13F-HR filed by DOLIVER ADVISORS, LP
DOLIVER ADVISORS, LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 216 holding rows worth $152,091,000.
- Accession
- 0000938077-14-000003
- Filer
- CIK 938077
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 217 entries on the cover page, a total value of $152,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,091,000 with VALUE read as thousands by filing date, 13F file number 028-05031. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 392,383 | $4,434,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 136,041 | $3,798,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 228,926 | $2,971,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 235,952 | $2,713,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 127,296 | $2,556,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 311,964 | $2,477,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 59,744 | $2,105,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 152,167 | $2,028,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 168,519 | $1,960,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 149,092 | $1,916,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 220,084 | $1,847,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 258,391 | $1,837,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 122,322 | $1,720,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 85,767 | $1,677,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 187,980 | $1,673,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 98,312 | $1,546,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 321,368 | $1,517,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 108,468 | $1,447,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 130,627 | $1,441,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 154,912 | $1,394,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 154,912 | $1,363,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 117,806 | $1,361,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 107,315 | $1,359,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 77,747 | $1,322,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 89,690 | $1,312,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 84,404 | $1,282,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 67,232 | $1,275,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 108,931 | $1,269,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 104,175 | $1,269,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 85,913 | $1,255,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 143,723 | $1,236,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 71,203 | $1,203,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 97,346 | $1,184,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 129,100 | $1,179,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 129,100 | $1,179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 41,170 | $1,148,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 108,450 | $1,138,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 89,805 | $1,113,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 48,832 | $1,078,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 106,487 | $1,051,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 84,430 | $1,038,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 96,123 | $1,038,000 | thousands by filing date | |
| MADISON CLAYMORE CALL &EQTY | 556582104 | COM | 120,730 | $998,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 56,730 | $997,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 76,217 | $995,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 46,302 | $990,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 156,890 | $923,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 50,203 | $913,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 135,564 | $885,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 38,871 | $875,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 66,539 | $872,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 121,080 | $871,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 54,100 | $871,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 108,005 | $869,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 56,728 | $868,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 70,578 | $864,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 122,258 | $862,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 40,865 | $860,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 85,936 | $854,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 45,657 | $847,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 47,266 | $829,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 40,801 | $812,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 60,642 | $808,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 81,775 | $778,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 98,070 | $772,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 33,504 | $772,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 43,841 | $770,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 84,709 | $761,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 59,190 | $755,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 52,113 | $751,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 54,529 | $746,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 54,602 | $723,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 49,850 | $717,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 71,951 | $712,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 46,839 | $711,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 28,561 | $690,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 36,343 | $684,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 37,614 | $678,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 57,000 | $667,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 33,644 | $661,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 37,838 | $658,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 61,927 | $631,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 35,803 | $627,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 43,658 | $627,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 74,319 | $622,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 45,891 | $620,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 51,610 | $619,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 138,859 | $614,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 45,420 | $606,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 39,500 | $600,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 81,083 | $595,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 45,605 | $591,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 44,565 | $591,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 47,008 | $581,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 78,588 | $577,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 45,953 | $574,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 51,560 | $573,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 43,665 | $572,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 44,938 | $559,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 23,185 | $558,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 27,954 | $557,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 45,159 | $557,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 65,569 | $548,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 27,128 | $540,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 41,336 | $539,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 42,160 | $537,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 27,280 | $529,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 60,129 | $525,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 40,100 | $524,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 61,613 | $512,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 29,257 | $509,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 39,836 | $508,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 38,038 | $506,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 29,908 | $505,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 52,466 | $499,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 36,524 | $497,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 35,841 | $489,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 33,967 | $486,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 50,573 | $484,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 35,449 | $463,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 37,645 | $463,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,818 | $461,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 33,719 | $453,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 20,648 | $444,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 41,373 | $437,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 31,856 | $432,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 17,618 | $426,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 74653100 | SH BEN INT | 76,905 | $425,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 33,832 | $413,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 29,027 | $412,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 29,146 | $410,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 24,669 | $408,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 31,842 | $404,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 37,202 | $403,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 38,473 | $397,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 46,968 | $393,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 43,515 | $388,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 32,284 | $388,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 19,656 | $383,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 41,329 | $380,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 40,272 | $379,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 31,595 | $375,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 36,130 | $374,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 16,985 | $373,000 | thousands by filing date | |
| ALLIANCE CALIF MUNI INCO | 18546101 | Common | 29,362 | $373,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 20,289 | $370,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 20,573 | $370,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 27,633 | $370,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 27,898 | $358,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 27,926 | $358,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 27,694 | $356,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,792 | $353,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 24,792 | $353,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 26,758 | $347,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 24,604 | $342,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 26,325 | $342,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,946 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 24,490 | $339,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 24,704 | $337,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 23,465 | $328,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 28,728 | $327,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 20,243 | $326,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 49,624 | $324,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 17,488 | $318,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 21,747 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 22,248 | $309,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 11,025 | $290,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,037 | $289,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 30,463 | $288,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 20,179 | $286,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,428 | $285,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 20,282 | $282,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 19,852 | $281,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 32,499 | $280,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 21,628 | $276,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 17,431 | $274,000 | thousands by filing date | |
| ABERDEEN GLBL INC FD FCO | 3013109 | COMMON | 25,035 | $272,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 14,587 | $271,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 15,219 | $270,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,990 | $268,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 18,976 | $263,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 18,494 | $258,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 21,109 | $253,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 31,742 | $253,000 | thousands by filing date | |
| NUVEEN MUN OPPORTUNITY FD IN | 67098413 | COM | 18,269 | $251,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,734 | $249,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 19,178 | $249,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 22,794 | $248,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 16,982 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 18,034 | $242,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 22,776 | $241,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 19,692 | $236,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 13,774 | $236,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,244 | $232,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 35,485 | $232,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 16,947 | $225,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 16,720 | $221,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 15,985 | $221,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 17,599 | $220,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 15,760 | $214,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,671 | $211,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,890 | $211,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,782 | $210,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 20,694 | $204,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 16,807 | $202,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 16,082 | $202,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 16,343 | $200,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 24,305 | $198,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 15,263 | $196,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,512 | $181,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 15,517 | $180,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 14,228 | $175,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 14,483 | $173,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 11,723 | $154,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 12,125 | $149,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 11,242 | $140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000938077-14-000003 | this filing | 2014-05-16 | acceptance time not in the bulk data set |