13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 112 holding rows worth $117,421,000.
- Accession
- 0000947871-14-000701
- Filer
- CIK 1307877
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 112 entries on the cover page, a total value of $117,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,424,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIREEYE INC | 31816Q101 | COM | 442,488 | $13,207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 60,000 | $11,821,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 40,000 | $4,648,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 40,000 | $4,374,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 317,200 | $4,323,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,000 | $3,614,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 48,900 | $3,247,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,800 | $2,837,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $2,489,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 89,000 | $2,078,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,000 | $2,073,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 118,948 | $2,072,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 55,000 | $1,996,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,000 | $1,976,000 | thousands by filing date | put |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 75,000 | $1,853,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 24,840 | $1,657,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 65,900 | $1,626,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 159,236 | $1,497,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,404,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 45,700 | $1,400,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $1,384,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21,700 | $1,255,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 54,800 | $1,175,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 51,382 | $1,146,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 45,000 | $1,134,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 188,972 | $1,134,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 48,701 | $1,134,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,000 | $1,094,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 222,400 | $1,019,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,762 | $934,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,100 | $924,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,069 | $890,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 31,836 | $855,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 15,900 | $830,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 66,600 | $829,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 50,060 | $798,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 80,000 | $796,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 230,000 | $782,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 40,700 | $781,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 50,185 | $775,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 30,733 | $773,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 60,000 | $763,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 20,866 | $749,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 54,700 | $744,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 66,924 | $736,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,000 | $717,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 39,455 | $717,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $699,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,553 | $694,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $685,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $657,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 542,331 | $640,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 170,000 | $600,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,488 | $558,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 67,514 | $547,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 9,762 | $537,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 73,610 | $534,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,000 | $534,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 33,100 | $511,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,000 | $509,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 39,518 | $501,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 290,000 | $496,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 50,000 | $495,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,844 | $455,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 123,085 | $452,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 10,000 | $444,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 155,800 | $434,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 16,197 | $431,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,500 | $423,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 70,100 | $421,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 42,800 | $411,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 4,100 | $408,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 36,000 | $395,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 25,000 | $386,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 17,584 | $374,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,700 | $361,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 123,836 | $359,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 25,000 | $344,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 50,200 | $337,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,000 | $336,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,000 | $323,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 18,000 | $321,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 31,000 | $307,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 63,100 | $293,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,881 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,074 | $280,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 37,711 | $262,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 5,813 | $256,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,317 | $250,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,400 | $246,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,399 | $240,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 14,599 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $233,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 10,000 | $222,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 150,000 | $218,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,000 | $210,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 15,000 | $205,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,481 | $202,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,000 | $202,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 15,311 | $201,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,000 | $190,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 34,283 | $168,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 25,700 | $166,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 13,181 | $155,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 16,200 | $151,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 57,400 | $146,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,800 | $110,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 20,000 | $86,000 | thousands by filing date | call |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 10,325 | $82,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 42,918 | $77,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,000 | $50,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 10,000 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-14-000701 | this filing | 2014-11-13 | acceptance time not in the bulk data set |