13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 115 holding rows worth $118,632,000.
- Accession
- 0000947871-14-000526
- Filer
- CIK 1307877
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 115 entries on the cover page, a total value of $118,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,632,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIREEYE INC | 31816Q101 | COM | 442,488 | $17,103,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $6,402,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 30,000 | $5,872,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 317,200 | $4,498,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,000 | $3,457,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 48,900 | $2,939,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,800 | $2,858,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 30,000 | $2,817,000 | thousands by filing date | put |
| POINTS INTL LTD | 730843208 | COM NEW | 118,948 | $2,698,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $2,552,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 89,000 | $2,380,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 55,000 | $1,902,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,000 | $1,884,000 | thousands by filing date | call |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 75,000 | $1,784,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 58,097 | $1,551,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 24,840 | $1,549,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 45,700 | $1,505,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $1,455,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 40,700 | $1,400,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,350,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 130,300 | $1,319,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 150,036 | $1,257,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 51,382 | $1,250,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 48,701 | $1,218,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 70,600 | $1,199,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 45,000 | $1,190,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 125,000 | $1,044,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 82,064 | $1,028,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 54,700 | $1,004,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 205,000 | $998,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,069 | $965,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 55,185 | $955,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 25,300 | $948,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 15,900 | $947,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 60,060 | $929,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 222,400 | $878,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,100 | $874,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 50,000 | $865,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,923 | $838,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 80,000 | $783,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 30,733 | $780,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $770,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 290,000 | $751,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,500 | $748,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 45,023 | $742,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,000 | $721,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 40,276 | $713,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,000 | $706,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 538,331 | $705,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,000 | $703,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,000 | $676,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,200 | $675,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $668,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $639,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 155,800 | $634,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 67,514 | $600,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 40,585 | $574,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 27,500 | $568,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,000 | $568,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 32,600 | $544,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 108,200 | $540,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 24,355 | $522,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 21,800 | $488,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 21,836 | $483,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 70,100 | $475,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,700 | $472,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 9,762 | $458,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 110,336 | $440,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,000 | $435,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,300 | $434,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 4,100 | $427,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 46,300 | $425,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,290 | $401,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,219 | $396,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,500 | $394,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 12,119 | $392,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 14,599 | $388,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,000 | $382,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 52,600 | $377,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,000 | $358,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,470 | $343,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,000 | $338,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,000 | $334,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 20,000 | $334,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 14,921 | $322,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,400 | $308,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $305,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,075 | $303,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,300 | $302,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,000 | $290,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,100 | $276,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 5,813 | $261,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,400 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,506 | $252,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,000 | $252,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 25,000 | $243,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 57,400 | $240,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 13,181 | $232,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,481 | $222,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,924 | $222,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 140,643 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,000 | $216,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,215 | $214,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,500 | $211,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 42,499 | $203,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,200 | $183,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 25,700 | $174,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 15,000 | $174,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 24,800 | $162,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,400 | $161,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,000 | $150,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 20,200 | $138,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 42,918 | $111,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 10,000 | $56,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-14-000526 | this filing | 2014-08-14 | acceptance time not in the bulk data set |