13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 98 holding rows worth $78,851,000.
- Accession
- 0000947871-13-000742
- Filer
- CIK 1307877
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 98 entries on the cover page, a total value of $78,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,851,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 317,200 | $5,088,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 182,800 | $4,215,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,500 | $3,612,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 86,700 | $3,171,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 124,917 | $2,887,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $2,130,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 48,900 | $1,842,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 89,000 | $1,755,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,000 | $1,726,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 18,263 | $1,535,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 90,500 | $1,529,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 55,000 | $1,513,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 50,000 | $1,497,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,400 | $1,437,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 62,230 | $1,431,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 24,150 | $1,293,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 33,498 | $1,242,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 48,701 | $1,215,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $1,112,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 100,750 | $1,041,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 41,700 | $1,037,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 30,198 | $986,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 36,700 | $982,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 87,900 | $972,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,355 | $957,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 26,677 | $912,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15,000 | $909,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 90,000 | $900,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 28,100 | $849,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 34,900 | $802,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $786,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 435,481 | $780,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 14,647 | $778,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 30,000 | $751,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 10,000 | $734,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 33,080 | $731,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 155,800 | $712,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 28,680 | $702,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 45,023 | $688,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,736 | $685,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 14,341 | $655,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 112,500 | $632,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 21,836 | $620,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,000 | $611,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $600,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 33,035 | $585,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 23,282 | $571,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $541,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 57,800 | $538,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 265,000 | $525,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 25,100 | $519,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 298,800 | $517,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,000 | $502,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 17,460 | $502,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,000 | $499,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 27,500 | $496,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 25,000 | $469,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,300 | $466,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,872 | $457,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,000 | $448,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,247 | $445,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 27,932 | $436,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 9,600 | $415,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 145,709 | $415,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,500 | $397,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,537 | $394,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 16,770 | $372,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 55,000 | $338,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,000 | $333,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,000 | $328,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 10,762 | $324,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 20,000 | $323,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 35,000 | $321,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,400 | $319,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $314,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 250,000 | $311,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,100 | $297,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,500 | $280,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,000 | $272,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,000 | $242,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 9,600 | $237,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,400 | $223,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 70,148 | $211,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,806 | $205,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 75,011 | $185,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 35,500 | $176,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 62,000 | $166,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 16,300 | $143,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,000 | $133,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 26,800 | $124,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 22,500 | $124,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,000 | $115,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 14,500 | $109,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 40,782 | $105,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $79,000 | thousands by filing date | put |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 16,000 | $35,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,000 | $19,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-13-000742 | this filing | 2013-11-14 | acceptance time not in the bulk data set |