13F-HR/A filed by WEATHERLY ASSET MANAGEMENT L. P.
WEATHERLY ASSET MANAGEMENT L. P. filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2015-11-05, with 145 holding rows worth $251,843,000.
- Accession
- 0000934745-15-000016
- Filer
- CIK 934745
- Filed
- 2015-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 129 entries on the cover page, a total value of $251,843,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,381,000 with VALUE read as thousands by filing date, 13F file number 028-15002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Eli Lilly and Company | 532457108 | COM | 338,942 | $28,366,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 137,237 | $15,137,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Netflix, Inc | 64110L106 | COM | 121,879 | $12,585,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 149,083 | $8,473,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 70,985 | $8,198,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 199,077 | $6,545,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 75,269 | $6,188,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 10,591 | $5,421,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Wells Fargo & Company | 949746101 | COM | 97,250 | $4,993,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 80,156 | $4,989,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 30,645 | $4,767,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 145,216 | $4,731,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,506 | $4,714,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 64,145 | $4,666,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 176,358 | $4,447,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 81,498 | $4,059,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 28,512 | $3,733,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TARGET CORP COM | 87612E106 | Stock | 44,957 | $3,536,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 78,684 | $3,037,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 45,369 | $2,872,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,363 | $2,842,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 50,124 | $2,693,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 39,253 | $2,490,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 22,336 | $2,435,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 83,810 | $2,200,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 49,660 | $2,197,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 60,710 | $2,146,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 21,203 | $2,045,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 49,179 | $2,038,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXXON MOBIL CORP | 30231G102 | COM | 26,343 | $1,958,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,374 | $1,938,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 29,251 | $1,937,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 63,874 | $1,925,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 80,486 | $1,885,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,194 | $1,762,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 26,648 | $1,662,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 33,325 | $1,660,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,470 | $1,626,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 31,658 | $1,607,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,415 | $1,602,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,636 | $1,550,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,970 | $1,508,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 16,295 | $1,458,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,245 | $1,335,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 32,983 | $1,326,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 12,689 | $1,296,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,888 | $1,234,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,608 | $1,123,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,089 | $1,092,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 18,421 | $1,072,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,023 | $1,054,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,214 | $1,049,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 31,805 | $1,044,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 32,703 | $1,027,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 103,665 | $1,004,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 31,805 | $1,002,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,082 | $967,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 8,948 | $964,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 14,835 | $961,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 11,240 | $959,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,653 | $919,000 | thousands by filing date | |
| AMERICAN STATES WATER CO. | 29899101 | COM | 22,179 | $918,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NIKE,Inc. Class B | 654106103 | COM | 7,093 | $872,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,337 | $856,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 17,730 | $854,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,479 | $849,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 16,299 | $848,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 37,143 | $841,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 28,073 | $824,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 18,846 | $798,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,889 | $790,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,217 | $780,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,474 | $773,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 5,881 | $766,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,022 | $759,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,609 | $752,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,143 | $740,000 | thousands by filing date | |
| 38259p508 | COM | 1,140 | $727,000 | thousands by filing date | ||
| FORD MTR CO COM | 345370860 | Stock | 53,090 | $720,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 28,375 | $715,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,206 | $707,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 51,165 | $686,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 29,625 | $675,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,638 | $663,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,399 | $648,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,030 | $626,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,880 | $618,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 29,710 | $610,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10,343 | $596,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 18,151 | $579,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,228 | $550,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,579 | $545,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,176 | $544,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,862 | $538,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,252 | $529,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,065 | $512,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 19,004 | $511,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,780 | $510,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,701 | $503,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,334 | $499,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 20,340 | $495,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 12,989 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,523 | $479,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,664 | $477,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 4,450 | $462,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,243 | $448,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,076 | $447,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,307 | $427,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,425 | $427,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 3,083 | $426,000 | thousands by filing date | The CUSIP as filed is malformed. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,125 | $407,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,959 | $406,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,106 | $405,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,698 | $376,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 6,680 | $369,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 31,315 | $361,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,683 | $356,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,824 | $349,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,166 | $345,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 46,331 | $323,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,411 | $318,000 | thousands by filing date | |
| FIDELITY DIVERSIFIED INTERNATIONAL | 315910802 | EQUITY FUNDS | 9,334 | $316,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 8,355 | $309,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 11,300 | $301,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,379 | $281,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,000 | $278,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 11,400 | $277,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 26,485 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Altria Group Inc | 02209S103 | COM | 4,619 | $251,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,213 | $251,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,606 | $251,000 | thousands by filing date | |
| Aflac Inc 5.5% | 1055300 | PFD | 10,000 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CORNING INC | 219350105 | COM | 14,419 | $246,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,770 | $244,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,262 | $244,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,730 | $236,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,213 | $234,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,711 | $234,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,599 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,732 | $213,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,207 | $210,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 13,494 | $210,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,499 | $204,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,870 | $203,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 9,153 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000934745-15-000014 | superseded | 2015-10-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000934745-15-000016 | this filing | 2015-11-05 | acceptance time not in the bulk data set |