13F-HR filed by DOLIVER ADVISORS, LP
DOLIVER ADVISORS, LP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 313 holding rows worth $238,694,000.
- Accession
- 0000938077-18-000003
- Filer
- CIK 938077
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 313 entries on the cover page, a total value of $238,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,694,000 with VALUE read as thousands by filing date, 13F file number 028-05031. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 1,267,266 | $104,841,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 32,283 | $8,815,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 129,755 | $2,801,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 31,027 | $2,505,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 192,609 | $2,423,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 42,372 | $2,406,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 40,796 | $2,077,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 204,669 | $1,791,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 135,781 | $1,640,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 23,573 | $1,574,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 70,560 | $1,559,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 56,315 | $1,558,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 138,101 | $1,544,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 129,778 | $1,351,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 100,585 | $1,335,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 96,274 | $1,315,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 104,922 | $1,261,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,314 | $1,251,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 54,787 | $1,178,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,615 | $1,141,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 192,770 | $1,106,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,818 | $1,095,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 62,870 | $1,071,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 83,753 | $1,069,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 90,320 | $1,056,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 74,164 | $1,031,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 111,501 | $991,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 230,934 | $988,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 91,811 | $986,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,698 | $973,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,238 | $969,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 59,267 | $958,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 150,331 | $923,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,333 | $904,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 119,480 | $902,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 63,242 | $894,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 23,904 | $889,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 63,330 | $887,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 42,281 | $871,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,401 | $851,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 81,473 | $851,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 195,726 | $846,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 54,495 | $841,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 104,478 | $831,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 63,098 | $822,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 80,693 | $806,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 60,252 | $787,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 63,585 | $734,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 36,450 | $732,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 48,626 | $716,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 26,912 | $713,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,456 | $711,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 38,629 | $707,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 76,229 | $695,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 75,873 | $668,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 58,481 | $652,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 59,204 | $641,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 33,626 | $632,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 48,835 | $602,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 53,913 | $589,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 42,441 | $553,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 44,279 | $535,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,732 | $533,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 79,151 | $529,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 45,308 | $518,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 44,249 | $492,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 22,239 | $487,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,909 | $482,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 86,692 | $481,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 46,241 | $480,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 47,473 | $476,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 32,226 | $455,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 19,702 | $454,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,215 | $439,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,761 | $438,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,220 | $437,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 47,017 | $432,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 42,565 | $427,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 31,788 | $426,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 22,448 | $425,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 40,254 | $423,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 36,957 | $413,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 17,834 | $409,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 17,973 | $405,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 79,369 | $399,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 45,503 | $398,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 58,789 | $388,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 48,836 | $387,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 59,742 | $381,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 37,892 | $380,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,982 | $373,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,463 | $372,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 59,223 | $369,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 31,754 | $369,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 26,517 | $366,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 52,198 | $365,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,954 | $361,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 24,660 | $359,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,165 | $356,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 25,589 | $345,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 20,608 | $344,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,490 | $338,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,049 | $332,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 54,133 | $332,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 22,647 | $325,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 34,466 | $325,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 23,879 | $321,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,127 | $316,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 31,049 | $314,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,940 | $314,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,173 | $311,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 52,618 | $307,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 23,437 | $306,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 29,678 | $305,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,301 | $304,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 25,122 | $304,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,996 | $301,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,485 | $298,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,206 | $298,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 12,312 | $298,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 52,734 | $298,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 28,110 | $294,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,595 | $291,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 62,255 | $291,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,025 | $291,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,810 | $289,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 90,780 | $287,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,618 | $287,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 25,162 | $283,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,095 | $282,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,654 | $278,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,064 | $278,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 21,848 | $277,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 21,765 | $275,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,448 | $274,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 22,613 | $274,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23,873 | $274,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 21,442 | $271,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 8,247 | $266,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,431 | $266,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,085 | $263,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 20,023 | $263,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,230 | $262,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 22,836 | $261,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,134 | $260,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 20,791 | $259,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 40,593 | $258,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 16,563 | $255,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,402 | $254,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 21,762 | $254,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 20,443 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,551 | $249,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 35,495 | $249,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 21,634 | $248,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 27,106 | $248,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 19,434 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,355 | $245,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,581 | $245,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,693 | $244,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,446 | $244,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 19,343 | $244,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,726 | $240,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,032 | $240,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23,372 | $240,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,754 | $240,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,869 | $239,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 19,766 | $237,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,344 | $236,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,364 | $236,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 19,110 | $236,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 16,982 | $236,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 23,111 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,539 | $235,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,047 | $234,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,109 | $234,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 209 | $233,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,821 | $233,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,749 | $233,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,691 | $231,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,820 | $231,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 21,464 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,876 | $230,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,590 | $229,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 21,166 | $229,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,920 | $227,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,048 | $227,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,280 | $227,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,689 | $226,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,000 | $225,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,596 | $225,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 18,921 | $225,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,719 | $224,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,951 | $223,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,581 | $223,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 19,021 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 16,547 | $221,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,971 | $220,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 20,376 | $218,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 28,178 | $218,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 17,870 | $218,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 12,706 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,347 | $216,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 14,191 | $215,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 10,644 | $214,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 18,925 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,123 | $213,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,952 | $212,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,282 | $212,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,236 | $211,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,875 | $211,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,440 | $209,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 24,103 | $209,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,817 | $208,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 16,117 | $208,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,118 | $207,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 27,483 | $207,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,765 | $207,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,973 | $207,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,285 | $206,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,500 | $203,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,291 | $202,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,573 | $200,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,037 | $200,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,598 | $200,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,863 | $199,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,270 | $198,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 15,987 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,791 | $195,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,450 | $195,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 20,642 | $191,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,621 | $190,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 75,053 | $189,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,002 | $188,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,126 | $188,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 17,301 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,534 | $182,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 19,014 | $182,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,564 | $181,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,771 | $181,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 11,094 | $180,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 14,511 | $180,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,029 | $179,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,908 | $178,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,431 | $175,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 31,348 | $175,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,748 | $174,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,338 | $171,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,440 | $170,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 19,902 | $168,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,355 | $166,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,932 | $166,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,136 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,819 | $163,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 17,348 | $163,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,443 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,310 | $161,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 12,797 | $160,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 18,155 | $160,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 12,813 | $160,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,623 | $158,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 14,285 | $157,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,694 | $156,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 14,233 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,632 | $154,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 11,130 | $152,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19,078 | $151,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,246 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 11,676 | $143,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,793 | $139,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 16,964 | $138,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,756 | $138,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,446 | $135,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,480 | $135,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,586 | $135,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 42,970 | $135,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,589 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,531 | $133,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 11,724 | $133,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 10,452 | $132,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,218 | $130,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,469 | $128,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,127 | $127,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,551 | $125,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,483 | $124,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,700 | $118,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,496 | $115,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,195 | $115,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 10,339 | $115,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,673 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 10,239 | $108,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,454 | $107,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,319 | $107,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,395 | $103,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,447 | $103,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 12,134 | $98,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,000 | $98,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,431 | $97,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,616 | $96,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,540 | $95,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 35,828 | $95,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,582 | $87,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,100 | $84,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,430 | $82,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,679 | $77,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,323 | $76,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,213 | $74,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,500 | $54,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,000 | $33,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,100 | $26,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 10,270 | $13,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,900 | $9,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 3,050 | $5,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000938077-18-000003 | this filing | 2018-08-14 | acceptance time not in the bulk data set |