13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 3,013 holding rows worth $134,975,190,000.
- Accession
- 0000935836-20-000612
- Filer
- CIK 1521001
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 113,217 entries on the cover page, a total value of $134,975,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,975,190,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,500 | $230,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 24,232 | $229,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,248 | $228,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,027 | $228,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,900 | $228,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 28,119 | $227,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 4,654 | $227,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,100 | $227,000 | thousands by filing date | put |
| BCTG ACQUISITION CORP | 05492W103 | COM | 21,872 | $227,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 7,400 | $226,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 31,600 | $225,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,280 | $225,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,300 | $223,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 21,615 | $223,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,300 | $222,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 34,200 | $222,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 3,400 | $221,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 1,895 | $220,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 21,300 | $220,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 35,000 | $219,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 9,836 | $218,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 22,162 | $218,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,660 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,700 | $216,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 13,830 | $216,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,878 | $215,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 7,028 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,346 | $215,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 24,085 | $215,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,025 | $214,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,900 | $214,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 9,492 | $213,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 37,300 | $213,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,100 | $212,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,979 | $211,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 800 | $211,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 70,325 | $211,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 20,000 | $211,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,492 | $207,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 52,100 | $207,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 4,800 | $206,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 20,200 | $206,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,330 | $205,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,600 | $204,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,338 | $204,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,859 | $202,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 21,432 | $201,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,399 | $200,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,940 | $199,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,278 | $199,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 73,877 | $198,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,202 | $198,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 65,000 | $198,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,200 | $197,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 19,700 | $197,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 2,642 | $196,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 47,500 | $195,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 610 | $194,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 52,655 | $194,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,600 | $193,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,427 | $193,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,400 | $192,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,800 | $191,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 51,612 | $191,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,100 | $191,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,135 | $191,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,900 | $188,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 1,092 | $187,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 4,958 | $187,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,700 | $186,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,539 | $186,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 24,315 | $185,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,865 | $184,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,300 | $182,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 5,232 | $182,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,707 | $180,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,700 | $179,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,200 | $179,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,157 | $179,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,262 | $179,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 500 | $178,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16,224 | $178,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,400 | $178,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,400 | $177,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 1,923 | $177,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,000 | $177,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,900 | $177,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,800 | $176,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 2,500 | $175,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 6,836 | $171,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,030 | $170,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,700 | $167,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,800 | $167,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 89,708 | $166,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,881 | $166,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,381 | $166,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 204,017 | $165,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,356 | $163,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,741 | $162,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,800 | $162,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,732 | $162,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,902 | $160,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 547 | $159,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 19,526 | $159,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,800 | $157,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,372 | $157,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,702 | $157,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 5,137 | $157,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,228 | $156,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,017 | $156,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 500 | $155,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 3,100 | $155,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 2,453 | $154,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 26,758 | $154,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,200 | $153,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,800 | $153,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 26,990 | $153,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,984 | $151,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,811 | $150,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,500 | $150,000 | thousands by filing date | put |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 15,000 | $150,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,899 | $149,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 687 | $149,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 55,000 | $149,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 800 | $148,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 3,600 | $148,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,100 | $147,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,300 | $147,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 69,136 | $147,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,118 | $146,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,051 | $146,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 2,507 | $146,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,800 | $146,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,200 | $145,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,729 | $144,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 800 | $144,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,697 | $143,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 6,921 | $142,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,000 | $142,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,500 | $141,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,567 | $141,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 822 | $141,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,116 | $140,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 29,370 | $138,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,700 | $136,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,900 | $136,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 3,837 | $135,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,723 | $135,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,200 | $135,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,181 | $135,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 505 | $133,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,300 | $133,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 831 | $133,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,633 | $133,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,400 | $132,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,413 | $132,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 403 | $132,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 4,700 | $131,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 613 | $131,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,400 | $130,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 12,100 | $130,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,112 | $129,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,200 | $129,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 5,900 | $129,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 54,000 | $129,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,000 | $129,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 1,353 | $128,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 131,351 | $128,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 14,100 | $128,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,610 | $127,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 52,613 | $126,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,421 | $125,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 4,802 | $125,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,100 | $125,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 12,800 | $125,000 | thousands by filing date | put |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 3,391 | $124,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 14,024 | $124,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 4,846 | $124,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,602 | $124,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,200 | $121,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 29,700 | $121,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 69,905 | $121,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 663 | $120,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,300 | $120,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 700 | $120,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 3,464 | $119,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,300 | $118,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 56,677 | $118,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,471 | $117,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,500 | $117,000 | thousands by filing date | put |
| PULMATRIX INC COM | 74584P202 | Stock | 97,919 | $117,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,200 | $116,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 592 | $115,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,994 | $114,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,310 | $114,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,600 | $114,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 8,935 | $112,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,600 | $111,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 5,100 | $110,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,200 | $109,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 800 | $109,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,165 | $109,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 52,200 | $109,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,818 | $108,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,300 | $108,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,984 | $108,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,600 | $108,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 75,175 | $108,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 42,016 | $107,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,878 | $106,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,400 | $106,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,981 | $104,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 2,160 | $103,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 667 | $103,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 3,702 | $103,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 26,193 | $103,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,013 | $101,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21,000 | $101,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 8,105 | $101,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,387 | $101,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,000 | $100,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,300 | $100,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 700 | $99,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,732 | $99,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,100 | $99,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,044 | $98,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 2,257 | $98,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,946 | $97,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 898 | $95,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 900 | $95,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 3,217 | $94,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 1,870 | $94,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 427 | $94,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,616 | $93,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 363 | $92,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,000 | $92,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,203 | $92,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,400 | $91,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $91,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,900 | $91,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,400 | $91,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 12,000 | $91,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 62,171 | $91,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,222 | $90,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,600 | $90,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 920 | $89,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 9,412 | $89,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,121 | $88,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,368 | $88,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 632 | $88,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 300 | $87,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 50,000 | $87,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 88,000 | $86,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 2,000 | $85,000 | thousands by filing date | put |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,585 | $85,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 6,931 | $85,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,900 | $84,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 600 | $84,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,269 | $84,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 250 | $82,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,409 | $82,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,441 | $82,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 600 | $82,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,133 | $81,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,102 | $80,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,900 | $80,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,558 | $79,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 627 | $79,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,700 | $79,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 5,097 | $79,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,900 | $78,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,481 | $78,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 2,255 | $77,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,330 | $77,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,900 | $77,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 1,000 | $76,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 9,079 | $76,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 500 | $75,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 540 | $74,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,145 | $74,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,500 | $73,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 11,100 | $73,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 823 | $72,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 947 | $72,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 281 | $71,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,956 | $70,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,123 | $70,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,439 | $70,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,873 | $70,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 400 | $69,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,525 | $69,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,360 | $69,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 400 | $69,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 2,300 | $69,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 624 | $68,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 3,884 | $68,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,300 | $68,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 200 | $66,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 684 | $65,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,011 | $65,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 900 | $65,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,489 | $65,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,800 | $64,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 732 | $64,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,944 | $63,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,538 | $63,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,348 | $63,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 400 | $62,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 501 | $62,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 800 | $62,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7,300 | $62,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,737 | $62,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,165 | $62,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 5,993 | $62,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,297 | $61,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,269 | $61,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,391 | $61,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,000 | $59,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 600 | $59,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,000 | $58,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 507 | $58,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 300 | $58,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 10,000 | $57,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,946 | $57,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,339 | $57,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 29,054 | $57,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,076 | $56,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 961 | $56,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,280 | $56,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,400 | $56,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 3,400 | $55,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 697 | $55,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 8,480 | $55,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 605 | $54,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,300 | $54,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 4,521 | $54,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,000 | $54,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,265 | $53,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 235 | $53,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,145 | $53,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,100 | $53,000 | thousands by filing date | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,321 | $53,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,074 | $51,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,193 | $51,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,698 | $51,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 3,324 | $51,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 6,331 | $51,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 663 | $50,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 400 | $50,000 | thousands by filing date | call |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 99,900 | $50,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 336 | $49,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 300 | $48,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,000 | $48,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $48,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 139 | $47,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 990 | $47,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,903 | $47,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,800 | $47,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 15,496 | $47,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 10,000 | $46,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 5,376 | $45,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 900 | $45,000 | thousands by filing date | put |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 360 | $44,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,289 | $44,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 457 | $44,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8,400 | $44,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,976 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 39,709 | $44,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 400 | $43,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 4,218 | $43,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 7,297 | $42,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,000 | $42,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,546 | $42,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 572 | $42,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 1,700 | $42,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3,000 | $41,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 827 | $41,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 227 | $41,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 299 | $41,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,200 | $40,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 700 | $40,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 416 | $38,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 910 | $38,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,965 | $38,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,480 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 300 | $37,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,315 | $36,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 468 | $36,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 332 | $36,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,232 | $35,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 682 | $35,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,397 | $35,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $34,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,117 | $34,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 1,445 | $34,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,400 | $34,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 400 | $33,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 611 | $33,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 419 | $33,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 317 | $32,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 400 | $32,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,600 | $32,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,074 | $32,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,000 | $32,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 30,500 | $32,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,900 | $31,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 488 | $31,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 44,437 | $31,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 6,818 | $31,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 600 | $30,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 1,337 | $29,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 294 | $29,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,207 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 255 | $28,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 800 | $28,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 1,200 | $28,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 26,300 | $27,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,000 | $26,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,623 | $26,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,400 | $24,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 2,100 | $24,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 262 | $24,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,200 | $24,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 2,000 | $23,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 142 | $23,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,175 | $23,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 400 | $23,000 | thousands by filing date | put |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,954 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 79 | $21,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 200 | $21,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 301 | $21,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 954 | $21,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,300 | $21,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,372 | $20,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 520 | $19,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 87 | $19,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 700 | $19,000 | thousands by filing date | put |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 304 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,200 | $19,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,300 | $19,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 741 | $19,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,328 | $18,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 252 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $18,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 826 | $18,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 93 | $18,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 496 | $18,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 600 | $17,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 425 | $16,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 16,666 | $16,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 714 | $15,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 300 | $14,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 200 | $13,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 401 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 841 | $13,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,965 | $13,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 323 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,200 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100 | $12,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 19,141 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 600 | $12,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 400 | $12,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,900 | $12,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 40,904 | $12,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,000 | $11,000 | thousands by filing date | put |
| VONTIER CORPORATION | 928881101 | COM | 400 | $11,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 129 | $10,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 900 | $10,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $10,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 400 | $10,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 611 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,128 | $10,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $9,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 139 | $9,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $9,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300 | $9,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,100 | $9,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,072 | $9,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,100 | $8,000 | thousands by filing date | put |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 167 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 600 | $7,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 739 | $7,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 102 | $7,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 71 | $7,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,700 | $6,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 100 | $6,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,082 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 82 | $6,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 588 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 93 | $5,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 400 | $5,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 400 | $5,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 400 | $4,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 41 | $4,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 300 | $3,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 124 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4 | $2,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 55 | $2,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000935836-20-000612 | this filing | 2020-11-13 | acceptance time not in the bulk data set |