13F-HR filed by DOLIVER ADVISORS, LP
DOLIVER ADVISORS, LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 204 holding rows worth $242,679,000.
- Accession
- 0000938077-18-000004
- Filer
- CIK 938077
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 204 entries on the cover page, a total value of $242,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,679,000 with VALUE read as thousands by filing date, 13F file number 028-05031. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 1,328,501 | $112,949,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 96,449 | $28,234,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 44,803 | $2,702,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 32,328 | $2,636,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 35,796 | $2,116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 240,244 | $2,114,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 245,638 | $1,958,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 77,932 | $1,873,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 141,583 | $1,773,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 197,865 | $1,737,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 56,115 | $1,612,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,091 | $1,597,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 143,662 | $1,579,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,486 | $1,449,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 128,191 | $1,419,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 145,775 | $1,401,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 96,196 | $1,398,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 122,473 | $1,364,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 266,280 | $1,326,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 218,090 | $1,250,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 191,859 | $1,237,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 107,535 | $1,233,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,962 | $1,226,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 282,098 | $1,213,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 126,621 | $1,193,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,175 | $1,180,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,616 | $1,058,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 114,054 | $1,050,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,370 | $980,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 105,362 | $977,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 70,736 | $975,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,788 | $952,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 79,265 | $946,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,187 | $945,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 59,009 | $916,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 37,682 | $897,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 63,097 | $887,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,456 | $873,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 117,481 | $872,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,601 | $859,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 70,169 | $857,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 81,768 | $854,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 104,719 | $824,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 40,590 | $809,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 32,293 | $696,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 32,476 | $694,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 38,579 | $694,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 42,814 | $674,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 30,000 | $668,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 39,469 | $667,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 58,292 | $643,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,922 | $611,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 60,195 | $602,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 51,825 | $589,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,165 | $583,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 90,454 | $583,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 53,023 | $581,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,909 | $580,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 88,642 | $562,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 448 | $535,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 48,744 | $531,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,028 | $512,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 23,003 | $509,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 39,637 | $504,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 38,690 | $499,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 71,561 | $476,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,220 | $468,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,618 | $429,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 69,607 | $423,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 39,842 | $420,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 44,055 | $411,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,191 | $410,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,754 | $408,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,589 | $401,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,370 | $400,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 49,232 | $392,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,580 | $380,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,184 | $377,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 42,823 | $376,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,784 | $374,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,318 | $369,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 25,081 | $365,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,246 | $353,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 20,429 | $348,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 21,040 | $345,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,495 | $344,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,568 | $342,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 24,175 | $342,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,924 | $342,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,036 | $337,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 27,784 | $334,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,247 | $333,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,480 | $327,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,614 | $323,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,662 | $321,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,846 | $315,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,595 | $310,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,178 | $309,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 16,494 | $309,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,433 | $307,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,248 | $306,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,055 | $305,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,594 | $303,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,960 | $303,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,490 | $300,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,372 | $292,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 24,589 | $292,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 55,042 | $291,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 19,788 | $289,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,952 | $283,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,704 | $281,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,030 | $277,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,220 | $276,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 17,054 | $270,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,547 | $267,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 64,054 | $265,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,957 | $263,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,239 | $262,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,355 | $260,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 19,564 | $259,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 15,515 | $258,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,695 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,551 | $254,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,109 | $254,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 14,088 | $250,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,964 | $249,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,436 | $248,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 15,669 | $246,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 35,101 | $246,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,851 | $246,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 10,356 | $244,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,560 | $243,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23,481 | $243,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 22,020 | $243,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,825 | $239,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 24,079 | $239,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,964 | $239,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,821 | $237,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 32,051 | $237,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,422 | $234,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 14,005 | $233,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,519 | $227,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,327 | $226,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 820 | $225,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,362 | $224,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,280 | $222,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 9,708 | $222,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,732 | $219,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 465 | $219,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 24,931 | $216,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,845 | $215,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 29,075 | $212,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,018 | $211,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,676 | $211,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,688 | $211,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 14,415 | $211,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,737 | $209,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 770 | $208,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,250 | $208,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,485 | $208,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,979 | $206,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,500 | $204,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,000 | $203,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,107 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,289 | $198,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,459 | $198,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 18,626 | $194,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,049 | $192,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 40,298 | $192,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,648 | $190,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,229 | $186,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16,540 | $186,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 11,002 | $181,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,534 | $179,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,538 | $174,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,500 | $169,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,669 | $167,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,634 | $166,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 35,946 | $162,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,078 | $162,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 11,256 | $161,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,813 | $159,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 24,306 | $156,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,820 | $151,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,069 | $136,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,120 | $135,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 10,771 | $134,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,160 | $125,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 19,449 | $124,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,707 | $120,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,000 | $111,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 34,725 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,400 | $99,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 19,997 | $99,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,395 | $99,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,000 | $98,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,229 | $93,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,352 | $83,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,322 | $63,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,799 | $51,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 31,890 | $45,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 15,000 | $41,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,246 | $33,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,100 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000938077-18-000004 | this filing | 2018-11-02 | acceptance time not in the bulk data set |