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Disclosery

13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC

PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,106 holding rows worth $1,534,910,962.

Accession
0000945621-23-000577
Filer
CIK 1387508
Filed
2023-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 1,106 entries on the cover page, a total value of $1,534,910,962 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,534,910,962 with VALUE read as dollars as filed, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK29,900$94,783dollars as filed
VOYAGER THERAPEUTICS INC92915B106COMMON STOCK11,715$90,791dollars as filed
Anywhere Real Estate Inc75605Y106Common Stock13,574$87,281dollars as filed
TALIS BIOMEDICAL CORP87424L207COM NEW14,928$86,135dollars as filed
AMERICAN COASTAL INSURANCE C910710102COMMON STOCK11,631$85,604dollars as filed
HARVARD BIOSCIENCE INC416906105COM19,600$84,280dollars as filed
UNIQURE NVN90064101SHS12,534$84,103dollars as filed
AMERICAN PUB ED INC02913V103COM16,664$82,987dollars as filed
SOMALOGIC INC83444K105COM34,560$82,598dollars as filed
ALIGHT INC01626W101COM CL A11,562$81,975dollars as filed
NANO X IMAGING LTDM70700105ORD SHS12,457$81,718dollars as filed
RING ENERGY INC76680V108COMMON STOCK40,997$79,944dollars as filed
DESIGN THERAPEUTICS INC25056L103COM33,400$78,824dollars as filed
SOS LIMITED83587W205ADR17,900$78,402dollars as filedcall
INTEVAC INC461148108COM24,500$76,195dollars as filed
THESEUS PHARMACEUTICALS INC88369M101COM27,073$72,826dollars as filed
ADAPTIVE BIOTECHNOLOGIES CORP COM00650F109Stock13,156$71,700dollars as filed
GRAPHITE BIO INC38870X104COM28,884$71,632dollars as filed
GLOBALSTAR INC378973408COM54,014$70,758dollars as filed
STARLING ONCOLOGY INC68236X100COMMON STOCK49,869$69,817dollars as filed
AXT INC00246W103COM28,858$69,259dollars as filed
8X8 INC282914100COMMON STOCK26,946$67,904dollars as filed
GENEDX HOLDINGS CORP81663L200COM CL A18,591$67,671dollars as filed
ITERIS INC NEW46564T107COM16,000$66,240dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW25,751$65,923dollars as filed
SUTRO BIOPHARMA INC869367102COM18,935$65,704dollars as filed
ACCURAY INC DEL004397105COM24,000$65,280dollars as filed
ATHIRA PHARMA INC04746L104COM31,922$64,482dollars as filed
CARPARTS COM INC14427M107COM15,300$63,036dollars as filed
HONEST CO INC438333106COM50,000$63,000dollars as filed
SOLO BRANDS INC83425V104COM CL A12,200$62,220dollars as filed
SIRIUS XM HOLDINGS INC82968B103COM13,704$61,942dollars as filed
SKYWATER TECHNOLOGY INC COM83089J108Stock10,181$61,290dollars as filed
OPUS GENETICS INC67577R102COMMON STOCK17,996$60,287dollars as filed
IQIYI INC SPONSORED ADS46267X108ADR12,200$57,828dollars as filed
CONNS INC208242107COM14,452$57,085dollars as filed
ALLAKOS INC01671P100COM25,000$56,750dollars as filed
SEER INC81578P106COM CL A25,295$55,902dollars as filed
SIGHT SCIENCES INC82657M105COMMON STOCK16,555$55,790dollars as filed
REGULUS THERAPEUTICS INC75915K309COM40,260$55,156dollars as filed
ALX ONCOLOGY HOLDINGS INC00166B105COMMON STOCK10,900$52,320dollars as filed
NOVABRIDGE BIOSCIENCES44975P103CMN39,471$52,102dollars as filed
MAXCYTE INC57777K106COM16,540$51,605dollars as filed
DADA NEXUS LTD NPV ADR23344D108ADS11,300$50,285dollars as filed
SUNPOWER INC20460L104COM24,222$49,897dollars as filed
ZEVIA PBC98955K104CL A22,160$49,195dollars as filed
MACROGENICS INC556099109COM10,400$48,464dollars as filed
PERIMETER SOLUTIONS SAL7579L106COMMON STOCK-FO10,542$47,861dollars as filed
GRACELL BIOTECHNOLOGIES INC38406L103ADR16,327$47,022dollars as filed
RELMADA THERAPEUTICS INC75955J402COMMON STOCK15,642$46,926dollars as filed
TELOS CORP MD87969B101COM19,536$46,691dollars as filed
KINNATE BIOPHARMA INC49705R105COM32,309$45,233dollars as filed
NUVATION BIO INC COM CL A67080N101Stock32,932$44,129dollars as filed
