $80,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,473 | $80,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,620 | $79,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $79,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,254 | $79,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,300 | $78,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 6,800 | $78,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,100 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 5,730 | $76,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $74,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,125 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,955 | $73,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 3,000 | $73,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 790 | $72,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,065 | $72,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 429 | $71,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 3,120 | $71,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,700 | $70,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,555 | $70,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,200 | $70,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,100 | $70,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,690 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,000 | $69,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,520 | $68,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,931 | $67,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,400 | $67,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 889 | $66,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,000 | $66,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 5,000 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,482 | $65,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,100 | $65,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $65,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 453 | $64,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,000 | $63,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 423 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,066 | $63,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 7,000 | $62,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 375 | $61,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $61,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,000 | $60,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $60,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,700 | $59,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 62,500 | $59,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,802 | $58,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,450 | $58,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,308 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,835 | $57,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,000 | $57,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,000 | $56,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,150 | $56,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,200 | $56,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 647 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,000 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,275 | $55,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,600 | $55,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 700 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,830 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 690 | $53,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,500 | $53,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,475 | $53,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,010 | $52,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,000 | $52,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 615 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,000 | $51,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,221 | $50,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 540 | $50,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 410 | $50,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 120 | $50,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 277 | $50,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,360 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,480 | $50,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 12,259 | $49,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,110 | $49,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,000 | $48,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 12,370 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,000 | $47,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 4,000 | $47,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 800 | $46,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,840 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,200 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,230 | $46,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 424 | $45,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 560 | $45,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,400 | $43,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,560 | $43,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 907 | $42,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 500 | $42,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 335 | $41,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,500 | $41,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 438 | $40,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,200 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 2,125 | $40,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $39,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 360 | $38,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 793 | $37,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,235 | $37,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,000 | $37,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,590 | $37,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 800 | $36,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $36,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 700 | $36,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,540 | $35,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,600 | $35,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $34,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 350 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,300 | $34,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,500 | $34,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 860 | $34,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 530 | $33,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,210 | $33,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,500 | $33,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,331 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 390 | $32,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,700 | $32,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,840 | $32,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $31,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,050 | $30,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 580 | $30,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 666 | $29,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,700 | $29,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 221 | $28,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 525 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 342 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 464 | $28,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 500 | $28,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,200 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,100 | $27,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $26,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 810 | $26,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 400 | $26,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,500 | $25,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $25,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 225 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 850 | $25,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,000 | $25,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600,000 | $24,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,800 | $24,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 400 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 385 | $24,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 396 | $24,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $23,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,000 | $23,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 257 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 663 | $22,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 700 | $21,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 323 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 400 | $20,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 675 | $20,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000,000 | $20,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 480 | $18,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,095 | $18,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 3,000 | $18,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 208 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 210 | $17,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 255 | $16,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,000 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 186 | $15,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,186 | $15,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 212 | $14,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400 | $14,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,200 | $14,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 340 | $14,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,000 | $13,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 351 | $12,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 305 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 275 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 970 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 531 | $12,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 107 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 350 | $11,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 840 | $11,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,300 | $11,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $10,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $10,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,500 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 375 | $10,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 344 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,100 | $9,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 500 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 420 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 55 | $8,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 86 | $8,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 400 | $8,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 532 | $7,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 159 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 210 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 4,000 | $5,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,200 | $4,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $4,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 99 | $3,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,500 | $3,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 170 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 229 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,110 | $3,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 277 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 131 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,650 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 67 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 13 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 70 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 171 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 56 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 250 | $1,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 250 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 278 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-17-000631 | this filing | 2017-08-10 | acceptance time not in the bulk data set |