13F-HR filed by EDMOND DE ROTHSCHILD HOLDING S.A.
EDMOND DE ROTHSCHILD HOLDING S.A. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 816 holding rows worth $3,117,107,000.
- Accession
- 0000947871-16-001408
- Filer
- CIK 1649647
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 816 entries on the cover page, a total value of $3,117,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,117,118,000 with VALUE read as thousands by filing date, 13F file number 028-16960. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YUM BRANDS INC COM | 988498101 | Stock | 2,288 | $190,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,520 | $190,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,848 | $184,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 125,000 | $181,000 | thousands by filing date | call |
| WILHELMINA INTL INC | 968235200 | COM NEW | 25,000 | $178,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 60,000 | $176,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,600 | $174,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,000 | $174,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,212 | $172,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,300 | $163,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,000 | $157,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,900 | $157,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6,300 | $154,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,100 | $152,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,530 | $151,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,886 | $151,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,685 | $150,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,250 | $150,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 9,735 | $150,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,312 | $148,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 367,500 | $147,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 4,730 | $146,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,000 | $143,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,000 | $143,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,662 | $141,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,100 | $141,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,656 | $138,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 12,550 | $136,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,105 | $134,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,000 | $133,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,590 | $133,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,434 | $131,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,594 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,630 | $129,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,915 | $127,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,881 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 490 | $126,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,900 | $126,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,800 | $126,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,200 | $125,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,400 | $124,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 880 | $122,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 300 | $121,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,000 | $121,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 5,640 | $119,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,313 | $116,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,000 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 865 | $116,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,125 | $114,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,595 | $114,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,000 | $113,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,306 | $112,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 26,659 | $112,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 25,956 | $111,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,093 | $110,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 11,000 | $109,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,730 | $109,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 87 | $109,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600,000 | $108,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 4,400 | $105,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 4,000 | $105,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,800 | $105,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 15,700 | $105,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 20,000 | $104,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 3,000 | $104,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,180 | $103,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,430 | $103,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,125 | $101,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,780 | $99,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 26,700 | $98,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,000 | $98,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,400 | $95,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 979 | $94,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 890 | $94,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 890 | $94,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,180 | $94,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,653 | $93,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,920 | $93,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 8,000 | $92,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,400 | $90,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,055 | $89,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 325,000 | $88,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 2,457 | $84,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 395 | $84,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,153 | $83,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,000 | $82,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,410 | $82,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,380 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,500 | $80,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 2,640 | $79,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 979 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,480 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,100 | $76,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,600 | $76,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,200 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 907 | $75,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,000 | $74,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,680 | $70,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,400 | $70,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,300 | $70,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 8,500 | $70,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,400 | $69,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 7,485 | $69,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $69,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,500 | $68,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,218 | $67,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,450 | $67,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,650 | $64,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,500 | $64,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $62,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 7,200 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,100 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,614 | $60,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,300 | $60,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,100 | $60,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,635 | $60,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,330 | $59,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,500 | $59,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,513 | $58,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,000 | $57,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,450 | $56,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,400 | $56,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,300 | $56,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 13,950 | $56,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,000 | $55,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 600 | $55,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,390 | $55,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,220 | $55,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 298 | $55,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,970 | $55,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,275 | $53,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,970 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,000 | $51,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 7,000 | $51,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 220 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 727 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,550 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,030 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 740 | $50,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,140 | $50,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,494 | $50,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 1,000 | $50,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,340 | $49,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $49,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,800 | $48,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,000 | $48,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,970 | $47,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,241 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,000 | $47,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 400 | $46,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,000 | $46,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,000 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,830 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4,200 | $46,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,000 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,500 | $45,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 600 | $44,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 356 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,200 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 690 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,230 | $44,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,000 | $43,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 425 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 600 | $42,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,395 | $42,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 400 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 3,965 | $41,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,200 | $40,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,550 | $40,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,300 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 970 | $37,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,000 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,080 | $37,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,360 | $36,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,590 | $36,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,010 | $35,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $34,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 5,480 | $34,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 500 | $33,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 915 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 220 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 775 | $33,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,235 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,150 | $32,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 290 | $31,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,530 | $31,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 160 | $31,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 435 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 625 | $31,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,207 | $30,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,600 | $29,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 500 | $29,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,000 | $29,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $28,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $27,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 750 | $27,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 700 | $27,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 15,000 | $27,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 104 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,885 | $26,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,400 | $26,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,330 | $26,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 770 | $26,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 647 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 175 | $25,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 569 | $25,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 870 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,760 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 125 | $25,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 330 | $24,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 570 | $24,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 600 | $24,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 7,500 | $24,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,723 | $24,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 200 | $23,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 580 | $23,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 9,500 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,700 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 850 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 350 | $22,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $22,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,000 | $22,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,000 | $22,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 359 | $21,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 5,421 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 920 | $21,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,000 | $20,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 305 | $20,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,095 | $20,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $19,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 525 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 309 | $19,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,300 | $19,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 500 | $19,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,840 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 325 | $19,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 6,000 | $16,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,816 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 700 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 480 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 600 | $15,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $15,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 335 | $15,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,800 | $15,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 215 | $14,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 150 | $14,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 200 | $14,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 390 | $13,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $12,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 208 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 144 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,050 | $12,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $12,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 350 | $12,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $11,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 120 | $11,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 840 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,500 | $11,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,450 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $10,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 850 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,110 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400 | $9,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150 | $9,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 537 | $9,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,500 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 375 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60,000 | $8,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 4,027 | $8,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 230,000 | $7,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 880 | $7,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,750 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,500 | $7,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 532 | $6,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,450 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 459 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,000 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 111 | $5,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 821 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,500 | $5,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 3,250 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 500 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 170 | $4,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 170 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 916 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 171 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,499 | $3,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 32 | $3,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 250 | $3,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 200 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 107 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 450 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 171 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 131 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,665 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 162 | $2,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,000 | $2,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 60 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 171 | $1,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 278 | $1,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 250 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XURA INC COM | 98420V107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-16-001408 | this filing | 2016-08-10 | acceptance time not in the bulk data set |