13F-HR filed by EDMOND DE ROTHSCHILD HOLDING S.A.
EDMOND DE ROTHSCHILD HOLDING S.A. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 823 holding rows worth $3,611,283,000.
- Accession
- 0000947871-17-000117
- Filer
- CIK 1649647
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,421 entries on the cover page, a total value of $3,611,283,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,611,299,000 with VALUE read as thousands by filing date, 13F file number 028-16960. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEDMOND DE ROTHSCHILD (SUISSE) S.A.028-16957
- included managerEdmond de Rothschild (Europe)028-16963
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE)028-16959
- included managerEDMOND DE ROTHSCHILD PRIVATE MERCHANT BANKING LLP028-17043
- included managerEDMOND DE ROTHSCHILD (ITALIA) SGR SPA028-16958
- included managerEDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG)028-17393
- included managerEDMOND DE ROTHSCHILD (MONACO)028-17574
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 38,800 | $185,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 160,390 | $184,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,048 | $182,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,000 | $180,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,697 | $179,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,350 | $179,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 48,588 | $179,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 32,428 | $178,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 24,900 | $177,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,100 | $176,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,000 | $169,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 17,000 | $169,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,345 | $167,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,600 | $167,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,305 | $165,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,020 | $159,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,200 | $159,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,100 | $157,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,000 | $156,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,268 | $155,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,973 | $153,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,540 | $151,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,235 | $147,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,900 | $147,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,393 | $146,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 100 | $146,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,100 | $145,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 28,456 | $144,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,290 | $142,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,641 | $141,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,400 | $138,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,476 | $138,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 20,000 | $137,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,750 | $136,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,305 | $133,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,213 | $132,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,100 | $132,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,020 | $131,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,470 | $128,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,181 | $127,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 3,900 | $127,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,860 | $126,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,040 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 865 | $125,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 872 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,617 | $124,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 6,686 | $124,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,725 | $124,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,200 | $124,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,900 | $123,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 38,400 | $123,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,165 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,141 | $121,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,250 | $121,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,050 | $119,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,660 | $119,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,295 | $118,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,100 | $118,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,000 | $118,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,200 | $118,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,000 | $116,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,150 | $116,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,900 | $115,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $113,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,636 | $113,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,800 | $112,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,220 | $112,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,000 | $111,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,050 | $107,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,000 | $107,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 500 | $106,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,348 | $105,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,000 | $105,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,685 | $103,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 979 | $101,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,500 | $97,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,125 | $96,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,959 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 980 | $91,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,910 | $91,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 860 | $90,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,189 | $89,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,934 | $89,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,062 | $86,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,143 | $86,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,473 | $85,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 489 | $84,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,900 | $84,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 134,400 | $83,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,380 | $83,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,200 | $82,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,500 | $82,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 675 | $81,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,561 | $79,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $79,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,785 | $79,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,000 | $79,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,800 | $78,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,522 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,400 | $77,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,075 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,000 | $76,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,150 | $76,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,457 | $74,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 372 | $74,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,214 | $73,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,300 | $73,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 831 | $72,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,900 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,500 | $72,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,400 | $72,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,330 | $71,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,450 | $71,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $70,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,650 | $70,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,100 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,710 | $70,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,600 | $68,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $67,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 500 | $67,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,400 | $64,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,300 | $64,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $64,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,252 | $63,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 445 | $63,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,400 | $62,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,222 | $62,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,000 | $60,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,555 | $60,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,110 | $59,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 800 | $58,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,438 | $58,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 7,000 | $57,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,145 | $56,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,500 | $56,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $54,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,520 | $54,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,840 | $54,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 850 | $54,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,690 | $53,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $53,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 740 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 2,125 | $52,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 220 | $51,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,000 | $51,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,970 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,275 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,780 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,000 | $49,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,000 | $49,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,960 | $49,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 460 | $48,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,200 | $48,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,550 | $48,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,700 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 690 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 660 | $47,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,500 | $47,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,300 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,275 | $46,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,370 | $46,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,000 | $45,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,360 | $43,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,300 | $43,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,020 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 600 | $43,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 500 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 630 | $42,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $42,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,000 | $42,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 335 | $41,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 613 | $41,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,000 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,230 | $41,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,625 | $38,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 4,000 | $38,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 500 | $37,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 907 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,050 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,030 | $36,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 700 | $35,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 789 | $34,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,235 | $34,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,100 | $34,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 290 | $33,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 560 | $33,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,000 | $32,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 580 | $31,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,000 | $31,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,700 | $30,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 562 | $30,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,210 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,250 | $30,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,300 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 625 | $29,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 877 | $28,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $28,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 3,950 | $28,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 750 | $28,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,200 | $28,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 260 | $27,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 350 | $27,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 800 | $27,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 770 | $26,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,590 | $26,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 666 | $25,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,800 | $25,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 570 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,100 | $25,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 454 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 175 | $24,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $24,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 15,000 | $24,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 29,000 | $23,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 514 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,700 | $23,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 860 | $23,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,400 | $22,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 700 | $22,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $22,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,095 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 850 | $22,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,840 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,400 | $22,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $21,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 370 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 350 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 663 | $21,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $21,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 400 | $21,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,236 | $21,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 335 | $20,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,200 | $20,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 525 | $19,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,600 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 480 | $16,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 630 | $16,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 675 | $16,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $15,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 468 | $15,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $15,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 200 | $15,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 210 | $15,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 305 | $14,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 165 | $13,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,100 | $13,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,500 | $13,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 500 | $13,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $12,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $12,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 243 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400 | $12,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 207 | $11,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 120 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 105 | $11,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 970 | $11,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 300 | $11,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 840 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $11,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 165 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $10,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 434 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $10,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 350 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,000 | $9,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 153 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 940 | $9,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 67 | $8,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 111 | $8,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 78 | $8,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 208 | $8,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 280 | $8,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,000 | $7,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 260 | $7,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 880 | $7,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 6,000 | $7,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 532 | $6,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 170 | $6,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 277 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 245 | $5,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,450 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,750 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 459 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 171 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $4,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $4,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 200 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,110 | $4,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 400 | $4,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 171 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,499 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 170 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,000 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 450 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $2,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 131 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 67 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 13 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 70 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 171 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 56 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 41 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 30 | $1,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 250 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 278 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-17-000117 | this filing | 2017-02-14 | acceptance time not in the bulk data set |