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Disclosery

13F-HR/A filed by PRELUDE CAPITAL MANAGEMENT, LLC

PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-06-01, with 1,143 holding rows worth $1,670,709,350.

Accession
0000945621-23-000294
Filer
CIK 1387508
Filed
2023-06-01
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, amendment of type restatement, 1,143 entries on the cover page, a total value of $1,670,709,350 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,670,709,350 with VALUE read as dollars as filed, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ARQ INC00770C101COM26,200$51,876dollars as filed
RIBBON COMMUNICATIONS INC762544104COMMON STOCK15,000$51,300dollars as filed
SOUNDHOUND AI INC CLASS A COM836100107Stock18,566$51,242dollars as filed
KEZAR LIFE SCIENCES INC49372L100COM16,330$51,113dollars as filed
GENWORTH FINL INC37247D106COM SHS10,000$50,200dollars as filed
LIVEPERSON, INC.538146101COM10,744$47,381dollars as filed
URANIUM ENERGY CORP COM916896103Stock16,412$47,267dollars as filed
ANNEXON INC03589W102COM12,166$46,839dollars as filed
ALTO INGREDIENTS INC021513106COMMON STOCK31,200$46,800dollars as filed
AMARIN CORP PLC023111206SPONS ADR NEW30,000$45,000dollars as filed
ARTERIS INC04302A104COM10,176$43,044dollars as filed
MIMEDX GROUP INC602496101COM12,411$42,322dollars as filed
HAMMERHEAD ENERGY INC408302115*W EXP 02/23/20237,500$41,254dollars as filed
ENLIVEN THERAPEUTICS INC COM29337E102Stock34,062$39,989dollars as filed
SLAM CORPG8210L121*W EXP 02/23/202173,366$39,874dollars as filed
SYROS PHARMACEUTICALS INC87184Q206COM NEW14,899$39,780dollars as filed
MIND MEDICINE MINDMED INC60255C885COM NEW12,400$39,308dollars as filed
NAUTILUS BIOTECHNOLOGY INC63909J108COM13,944$38,625dollars as filed
FTAI INFRASTRUCTURE INC35953C106COMMON STOCK12,781$38,343dollars as filed
ENERGY VAULT HOLDINGS INC29280W109COM17,812$38,118dollars as filed
RELMADA THERAPEUTICS INC75955J402COMMON STOCK16,700$37,742dollars as filed
PAYSIGN INC70451A104COM10,368$37,636dollars as filed
Surrozen, Inc.86889P109COM61,699$37,143dollars as filed
ENPHYS ACQUISITION CORPG3167L117*W EXP 99/99/999306,250$36,750dollars as filed
SES AI CORPORATION78397Q109CL A COM11,852$34,963dollars as filed
KRONOS BIO INC50107A104COM23,744$34,666dollars as filed
BIOATLA INC09077B104COM12,846$34,427dollars as filed
QUANTUM SI INC74765K105COM CL A19,347$34,051dollars as filed
CERUS CORP157085101COM11,304$33,573dollars as filed
OSIRIS ACQUISITION CORP68829A111*W EXP 05/01/202275,000$33,083dollars as filed
F45 TRAINING HLDGS INC30322L101COM26,922$31,230dollars as filed
INVIVYD INC00534A102COMMON STOCK25,308$30,370dollars as filed
MOUNTAIN CREST ACQSITN CORP62404B115RIGHT 08/30/2022125,000$28,750dollars as filed
GRITSTONE BIO INC39868T105COM10,169$28,270dollars as filed
