13F-HR filed by WEATHERLY ASSET MANAGEMENT L. P.
WEATHERLY ASSET MANAGEMENT L. P. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-05, with 173 holding rows worth $234,763,000.
- Accession
- 0000934745-16-000022
- Filer
- CIK 934745
- Filed
- 2016-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 173 entries on the cover page, a total value of $234,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,763,000 with VALUE read as thousands by filing date, 13F file number 028-15002. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 12,576 | $9,000,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 192,408 | $8,314,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 57,930 | $7,027,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 197,463 | $6,216,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 129,020 | $6,107,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 61,556 | $5,896,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 103,711 | $5,609,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 32,632 | $5,489,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,949 | $5,298,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 175,392 | $5,260,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 60,826 | $5,187,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 33,901 | $4,403,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 69,762 | $3,737,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 106,209 | $3,484,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 76,545 | $3,467,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 24,708 | $3,397,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 88,682 | $3,246,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 62,564 | $3,201,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 74,125 | $2,957,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 52,878 | $2,953,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,014 | $2,856,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29,674 | $2,782,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 37,872 | $2,644,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 61,525 | $2,639,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,053 | $2,636,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 87,590 | $2,513,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,474 | $2,500,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 24,786 | $2,425,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,959 | $2,407,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33,963 | $2,255,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 26,595 | $2,252,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,104 | $2,212,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,422 | $2,132,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,242 | $2,045,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,871 | $2,020,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,444 | $2,002,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 27,750 | $1,990,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,469 | $1,958,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,825 | $1,923,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 32,289 | $1,782,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,614 | $1,773,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 45,256 | $1,652,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,043 | $1,528,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,783 | $1,517,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 33,077 | $1,442,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,794 | $1,433,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,091 | $1,426,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 20,172 | $1,411,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 27,280 | $1,407,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 30,941 | $1,399,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 24,743 | $1,366,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,929 | $1,359,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 21,467 | $1,334,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 33,044 | $1,299,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,229 | $1,254,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 20,019 | $1,196,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,806 | $1,186,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 33,519 | $1,180,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,641 | $1,136,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,116 | $1,097,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,591 | $1,095,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 14,306 | $1,084,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,903 | $1,074,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96,060 | $1,070,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,385 | $1,069,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,560 | $1,045,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1 | $1,007,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 12,631 | $999,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 22,006 | $998,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,844 | $997,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,127 | $992,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 8,699 | $982,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,487 | $969,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,246 | $957,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,799 | $911,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 39,418 | $901,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,509 | $898,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,198 | $885,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,645 | $870,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23,894 | $870,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,694 | $867,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,339 | $842,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,444 | $818,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,160 | $783,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,364 | $780,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,608 | $775,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,900 | $770,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15,279 | $761,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,556 | $745,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1 | $734,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,110 | $727,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 57,615 | $724,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,200 | $708,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,874 | $704,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7 | $700,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 6,748 | $686,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 115,000 | $680,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 13,592 | $678,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,200 | $660,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,306 | $651,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,410 | $648,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 21,872 | $640,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,866 | $636,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,472 | $626,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,430 | $616,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,909 | $603,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,598 | $597,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,700 | $594,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 12,335 | $590,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,701 | $549,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,254 | $540,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,171 | $516,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,476 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,425 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,006 | $496,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,072 | $488,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,533 | $485,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,187 | $482,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,076 | $481,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,771 | $480,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 18,346 | $478,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,165 | $460,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 22,258 | $456,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,224 | $455,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 13,555 | $443,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,683 | $430,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,351 | $424,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 16,197 | $410,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 6,797 | $394,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,480 | $383,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4,973 | $377,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,574 | $369,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,728 | $353,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,218 | $346,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,513 | $336,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,000 | $334,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,269 | $327,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,842 | $326,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,678 | $311,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,634 | $307,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,438 | $303,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 48,780 | $301,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,495 | $296,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,566 | $292,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,754 | $276,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,461 | $270,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,136 | $263,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 6,581 | $258,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,582 | $255,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,470 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,138 | $246,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,190 | $241,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,154 | $240,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,872 | $237,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 13,286 | $237,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,283 | $236,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,000 | $236,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 14,200 | $234,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,505 | $233,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,691 | $226,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 16,952 | $225,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,145 | $223,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 6,291 | $223,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 23,800 | $221,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 162 | $218,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $217,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,499 | $213,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,749 | $204,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,300 | $204,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,551 | $202,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,966 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,058 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,162 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000934745-16-000022 | this filing | 2016-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000934745-16-000024 | base | 2016-08-08 | acceptance time not in the bulk data set |