13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 104 holding rows worth $78,976,000.
- Accession
- 0000947871-13-000591
- Filer
- CIK 1307877
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 104 entries on the cover page, a total value of $78,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,976,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 40,000 | $4,764,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 360,000 | $4,338,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 182,800 | $4,086,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 124,917 | $2,689,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $2,127,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 50,000 | $1,951,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 42,000 | $1,753,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 177,900 | $1,670,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 65,000 | $1,561,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 48,900 | $1,559,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,400 | $1,541,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 50,000 | $1,503,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,300 | $1,492,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 100,000 | $1,430,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 14,800 | $1,287,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 48,352 | $1,279,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 46,936 | $1,198,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 70,000 | $1,196,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 31,578 | $1,180,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,000 | $1,137,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 62,230 | $1,116,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 50,000 | $1,109,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 41,700 | $1,108,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 100,750 | $1,063,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,000 | $995,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18,150 | $970,000 | thousands by filing date | |
| MULTIBAND CORP | 62544X209 | Stock | 300,000 | $951,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 31,355 | $825,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 69,950 | $817,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $812,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,000 | $802,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,430 | $772,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 20,000 | $771,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,000 | $770,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 46,000 | $768,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,000 | $750,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 31,100 | $731,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 45,023 | $715,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 14,647 | $701,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 155,800 | $673,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 105,000 | $666,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 22,525 | $663,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 14,341 | $638,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 33,080 | $635,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 435,481 | $625,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 55,449 | $621,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 28,680 | $621,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 19,031 | $619,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 317,700 | $616,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,600 | $612,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,000 | $602,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,000 | $577,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,563 | $559,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 20,000 | $558,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 27,500 | $522,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,859 | $499,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 225,000 | $473,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,620 | $452,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,600 | $411,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 15,000 | $404,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,000 | $398,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,400 | $394,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 12,515 | $392,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 150,000 | $383,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,259 | $382,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 19,970 | $376,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,459 | $372,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,500 | $368,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 87,389 | $365,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 24,600 | $364,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 47,400 | $348,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 13,040 | $340,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 31,400 | $333,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,500 | $315,000 | thousands by filing date | put |
| Susser Petroleum Partners, LP | 869239103 | LTD | 10,762 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,900 | $311,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $291,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 4,248 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,500 | $276,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 40,000 | $274,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 33,400 | $273,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,900 | $262,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $256,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 75,011 | $242,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,000 | $234,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 35,000 | $231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,800 | $230,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 40,200 | $210,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 15,000 | $205,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,000 | $202,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 148,953 | $170,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 47,500 | $164,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 22,500 | $164,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 22,000 | $152,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,000 | $139,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 32,000 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,500 | $135,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,400 | $86,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,000 | $74,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 27,881 | $74,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 10,000 | $42,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 15,000 | $33,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 12,500 | $31,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 20,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000947871-13-000591 | this filing | 2013-08-15 | acceptance time not in the bulk data set |