OPENDOOR TECHNOLOGIES INC683712103COM14,470$25,467dollars as filed
RACKSPACE TECHNOLOGY INC750102105COM13,457$25,299dollars as filed
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK16,688$25,032dollars as filed
KALTURA INC483467106COMMON STOCK12,984$24,929dollars as filed
POLISHED COM INC28252C117*W EXP 06/02/202243,608$24,093dollars as filed
CUE HEALTH INC229790100COM13,218$24,057dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK27,956$23,173dollars as filed
CIIG CAPITAL PARTNERS II INC12561U117*W EXP 02/28/202185,000$23,125dollars as filed
FORGE GLOBAL HOLDINGS INC34629L103COM12,938$22,642dollars as filed
Algoma Stl Group Inc W Exp 10/19/202015658115SPAC Combination12,313$21,548dollars as filed
ORGANOGENESIS HOLDINGS INC68621F102COMMON STOCK10,043$21,392dollars as filed
CHURCHILL CAPITAL CORP VII17144M110*W EXP 02/29/202163,010$19,969dollars as filed
JAWS JUGGERNAUT ACQUISITN COG50735110*W EXP 06/17/202127,100$19,052dollars as filed
ROC ENERGY ACQUISITION CORP77118V116RIGHT 11/30/202850,000$17,500dollars as filed
SNDL INC83307B101COM10,400$16,640dollars as filedcall
Movella Holdings Inc62459N113Warrant122,960$16,563dollars as filed
AGENUS INC00847G705COM NEW10,596$16,106dollars as filed
MOTIVE CAPITAL CORP IIG6293R114*W EXP 99/99/999100,000$15,690dollars as filed
YOTTA ACQUISITION CORPORATIO98741Y129RIGHT 03/15/2027100,000$15,000dollars as filed
RMG ACQUISITION CORP IIIG76088122*W EXP 99/99/999100,230$14,533dollars as filed
DIRTT ENVIRONMENTAL SOLUT LT25490H106COM26,118$13,921dollars as filed
POLESTAR AUTOMOTIVE HLDG UK731105102ADS C-116,540$13,738dollars as filed
CC NEUBERGER PRINCIPAL HOLDNG1992N126*W EXP 02/05/20266,313$13,488dollars as filed
Cartesian Growth Corp IIG19305120Warrant81,500$13,056dollars as filed
DISRUPTIVE ACQUISITION CORPG2770Y128*W EXP 03/06/202158,499$12,696dollars as filed
AMPRIUS TECHNOLOGIES INC03214Q116*W EXP 09/14/20222,500$11,250dollars as filed
CANO HEALTH INC13781Y103COM12,308$11,200dollars as filed
Vivani Medical Inc - US92854B109Equity10,996$10,996dollars as filed
JAWS HURRICANE ACQUISITN COR47201B111*W EXP 03/26/20268,138$10,568dollars as filed
VISCOGLIOSI BROS ACQUISTN CO92838K118*W EXP 03/18/202150,000$10,500dollars as filed
COMPUTE HEALTH ACQUISITIN CO204833115*W EXP 01/25/20225,179$10,072dollars as filed
A SPAC II ACQUISITION RTSG0543H133RIGHT100,000$9,750dollars as filed
METAL SKY STAR ACQUISITION CG6053N113RIGHT 12/31/202560,000$9,600dollars as filed
Jaws Mustang Acquisition CorpG50737124Warrant87,973$9,563dollars as filed
ARISZ ACQUISITION CORP040450124RIGHT 99/99/9999140,000$9,170dollars as filed
RF ACQUISITION CORP74954L120RIGHT 05/01/202857,808$8,671dollars as filed
GLOBAL BLOCKCHAIN ACQUI CORP37961B112RIGHT 05/09/2027100,000$8,000dollars as filed
ELLIOTT OPPORTUNITY II CORPG30092111*W EXP 03/02/202102,100$7,770dollars as filed
