13F-HR filed by EDMOND DE ROTHSCHILD (SUISSE) S.A.
EDMOND DE ROTHSCHILD (SUISSE) S.A. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 458 holding rows worth $325,147,000.
- Accession
- 0000947871-16-001665
- Filer
- CIK 1650162
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 458 entries on the cover page, a total value of $325,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $325,152,000 with VALUE read as thousands by filing date, 13F file number 028-16957. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS GROUP AG SHS | H42097107 | Stock | 1,421,940 | $19,305,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 76,062 | $16,452,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 98,337 | $11,117,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 118,010 | $10,236,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 102,800 | $8,281,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,595 | $8,242,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 80,610 | $6,855,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 150,485 | $6,254,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 76,418 | $6,046,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 47,191 | $5,972,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 40,475 | $5,847,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,240 | $5,258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 167,000 | $5,139,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 148,811 | $5,051,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 61,351 | $4,821,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 39,426 | $4,597,000 | thousands by filing date | |
| VTI | 922908769 | COM | 38,665 | $4,305,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 103,803 | $3,516,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 27,680 | $3,382,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 110,170 | $3,263,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 27,000 | $3,035,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 46,015 | $2,947,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 64,774 | $2,878,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15,140 | $2,767,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 174,064 | $2,724,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,224 | $2,621,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 20,275 | $2,481,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11,296 | $2,338,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 50,372 | $2,291,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,650 | $2,237,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,825 | $2,236,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 125,770 | $2,228,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 173,800 | $2,206,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,584 | $2,088,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 123,775 | $2,044,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 12,752 | $2,032,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,536 | $2,007,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,267 | $1,986,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 75,740 | $1,953,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,596 | $1,938,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 72,983 | $1,929,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 33,900 | $1,904,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 22,516 | $1,899,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,990 | $1,852,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 84,466 | $1,785,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,890 | $1,759,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 32,930 | $1,734,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,995 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 69,500 | $1,723,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,900 | $1,706,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 38,930 | $1,648,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,500 | $1,642,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 80,703 | $1,614,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,830 | $1,613,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 29,310 | $1,592,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55,450 | $1,575,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,660 | $1,536,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,896 | $1,506,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 29,751 | $1,490,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,810 | $1,455,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 44,385 | $1,408,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,862 | $1,389,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,668 | $1,378,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,844 | $1,346,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 124,118 | $1,323,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 21,680 | $1,268,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 142,880 | $1,267,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 16,752 | $1,253,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,310 | $1,251,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,900 | $1,242,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,950 | $1,225,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 54,260 | $1,222,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,280 | $1,207,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,250 | $1,195,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 50,000 | $1,157,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 61,000 | $1,122,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,668 | $1,112,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,719 | $1,090,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 17,700 | $1,071,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,051 | $1,063,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 192,050 | $1,056,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17,000 | $1,034,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 33,600 | $1,028,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,530 | $994,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,161 | $972,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 18,000 | $947,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,164 | $878,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,808 | $864,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,980 | $852,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 21,540 | $835,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 82,000 | $831,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 39,460 | $829,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 11,345 | $824,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,920 | $821,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,675 | $801,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,790 | $796,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,019 | $775,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,362 | $761,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,381 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 6,300 | $712,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 14,478 | $710,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,080 | $688,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 36,625 | $687,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 30,500 | $671,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 13,900 | $669,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,760 | $666,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,155 | $658,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,790 | $625,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 7,128 | $624,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,620 | $622,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11,645 | $618,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,320 | $617,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 600,000 | $614,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 6,471 | $613,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,879 | $604,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,580 | $597,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,111 | $585,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,249 | $580,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,915 | $573,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,510 | $562,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 145,000 | $561,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,260 | $550,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,398 | $548,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,648 | $546,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,850 | $545,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,500 | $536,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,340 | $531,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,206 | $529,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 36,140 | $521,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 22,930 | $513,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,699 | $504,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 290,000 | $499,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,070 | $487,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 70,000 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,832 | $476,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,619 | $476,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 15,055 | $464,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 27,964 | $455,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100,500 | $452,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 25,130 | $447,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,482 | $438,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,550 | $436,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,411 | $434,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $432,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 13,731 | $431,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 32,051 | $427,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 107,700 | $422,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,650 | $421,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,350 | $421,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,200 | $420,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,203 | $419,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 400,000 | $418,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,280 | $408,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,800 | $398,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,770 | $396,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 19,985 | $391,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,663 | $381,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,600 | $374,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,093 | $367,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,200 | $367,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,340 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,405 | $357,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,890 | $356,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 55,515 | $351,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,900 | $343,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,200 | $343,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,100 | $342,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,693 | $338,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 12,000 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,070 | $331,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,720 | $329,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $322,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,000 | $319,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,878 | $316,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,000 | $313,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,506 | $311,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 15,000 | $310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 20,000 | $302,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 387 | $301,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,600 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,430 | $299,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,500 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,650 | $296,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,000 | $293,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,900 | $288,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,150 | $288,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,400 | $283,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,400 | $278,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,653 | $258,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,430 | $258,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,000 | $253,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 23,200 | $252,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,729 | $244,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,750 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,995 | $234,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,770 | $232,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 23,162 | $226,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,805 | $224,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,450 | $218,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 25,000 | $215,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,040 | $212,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,200 | $212,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,441 | $209,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,900 | $206,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,800 | $203,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,600 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,745 | $201,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,600 | $197,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,740 | $194,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,500 | $190,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 