13F-HR filed by DOLIVER ADVISORS, LP
DOLIVER ADVISORS, LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-03, with 251 holding rows worth $222,570,000.
- Accession
- 0000938077-17-000007
- Filer
- CIK 938077
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 251 entries on the cover page, a total value of $222,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $222,570,000 with VALUE read as thousands by filing date, 13F file number 028-05031. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 830,654 | $68,097,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 31,374 | $7,935,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 29,755 | $3,303,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40,927 | $2,596,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 197,012 | $2,275,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 132,805 | $2,090,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 138,998 | $1,970,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 84,669 | $1,919,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 127,608 | $1,904,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 123,184 | $1,874,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 159,769 | $1,865,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 215,842 | $1,832,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 66,915 | $1,744,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 43,679 | $1,627,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 286,398 | $1,607,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 113,169 | $1,606,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 126,767 | $1,543,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 190,967 | $1,535,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 151,295 | $1,516,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 66,212 | $1,510,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 169,597 | $1,508,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 104,924 | $1,453,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 80,040 | $1,441,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 174,141 | $1,376,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 91,456 | $1,337,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 84,687 | $1,267,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 52,983 | $1,264,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 133,779 | $1,248,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 95,657 | $1,230,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 87,676 | $1,226,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,053 | $1,188,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 99,340 | $1,184,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 260,946 | $1,172,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 103,481 | $1,169,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,016 | $1,157,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 19,011 | $1,146,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 94,679 | $1,139,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 87,496 | $1,130,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 51,989 | $1,116,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 82,598 | $1,078,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 29,842 | $1,075,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 78,101 | $1,050,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 45,906 | $1,026,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,851 | $1,021,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 140,497 | $1,013,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 68,936 | $967,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 138,273 | $967,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 83,294 | $964,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 77,156 | $942,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 64,527 | $936,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 55,386 | $928,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 61,005 | $911,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 96,198 | $907,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 96,723 | $907,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 58,067 | $894,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 45,326 | $891,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 58,299 | $890,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 70,058 | $890,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 38,359 | $849,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 66,670 | $841,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 53,784 | $818,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 53,545 | $817,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 45,455 | $816,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,788 | $798,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 68,681 | $791,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 57,329 | $787,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 29,061 | $779,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 33,508 | $771,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 74,680 | $768,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 60,441 | $766,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 63,038 | $760,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 55,062 | $756,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 116,986 | $755,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,000 | $754,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 69,901 | $738,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 64,399 | $726,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 47,168 | $714,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 28,495 | $704,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 43,238 | $700,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 58,352 | $688,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 28,020 | $674,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 49,528 | $665,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 34,859 | $652,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 25,145 | $634,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,008 | $631,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,028 | $621,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,973 | $616,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 28,258 | $600,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 38,734 | $598,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 25,096 | $586,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,788 | $577,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 43,486 | $574,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 66,292 | $568,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,925 | $566,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 105,006 | $549,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 42,282 | $548,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 43,143 | $548,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 40,550 | $548,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 43,589 | $547,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 39,276 | $542,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 25,970 | $528,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 78,052 | $526,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 29,776 | $523,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 34,025 | $521,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 40,706 | $521,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,330 | $516,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 28,721 | $503,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 94,099 | $501,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,148 | $500,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,963 | $492,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 92,627 | $475,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 35,843 | $471,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 52,294 | $465,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 33,532 | $443,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,804 | $443,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26,854 | $429,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 26,544 | $427,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 20,467 | $421,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 81,305 | $420,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 38,803 | $402,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,757 | $396,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 29,262 | $390,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 27,798 | $388,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 23,277 | $378,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 60,400 | $377,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 27,511 | $368,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 31,688 | $366,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,069 | $360,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 27,326 | $360,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 30,863 | $359,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,718 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 36,878 | $358,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 22,182 | $358,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 25,478 | $356,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,969 | $352,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,432 | $351,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 18,808 | $349,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 28,990 | $347,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 26,982 | $346,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 50,336 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23,955 | $343,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 24,863 | $338,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,620 | $337,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,969 | $331,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 32,154 | $328,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,186 | $323,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,288 | $319,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 25,936 | $319,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 23,576 | $318,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 25,200 | $318,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,300 | $310,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 22,038 | $310,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,618 | $306,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,572 | $305,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 25,753 | $302,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 20,245 | $300,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,955 | $297,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 21,652 | $297,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 22,790 | $296,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 46,287 | $291,000 | thousands by filing date | |
| DIAGEO PLC | G42089113 | FOREIGN | 2,178 | $288,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,723 | $284,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,073 | $277,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,000 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,910 | $274,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 20,742 | $274,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,961 | $273,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,075 | $272,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115Q209 | Common | 6,902 | $271,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,108 | $269,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 36,977 | $268,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,724 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 15,676 | $263,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,710 | $261,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 25,821 | $261,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,265 | $260,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,750 | $259,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,200 | $258,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 23,635 | $257,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,827 | $255,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,998 | $249,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,296 | $243,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,903 | $242,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 12,075 | $242,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,858 | $241,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,110 | $240,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,506 | $239,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 9,405 | $237,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,280 | $233,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,329 | $233,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,598 | $231,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,940 | $229,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 18,310 | $229,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 32,883 | $229,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,509 | $225,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,875 | $224,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 14,490 | $223,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 22,943 | $223,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 7,982 | $222,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,675 | $221,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,763 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 14,380 | $215,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,567 | $212,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,000 | $212,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,660 | $212,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,158 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,658 | $211,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,817 | $209,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,309 | $206,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,494 | $203,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 15,673 | $203,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 40,771 | $201,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 21,736 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,428 | $196,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,565 | $195,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 16,934 | $192,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 24,923 | $188,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 15,627 | $188,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 19,932 | $187,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 14,709 | $185,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 21,492 | $185,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,989 | $185,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 14,887 | $182,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,532 | $177,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 12,881 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,523 | $163,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,758 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,414 | $161,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,200 | $161,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,453 | $158,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,414 | $155,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,831 | $148,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,635 | $147,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,339 | $145,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 16,854 | $143,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 33,008 | $141,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,481 | $140,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 11,541 | $139,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,098 | $133,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 10,026 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,500 | $126,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,934 | $126,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,472 | $125,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 13,700 | $122,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,431 | $121,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,085 | $117,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,396 | $117,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,042 | $106,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,965 | $106,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 10,197 | $93,000 | thousands by filing date | |
| SUPERCOM LTD | M87095101 | Common | 12,800 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000938077-17-000007 | this filing | 2017-11-03 | acceptance time not in the bulk data set |