B RILEY PRIN 250 MERGER CORP05602L112*W EXP 04/01/202116,666$7,735dollars as filed
Semilux International LtdG2086M123Warrant126,259$7,702dollars as filed
AXIOS SUSTAINABLE GRW ACQ COG0703K124RIGHT 99/99/999940,000$7,600dollars as filed
PEPPERLIME HEALTH ACQUSTN COG70021111*W EXP 10/01/20277,770$7,396dollars as filed
Yotta Acquisition Corp98741Y111Warrant100,000$7,250dollars as filed
BLACK MOUNTAIN ACQ CORP09216A116*W EXP 10/15/202104,174$7,011dollars as filed
APOLLO STRATEGIC GRWT CPTL IG0412A128*W EXP 02/12/20271,070$6,936dollars as filed
GALATA ACQUISITION CORPG3R23A116*W EXP 99/99/99975,000$6,750dollars as filed
PONTEM CORPORATIONG71707122WARR39,001$6,696dollars as filed
LF CAPITAL ACQUISITION CORP50202D110*W EXP 02/19/20250,000$6,500dollars as filed
GLOBAL SYSTEMS DYNAMICS INC37653T116*W EXP 04/01/202100,000$6,160dollars as filed
AURORA TECHNOLOGY ACQUISITIOG06984135RIGHT 01/27/202740,000$6,000dollars as filed
REDWOODS ACQUISITION CORP758083125RIGHT 03/15/202760,000$6,000dollars as filed
Northern Revival Acquisition CorpG6546R119Warrant67,000$5,394dollars as filed
THUNDER BRIDGE CAP PRTNRS II88605T118*W EXP 02/01/20244,461$5,340dollars as filed
PLUM ACQUISITION CORP IG7134L118*W EXP 03/18/20225,880$4,917dollars as filed
M3 BRIGADE ACQUISITION III55407R111*W EXP 07/31/20213,100$4,716dollars as filed
ICONIC SPORTS ACQUISITION COG4712C115WTS31,076$4,646dollars as filed
ARISZ ACQUISITION CORP040450116*W EXP 11/16/202140,000$4,578dollars as filed
OPY ACQUISITION CORP I671005114*W EXP 09/22/20230,000$4,503dollars as filed
SHUAA PARTNERS ACQUISTN CORPG81173117*W EXP 02/24/20230,000$4,500dollars as filed
REDWOODS ACQUISITION CORP758083117*W EXP 03/15/20260,000$4,416dollars as filed
GLOBAL PARTNER ACQISTN CORPG3934P128*W EXP 01/14/20219,953$4,288dollars as filed
BELONG ACQUISITION CORP08069M110*W EXP 03/23/202100,000$4,000dollars as filed
DMY TECHNOLOGY GROUP INC VI233247113*W EXP 99/99/99950,000$3,980dollars as filed
SOCIAL LEVERAGE ACQUISN CORP83363K110WARR37,175$3,978dollars as filed
SEAPORT GLOBAL ACQUISITION I81221H113*W EXP 11/17/20265,000$3,907dollars as filed
FORUM MERGER IV CORP349875112*W EXP 03/15/20231,250$3,906dollars as filed
Goal Acquisitions Corp38021H115Warrant75,000$3,533dollars as filed
GAMES & ESPORTS EXPRNC ACQ CG3731J127*W EXP 12/01/20250,000$3,390dollars as filed
GLOBAL BLK-CW27 EQUITY37961B120COM100,000$3,250dollars as filed
EDIFY ACQUISITION CORP28059Q111WARR102,901$3,097dollars as filed
ARROWROOT ACQUISITION CORP04282M110WARR25,000$3,003dollars as filed
CF ACQUISITION CORP IV12520T110*W EXP 12/31/20230,000$3,000dollars as filed
KERNEL GROUP HOLDINGS INCG5259L129*W EXP 99/99/99925,964$2,986dollars as filed
TLGY ACQUISITION CORPORATION Wg8656t125WT35,000$2,898dollars as filed
GLOBAL TECHNOLGY ACQSTN CORPG3934N115*W EXP 99/99/99927,139$2,684dollars as filed
