13F-HR filed by EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 2,822 holding rows worth $74,093,194,000.
- Accession
- 0000940394-21-001142
- Filer
- CIK 1076598
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,823 entries on the cover page, a total value of $74,093,194,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,084,782,000 with VALUE read as thousands by filing date, 13F file number 028-04139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 267 | $14,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 376 | $14,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,731 | $14,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 278 | $14,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 350 | $14,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 157 | $13,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 165 | $13,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 409 | $13,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,228 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 400 | $13,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,250 | $13,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 466 | $12,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 74 | $12,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 275 | $12,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 269 | $12,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 223 | $12,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 121 | $12,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 150 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 125 | $12,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 319 | $12,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,250 | $12,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 1,000 | $12,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,063 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 160 | $11,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 806 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 234 | $11,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 100 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 222 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 58 | $11,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,675 | $11,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 350 | $11,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 447 | $11,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 112 | $10,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 66 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 325 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 215 | $10,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 300 | $10,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 4,633 | $10,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 322 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 200 | $10,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 454 | $10,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 800 | $10,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 3,000 | $10,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 958 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 46 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 177 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 856 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 90 | $9,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 122 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 601 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 133 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 100 | $9,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 265 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 101 | $9,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 500 | $9,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 392 | $9,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 338 | $9,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 183 | $9,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 194 | $9,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 653 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 411 | $9,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 181 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 190 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 300 | $9,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 356 | $9,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,335 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,977 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,400 | $8,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 360 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 53 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 401 | $8,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 100 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 142 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 262 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 514 | $8,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,868 | $8,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 230 | $8,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 200 | $8,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 282 | $8,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 549 | $8,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,688 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $8,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 803 | $7,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 139 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 245 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 327 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 140 | $7,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 108 | $7,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 496 | $7,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 192 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 482 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 300 | $7,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 200 | $7,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 286 | $7,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 94 | $7,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 148 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 925 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 200 | $7,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,090 | $7,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 432 | $7,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 925 | $7,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 1,666 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,100 | $6,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 54 | $6,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 25 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 403 | $6,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 66 | $6,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 900 | $6,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 792 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 130 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 223 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 100 | $6,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 105 | $6,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 100 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 859 | $6,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 74 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 200 | $6,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 617 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 108 | $6,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 150 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 75 | $6,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 200 | $6,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 38 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 45 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 75 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 82 | $5,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $5,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 83 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 261 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 50 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 75 | $5,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 98 | $5,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 50 | $5,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 442 | $5,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 389 | $5,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 194 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 110 | $5,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 200 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 343 | $5,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 268 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 666 | $5,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 525 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 201 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 200 | $4,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 200 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 164 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $4,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 123 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 37 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 110 | $4,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 100 | $4,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 132 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 525 | $4,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 374 | $4,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 44 | $4,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 48 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 96 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 419 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 200 | $4,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 531 | $4,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 24 | $4,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,156 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 543 | $4,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 750 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 41 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 80 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 64 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $3,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 146 | $3,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 300 | $3,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 90 | $3,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 45 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 83 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 231 | $3,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 95 | $3,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 200 | $3,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 50 | $3,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 175 | $3,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 161 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 121 | $3,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 402 | $3,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 213 | $3,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 61 | $3,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 27 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 601 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 115 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 242 | $3,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 476 | $3,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 243 | $3,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 244 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 55 | $3,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 175 | $3,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 27 | $2,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 35 | $2,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 41 | $2,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 72 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 39 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 118 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 118 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 142 | $2,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 72 | $2,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 100 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 153 | $2,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 650 | $2,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 63 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 40 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 94 | $2,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 50 | $2,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 200 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 53 | $2,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 100 | $2,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 102 | $2,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 54 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 159 | $2,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 17 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 143 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 23 | $2,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 12 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 56 | $2,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 133 | $2,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 24 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 58 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 68 | $2,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 69 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 69 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 317 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 834 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 194 | $2,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 227 | $2,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 230 | $2,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 200 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,000 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 4 | $1,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 30 | $1,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6 | $1,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17 | $1,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 35 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 20 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 50 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 110 | $1,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 30 | $1,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 25 | $1,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 33 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 15 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 36 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 57 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 32 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 25 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 147 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 18 | $1,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10 | $1,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 25 | $1,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 139 | $1,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 31 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 64 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 65 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 31 | $1,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 25 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5 | $1,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 21 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 275 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 106 | $1,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 300 | $1,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 35 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 200 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 100 | $1,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 16 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 32 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 58 | $1,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 33 | $1,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 77 | $1,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITY OFFICE REIT INC | 178587101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANAAN INC | 134748102 | SPONSORED ADS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONROE CAPITAL CORP | 610335101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 346 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| META MATERIALS INC | 59134N104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P209 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y307 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000940394-21-001142 | this filing | 2021-08-16 | acceptance time not in the bulk data set |