PORCH GROUP INC733245104COM53,520$42,955dollars as filed
CARDIO DIAGNOSTICS HOLDGS IN14159C103COMMON STOCK121,000$41,140dollars as filed
ADVANTAGE SOLUTIONS INC.00791N102COM CL A13,728$38,988dollars as filed
DZS INC268211109COMMON STOCK18,100$38,010dollars as filed
DURECT CORP266605500COM15,081$37,552dollars as filed
RIMINI STR INC DEL76674Q107COM16,512$36,326dollars as filed
SOLID POWER INC CLASS A COM83422N105Stock17,500$35,350dollars as filed
ALTIMMUNE INC02155H200COM NEW12,600$32,760dollars as filed
ZHIHU INC98955N108ADR30,384$31,599dollars as filed
Surrozen, Inc.86889P109COM61,699$30,233dollars as filed
ERASCA INC COM29479A108Stock14,300$28,171dollars as filed
TRITIUM DCFC LIMITEDQ9225T108ORDINARY SHARES87,600$26,525dollars as filedcall
CHURCHILL CAPITAL CORP VII17144M110*W EXP 02/29/20284,235$25,944dollars as filed
ARES ACQUISITION CORP II-28G33033120*W EXP 99/99/999100,590$23,639dollars as filed
CANO HEALTH INC13781Y103COM84,615$21,458dollars as filed
NKARTA INC65487U108COMMON STOCK14,929$20,751dollars as filed
PYXIS ONCOLOGY INC COMMON STOCK747324101Stock10,352$20,600dollars as filed
SNDL INC83307B101COM10,400$19,760dollars as filedcall
BIOATLA INC09077B104COM11,083$18,841dollars as filed
Algoma Stl Group Inc W Exp 10/19/202015658115SPAC Combination12,313$15,024dollars as filed
NEUBASE THERAPEUTICS INC64132K201COM NEW15,550$13,525dollars as filed
GORES HOLDINGS IX INC38287A119WARR65,440$13,088dollars as filed
SCREAMING EAGLE ACQUISITN COG79407121*W EXP 01/05/20276,862$13,067dollars as filed
YOTTA ACQUISITION CORPORATIO98741Y129RIGHT 03/15/2027100,000$11,860dollars as filed
Vivani Medical Inc - US92854B109Equity10,996$11,216dollars as filed
CHURCHILL CAPITAL CORP VI17143W119*W EXP 02/17/20255,638$8,902dollars as filed
HENNESSY CAPITAL INVST CORP42600H116*W EXP 99/99/99973,200$8,784dollars as filed
REDWOODS ACQUISITION CORP758083125RIGHT 03/15/202760,000$8,400dollars as filed
METAL SKY STAR ACQUISITION CG6053N113RIGHT 12/31/202560,000$8,094dollars as filed
CONCORD ACQUISITION II CORP20607u116WT74,966$7,819dollars as filed
AURORA TECHNOLOGY ACQUISITIOG06984135RIGHT 01/27/202740,000$6,400dollars as filed
POLESTAR AUTOMOTIVE HLDG UK731105102ADS C-116,540$6,285dollars as filed
REDWOODS ACQUISITION CORP758083117*W EXP 03/15/20260,000$4,332dollars as filed
GLOBAL BLK-CW27 EQUITY37961B120COM100,000$3,010dollars as filed
Futuretech II Acquisition Corp36119D111Warrant40,000$2,744dollars as filed
Goal Acquisitions Corp38021H115Warrant75,000$2,078dollars as filed
Yotta Acquisition Corp98741Y111Warrant100,000$2,000dollars as filed
SHUAA PARTNERS ACQUISTN CORPG81173117*W EXP 02/24/20230,000$1,899dollars as filed
APOLLO STRATEGIC GRWT CPTL IG0412A128*W EXP 02/12/20222,870$1,795dollars as filed
SOCIAL LEVERAGE ACQUISN CORP83363K110WARR37,175$1,677dollars as filed
A SPAC II Acquisition CorpG0543H117Warrant50,000$1,555dollars as filed
KERNEL GROUP HOLDINGS INCG5259L129*W EXP 99/99/99925,964$1,545dollars as filed
RF ACQUISITION CORP74954L112*W EXP 05/01/20257,808$1,503dollars as filed
EDIFY ACQUISITION CORP28059Q111WARR54,050$1,259dollars as filed
METAL SKY STAR ACQUISITION CG6053N121*W EXP 03/31/20260,000$1,170dollars as filed
LIV CAPITAL ACQUISITN CORP IG5510R113*W EXP 02/07/20230,000$1,122dollars as filed
SURROZEN INC86889P117*W EXP 08/01/20324,614$1,012dollars as filed
TWELVE SEAS INVESTMENT CO II90118T114*W EXP 03/02/20218,097$937dollars as filed
Jaws Mustang Acquisition CorpG50737124Warrant22,873$915dollars as filed
OPY ACQUISITION CORP I671005114*W EXP 09/22/20230,000$831dollars as filed
AURORA TECHNOLOGY ACQUISITIOG06984127*W EXP 01/27/20240,000$660dollars as filed
KATAPULT HOLDINGS INC485859110*W EXP 06/09/20228,680$293dollars as filed
GLOBAL PARTNER ACQISTN CORPG3934P128*W EXP 01/14/20219,953$76dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000945621-23-000577this filing2023-11-14acceptance time not in the bulk data set