10,100 | $184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,500 | $184,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 11,300 | $177,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,000 | $176,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,296 | $175,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,800 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,930 | $173,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,680 | $169,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,094 | $167,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,630 | $166,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 67,796 | $165,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,730 | $162,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,000 | $160,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,250 | $159,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,000 | $155,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,685 | $152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,440 | $140,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,700 | $140,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 700 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,235 | $139,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,000 | $137,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,000 | $136,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,165 | $135,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,636 | $135,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,500 | $133,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,350 | $133,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,500 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,200 | $128,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 800 | $127,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $127,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,350 | $125,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,881 | $125,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,000 | $123,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,000 | $122,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,316 | $120,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,000 | $119,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 83,000 | $117,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,685 | $114,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,100 | $114,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 880 | $110,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,966 | $110,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 86,300 | $108,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 3,000 | $107,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,306 | $105,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,000 | $105,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,500 | $104,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,950 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 900 | $100,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 9,813 | $100,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,250 | $98,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,000 | $97,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,088 | $97,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,000 | $96,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,500 | $95,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,389 | $92,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 898 | $90,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,000 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $87,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,653 | $87,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,000 | $83,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 5,000 | $82,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,155 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,150 | $81,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $80,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,300 | $79,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,800 | $78,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,765 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,800 | $76,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,200 | $75,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,000 | $73,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 4,000 | $73,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 900 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,000 | $71,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,100 | $71,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 357 | $70,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,600 | $69,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,071 | $68,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,600 | $67,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,650 | $67,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,481 | $65,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,450 | $63,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 7,000 | $63,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,375 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 691 | $61,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,500 | $61,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 5,520 | $60,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,214 | $59,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,000 | $59,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,300 | $58,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,220 | $58,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,800 | $57,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,200 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 727 | $54,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $54,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,840 | $54,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,500 | $53,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,300 | $53,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,800 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,235 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 740 | $52,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,360 | $51,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,560 | $50,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 675 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,000 | $50,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,600 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,780 | $50,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,000 | $50,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 6,900 | $49,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 220 | $49,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $49,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,400 | $49,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,700 | $49,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,700 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 600 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 690 | $47,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 4,275 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,250 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4,200 | $46,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 750 | $45,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,230 | $45,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $44,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,300 | $44,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 2,000 | $44,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 400 | $43,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,200 | $43,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,500 | $43,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,494 | $43,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 500 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,500 | $40,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,600 | $39,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 480 | $39,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,590 | $39,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,000 | $39,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 800 | $38,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 478 | $37,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 130 | $37,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,700 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,150 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,500 | $36,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,200 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,030 | $33,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 560 | $32,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,300 | $32,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $31,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 600 | $31,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $31,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 15,000 | $31,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 750 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 663 | $29,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 570 | $28,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 700 | $28,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,150 | $28,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000 | $28,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $27,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 800 | $27,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,600 | $27,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 9,500 | $26,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,650 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 626 | $26,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 260 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 593 | $25,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,800 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,100 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 500 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,400 | $24,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 359 | $23,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,095 | $23,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 400 | $23,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,840 | $23,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 700 | $22,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $22,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $22,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 920 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 920 | $22,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,000 | $21,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,500 | $21,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 750 | $20,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 570 | $18,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 525 | $17,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 675 | $17,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,010 | $17,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 6,000 | $17,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 480 | $16,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $16,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $15,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,000 | $15,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,000 | $14,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400 | $13,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 200 | $13,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 350 | $13,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $12,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 239 | $12,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,000 | $12,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,500 | $12,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,400 | $11,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 970 | $11,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 5,421 | $11,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 700 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 850 | $11,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,600 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $10,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 940 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150 | $10,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 300 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 375 | $10,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 128 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,110 | $9,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 220 | $8,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 880 | $7,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,750 | $7,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 400 | $7,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,000 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $6,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 3,250 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 130 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 500 | $5,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 300 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,500 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 459 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 171 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 250 | $4,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 200 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 171 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,400 | $3,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 67 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,000 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 450 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 214 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 171 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 800 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 41 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 250 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-16-001665 | this filing | 2016-11-14 | acceptance time not in the bulk data set |