13F-HR filed by CAPE ANN SAVINGS BANK
CAPE ANN SAVINGS BANK filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-20, with 64 holding rows worth $71,043,000 by the sum of the rows.
- Accession
- 0000936938-16-000012
- Filer
- CIK 936938
- Filed
- 2016-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 115 entries on the cover page, a total value of $17,391,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,043,000 with VALUE read as thousands by filing date, 13F file number 028-06579. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $17,391,000, 76% less than the sum of the rows, $71,043,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 63,451 | $9,816,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 59,057 | $5,876,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 53,909 | $4,676,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 136,390 | $3,598,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 40,779 | $2,025,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,739 | $1,898,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,384 | $1,891,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,895 | $1,878,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,927 | $1,854,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,461 | $1,783,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,217 | $1,720,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,105 | $1,605,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 29,297 | $1,400,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,661 | $1,396,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,888 | $1,352,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,152 | $1,306,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,219 | $1,276,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,237 | $1,259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,246 | $1,203,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,942 | $1,149,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,323 | $1,094,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 25,676 | $966,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,902 | $877,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,639 | $875,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,602 | $871,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,597 | $839,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,194 | $833,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,266 | $821,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,395 | $751,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,076 | $743,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 903 | $726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,645 | $725,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,389 | $618,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,786 | $599,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,917 | $579,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,038 | $555,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,379 | $547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 14,071 | $529,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,561 | $506,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,841 | $495,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,241 | $488,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 614 | $477,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,577 | $466,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,042 | $432,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,042 | $418,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,545 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,392 | $383,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,240 | $343,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,536 | $334,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,157 | $329,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,125 | $319,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,330 | $319,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,456 | $314,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,315 | $311,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,205 | $297,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,261 | $273,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,075 | $253,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 321 | $247,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 785 | $246,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,246 | $245,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,759 | $226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,077 | $219,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 139 | $205,000 | thousands by filing date | |
| AXIAM, INC. | 87508Y992 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000936938-16-000012 | this filing | 2016-10-20 | acceptance time not in the bulk data set |