13F-HR filed by DOLIVER ADVISORS, LP
DOLIVER ADVISORS, LP filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 328 holding rows worth $169,753,000.
- Accession
- 0000938077-13-000006
- Filer
- CIK 938077
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 330 entries on the cover page, a total value of $169,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,753,000 with VALUE read as thousands by filing date, 13F file number 028-05031. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 412,519 | $4,496,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 243,088 | $3,126,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 269,570 | $1,895,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 277,430 | $1,888,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 92,762 | $1,608,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 49,750 | $1,589,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 87,966 | $1,575,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 192,762 | $1,477,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 48,913 | $1,256,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 134,843 | $1,107,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 105,850 | $1,076,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 89,289 | $1,068,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 89,243 | $1,058,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 76,997 | $999,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 74,766 | $991,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 74,714 | $990,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 73,627 | $983,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 72,416 | $978,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 52,520 | $963,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 65,408 | $958,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 56,096 | $955,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 70,193 | $955,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 70,451 | $944,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 71,606 | $932,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 89,447 | $930,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 70,599 | $920,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 67,083 | $900,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 66,947 | $862,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 112,562 | $857,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353104 | COM SHS NEW | 54,237 | $854,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 65,293 | $840,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 43,720 | $838,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 63,630 | $833,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 61,502 | $831,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 101,729 | $828,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 32,722 | $821,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 152,617 | $817,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 86,086 | $811,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 57,717 | $805,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 60,250 | $801,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 55,022 | $793,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 58,355 | $788,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 44,564 | $783,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 52,564 | $783,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 50,777 | $782,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 76,466 | $769,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 55,147 | $759,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 37,992 | $759,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 70,636 | $740,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 98,117 | $732,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,493 | $731,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 63,282 | $728,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 110,359 | $728,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 39,676 | $721,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 184,318 | $721,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 34,988 | $721,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 104,264 | $720,000 | thousands by filing date | |
| MADISON CLAYMORE CALL &EQTY | 556582104 | COM | 90,654 | $719,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 90,899 | $718,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 50,295 | $701,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 60,075 | $694,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 139,383 | $694,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 50,908 | $692,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 42,496 | $687,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 29,653 | $686,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 52,676 | $681,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 72,727 | $680,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 44,817 | $679,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 51,846 | $674,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 35,272 | $664,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 52,283 | $660,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 45,908 | $659,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 45,620 | $656,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 50,253 | $653,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,993 | $651,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 25,560 | $649,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 39,953 | $646,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 45,536 | $645,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 45,141 | $644,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 51,702 | $643,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 36,886 | $637,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 48,961 | $635,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 47,150 | $629,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 87,626 | $628,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 106,966 | $625,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 48,701 | $624,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 43,265 | $614,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 46,712 | $614,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 45,978 | $611,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 38,230 | $608,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 49,271 | $607,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 52,336 | $607,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 47,124 | $606,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 44,647 | $605,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 54,707 | $600,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 37,657 | $599,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 50,434 | $596,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 29,841 | $594,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 43,581 | $588,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 51,291 | $587,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 44,700 | $585,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 112,345 | $584,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 78,929 | $582,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 38,573 | $582,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 46,088 | $581,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 41,454 | $579,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 40,289 | $578,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 40,270 | $574,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 52,210 | $573,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 43,546 | $569,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 63,772 | $569,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 91,182 | $565,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 57,724 | $565,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 37,608 | $564,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 42,395 | $564,000 | thousands by filing date | |
| AGIC GLOBAL EQUITY & CONV IN | 00119R108 | COM | 40,347 | $562,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 46,287 | $561,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 41,896 | $557,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 43,941 | $557,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 43,400 | $556,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 69,022 | $554,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 49,294 | $553,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 39,689 | $546,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 31,552 | $544,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 41,531 | $542,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 47,667 | $539,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 46,786 | $537,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 33,804 | $537,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 39,628 | $536,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 40,381 | $531,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 41,482 | $528,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 26,546 | $527,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 135,974 | $526,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 39,079 | $525,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 74,955 | $523,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 27,911 | $522,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 28,538 | $519,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 39,052 | $518,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 37,011 | $518,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 33,002 | $517,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 106,970 | $516,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 39,453 | $516,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 37,041 | $516,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 39,413 | $514,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 61,720 | $514,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 35,003 | $513,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 40,614 | $505,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 112,359 | $503,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 30,379 | $502,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 45,358 | $501,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 23,022 | $497,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 48,439 | $493,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,002 | $491,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 56,208 | $490,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 44,536 | $487,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 29,906 | $486,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 37,310 | $485,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 67,458 | $482,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 35,963 | $481,000 | thousands by filing date | |