BLEUACACIA LTDG11728139RIGHT 10/30/202680,000$2,464dollars as filed
ESGEN ACQUISITION CORPG3R95N111*W EXP 10/18/20242,450$2,462dollars as filed
SURROZEN INC86889P117*W EXP 08/01/20324,614$2,461dollars as filed
METAL SKY STAR ACQUISITION CG6053N121*W EXP 03/31/20260,000$2,400dollars as filed
DIGITAL TRANSFORMATN OPT COR25401K115*W EXP 03/31/20224,475$2,396dollars as filed
ACHARI VENTURES HLDGS CORP I00444X119*W EXP 99/99/99935,506$2,240dollars as filed
UATARA CAPITAL ACQUISITION COR85021q116WT69,778$2,142dollars as filed
FG MERGER CORP30324Y119*W EXP 06/17/20230,000$2,100dollars as filed
A SPAC II Acquisition CorpG0543H117Warrant50,000$1,870dollars as filed
RF ACQUISITION CORP74954L112*W EXP 05/01/20257,808$1,734dollars as filed
KATAPULT HOLDINGS INC485859110*W EXP 06/09/20228,680$1,669dollars as filed
ONYX ACQUISITION CO IG6755Q117*W EXP 11/30/20216,355$1,637dollars as filed
GSR II METEORA ACQUISITN COR36263W121*W EXP 02/24/20240,000$1,600dollars as filed
BYTE ACQUISITION CORPG1R25Q113*W EXP 03/18/20210,499$1,572dollars as filed
STONEBRIDGE ACQUISITION CORPG85094129*W EXP 99/99/99916,956$1,565dollars as filed
LIV CAPITAL ACQUISITN CORP IG5510R113*W EXP 02/07/20230,000$1,533dollars as filed
TWELVE SEAS INVESTMENT CO II90118T114*W EXP 03/02/20228,817$1,432dollars as filed
AXIOS SUSTAINABLE GRW ACQ COG0703K116*W EXP 99/99/99940,000$1,400dollars as filed
Rigel Resource Acquisition CorpG7573M114WARRANT10,000$1,320dollars as filed
MERCATO PARTNERS ACQUISITION58759A116*W EXP 10/29/20212,500$1,250dollars as filed
CHURCHILL CAPITAL CORP VI17143W119*W EXP 02/17/20210,705$1,178dollars as filed
SENIOR CONNECT ACQUISITN COR81723H116*W EXP 12/31/20230,090$1,177dollars as filed
ARTEMIS STRATEGIC INVT CORP04303A111*W EXP 09/30/20219,126$1,148dollars as filed
BLEUACACIA LTDG11728113*W EXP 10/30/20240,000$1,144dollars as filed
WILLIAMS ROWLAND ACQUISITION96951B110*W EXP 12/11/20225,000$1,125dollars as filed
Futuretech II Acquisition Corp36119D111Warrant40,000$1,012dollars as filed
AURORA TECHNOLOGY ACQUISITIOG06984127*W EXP 01/27/20240,000$1,000dollars as filed
TRINE II ACQUISITION CORPG9059F118*W EXP 99/99/99918,700$935dollars as filed
FINNOVATE ACQUISITION CORPG3R34K111*W EXP 09/30/20239,450$793dollars as filed
TALON 1 ACQUISITION CORPG86656116*W EXP 07/30/20210,540$741dollars as filed
INDUSTRIAL TECH ACQSTNS II I45635R116WARR12,497$700dollars as filed
NORTHERN STAR INVEST CORP IV66575B119*W EXP 02/25/20215,561$560dollars as filed
NEW ERA ENERGY & DIGITAL INC WT EXP 12062977867R118Stock10,000$540dollars as filed
KINROSS GOLD CORP496902404COM153,985$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000945621-23-000284 superseded2023-05-15acceptance time not in the bulk data set
13F-HR/A 0000945621-23-000294this filing2023-06-01acceptance time not in the bulk data set