| AGIC EQUITY & CONV INCOME FD | 00119P102 | COM | 26,248 | $481,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 37,879 | $480,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 34,249 | $477,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 35,401 | $476,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 34,012 | $474,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 34,570 | $474,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 32,891 | $471,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 34,839 | $470,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 55,383 | $466,000 | thousands by filing date | |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 34,384 | $461,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 34,464 | $460,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 31,293 | $447,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 35,089 | $446,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 75,120 | $446,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 53,791 | $446,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 61,079 | $445,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 31,062 | $443,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 17,226 | $442,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 32,170 | $441,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 36,689 | $439,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 33,277 | $439,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 29,802 | $437,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 34,525 | $436,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 25,839 | $436,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 24,702 | $435,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 12,603 | $434,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 31,137 | $426,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 31,565 | $423,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 14,158 | $422,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 16,712 | $418,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 30,990 | $418,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 43,568 | $416,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 89,067 | $410,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 40,599 | $410,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 30,831 | $409,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 20,701 | $409,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 35,391 | $406,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 28,109 | $404,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 27,292 | $395,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 57,657 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,653 | $387,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,330 | $378,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,311 | $377,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 29,749 | $376,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 20,481 | $376,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 21,180 | $374,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 34,536 | $373,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 18,530 | $371,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 60,087 | $367,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 28,430 | $364,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,510 | $364,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 31,525 | $363,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 24,196 | $362,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 17,686 | $361,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 31,334 | $360,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 25,192 | $358,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 29,336 | $358,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 28,163 | $352,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 37,602 | $348,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 24,668 | $348,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 11,106 | $348,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,863 | $347,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 50,851 | $347,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 57,755 | $346,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,617 | $345,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 41,191 | $344,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,999 | $343,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 19,665 | $336,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 24,316 | $335,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 25,050 | $332,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 24,061 | $329,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 40,775 | $329,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 15,118 | $328,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 45,425 | $325,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 29,994 | $325,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 55,988 | $320,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 25,724 | $315,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 24,420 | $315,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 24,175 | $313,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 19,115 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 21,496 | $308,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 23,248 | $305,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 61,627 | $301,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 22,122 | $300,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,803 | $299,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 36,165 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 19,960 | $293,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 37,510 | $293,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 42,540 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 19,717 | $290,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,366 | $287,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,917 | $287,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 23,164 | $286,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 24,605 | $283,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 16,177 | $283,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 20,169 | $283,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,157 | $281,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 34,416 | $280,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,748 | $279,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 11,944 | $274,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 28,325 | $272,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 21,324 | $266,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 27,162 | $264,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 120,671 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,399 | $258,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 17,034 | $258,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 14,021 | $254,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 20,211 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,339 | $252,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 12,041 | $251,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,411 | $247,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 16,299 | $247,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,132 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,830 | $245,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,145 | $239,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 19,192 | $237,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,560 | $233,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 18,042 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 15,992 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,343 | $225,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 14,949 | $225,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 15,211 | $212,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,343 | $210,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 11,458 | $209,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,135 | $209,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,274 | $208,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,215 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 15,511 | $208,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 15,367 | $207,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 14,295 | $206,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 7,062 | $202,000 | thousands by filing date | |
| COLONIAL MUN INCOME TR | 195799101 | SH BEN INT | 44,300 | $197,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 16,210 | $196,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,525 | $190,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 10,708 | $190,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 12,898 | $189,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 44,466 | $189,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,454 | $185,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,286 | $183,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,744 | $183,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 10,566 | $181,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,734 | $177,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,136 | $175,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 23,367 | $173,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,843 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,717 | $169,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 12,029 | $169,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 40,084 | $166,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,106 | $160,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,806 | $159,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,766 | $156,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,581 | $155,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 11,223 | $153,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 11,593 | $150,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 15,362 | $145,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 10,803 | $139,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,180 | $138,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,805 | $136,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,586 | $136,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 10,277 | $126,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 10,340 | $123,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,425 | $123,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,217 | $119,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,328 | $115,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 38,953 | $112,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 12,260 | $104,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 48,597 | $97,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 14,754 | $95,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,630 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000938077-13-000006 | this filing | 2013-08-15 | acceptance time not in the bulk data set |