13F-HR filed by GROUP ONE TRADING LLC
GROUP ONE TRADING LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 4,548 holding rows worth $7,083,142,000.
- Accession
- 0000932540-16-000021
- Filer
- CIK 932540
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,548 entries on the cover page, a total value of $7,083,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,083,142,000 with VALUE read as thousands by filing date, 13F file number 028-14920. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVASIVE INC | 670704105 | COM | 200 | $10,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773950 | PUT | 600 | $10,000 | thousands by filing date | put |
| KEYCORP | 493267958 | PUT | 900 | $10,000 | thousands by filing date | put |
| 8X8 INC NEW | 282914900 | COM | 1,000 | $10,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 2,000 | $10,000 | thousands by filing date | put |
| FORMFACTOR INC | 346375908 | COM | 1,400 | $10,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H951 | COM | 200 | $10,000 | thousands by filing date | put |
| BRINKS CO | 109696904 | CALL | 300 | $10,000 | thousands by filing date | call |
| MID-AMER APT CMNTYS INC | 59522J903 | CALL | 100 | $10,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P958 | COM UNIT LTD PAR | 1,300 | $10,000 | thousands by filing date | put |
| TELEFONICA S A | 879382908 | CALL | 900 | $10,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,582 | $10,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 700 | $10,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 22,428 | $10,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 348 | $10,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 4,352 | $10,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 17,405 | $10,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 26,879 | $10,000 | thousands by filing date | |
| COMPutER SCIENCES CORP | 205363904 | COM | 300 | $10,000 | thousands by filing date | call |
| HATTERAS FINANCIAL CORP | 41902R903 | COM | 700 | $10,000 | thousands by filing date | call |
| NUTRI/SYSTEM INC | 67069D908 | COM | 500 | $10,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R954 | COM | 400 | $10,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECH INC | 458118956 | COM | 500 | $10,000 | thousands by filing date | put |
| TAHOE RES INC | 873868953 | COM | 1,000 | $10,000 | thousands by filing date | put |
| K12 INC | 48273U952 | COM | 1,000 | $10,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T951 | COM | 1,600 | $10,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B952 | COM NEW | 8,200 | $10,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 300 | $10,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 965 | $10,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 597 | $10,000 | thousands by filing date | |
| INTELSAT S A | L5140P951 | PUT | 3,800 | $10,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 35,996 | $10,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U952 | COM | 400 | $10,000 | thousands by filing date | put |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,700 | $10,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 4,000 | $10,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 50095908 | COM | 1,100 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AMEDISYS INC | 23436908 | COM | 200 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| TASEKO MINES LTD COM | 876511106 | Stock | 15,145 | $9,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 304 | $9,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,254 | $9,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 9,903 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 1,900 | $9,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 1,200 | $9,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R956 | CL A | 600 | $9,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,595 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P908 | CALL | 1,200 | $9,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 200 | $9,000 | thousands by filing date | put |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,097 | $9,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,388 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,118 | $9,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,200 | $9,000 | thousands by filing date | |
| HATTERAS FINANCIAL CORP | 41902R953 | COM | 600 | $9,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X905 | COM | 600 | $9,000 | thousands by filing date | call |
| SUPERVALU INC | 868536903 | COM | 1,600 | $9,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F905 | COM | 400 | $9,000 | thousands by filing date | call |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,500 | $9,000 | thousands by filing date | |
| ACACIA RESH CORP COM | 3881307 | COM | 2,291 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 19,500 | $9,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 7,700 | $9,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 5,400 | $9,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 5,000 | $9,000 | thousands by filing date | put |
| NEWPARK RES INC | 651718904 | COM PAR $.01NEW | 2,000 | $9,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696959 | COM | 5,000 | $9,000 | thousands by filing date | put |
| CALAMOS ASSET MGMT INC | 12811R954 | CL A | 1,100 | $9,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 900 | $9,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y908 | CALL | 7,500 | $9,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163900 | CALL | 1,100 | $9,000 | thousands by filing date | call |
| VIACOM INC NEW | 92553P902 | CALL | 200 | $9,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727954 | PUT | 3,300 | $9,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B952 | PUT | 2,000 | $9,000 | thousands by filing date | put |
| COLUMBIA PIPELINE PARTNERS L | 198281907 | COM UT REPSTG | 600 | $9,000 | thousands by filing date | call |
| SURGICAL CARE AFFILIATES INC | 86881L906 | COM | 200 | $9,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N904 | Cmn | 6,200 | $9,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW | 58586958 | COM | 6,200 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| B/E AEROSPACE INC | 73302951 | COM | 200 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BOB EVANS FARMS INC | 96761901 | COM | 200 | $9,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AVNET INC | 53807953 | COM | 200 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| TERADYNE INC COM | 880770102 | Stock | 368 | $8,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 800 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 326 | $8,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,474 | $8,000 | thousands by filing date | |
| UDR INC | 902653904 | CALL | 200 | $8,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 1,700 | $8,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO | 460146953 | COM | 200 | $8,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T952 | UNITS | 300 | $8,000 | thousands by filing date | put |
| DANA INC | 235825955 | COM | 600 | $8,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 1,800 | $8,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409901 | CALL | 3,400 | $8,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331905 | CALL | 400 | $8,000 | thousands by filing date | call |
| MOVADO GROUP INC | 624580956 | PUT | 300 | $8,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H959 | PUT | 700 | $8,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 540 | $8,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 1,400 | $8,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 570 | $8,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,891 | $8,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D957 | COM | 200 | $8,000 | thousands by filing date | put |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 15,100 | $8,000 | thousands by filing date | call |
| MCEWEN MINING INC | 58039P957 | Cmn | 4,000 | $8,000 | thousands by filing date | put |
| SKY-MOBI LTD | 83084G959 | SPONSORED ADS | 4,000 | $8,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J951 | COM | 3,100 | $8,000 | thousands by filing date | put |
| GREAT PANTHER SILVER LTD | 39115V901 | COM | 8,500 | $8,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 617 | $8,000 | thousands by filing date | |
| NEW RELIC INC | 64829B900 | COM | 300 | $8,000 | thousands by filing date | call |
| LIVE VENTURES INC | 538142100 | COM | 5,686 | $8,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N907 | COM | 500 | $8,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 1,000 | $8,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 49164955 | COM NEW | 200 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| CINCINNATI BELL INC NEW | 171871906 | COM | 2,000 | $8,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668902 | COM PAR | 5,000 | $8,000 | thousands by filing date | call |
| HERCULES OFFSHORE INC | 427093957 | COM NEW | 3,300 | $8,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 152 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 90 | $7,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,063 | $7,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 750 | $7,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,157 | $7,000 | thousands by filing date | |
| TANGER INC | 875465906 | CALL | 200 | $7,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917906 | COM | 500 | $7,000 | thousands by filing date | call |
| TIMKEN CO | 887389904 | COM | 200 | $7,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X902 | COM | 100 | $7,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 1,000 | $7,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 380 | $7,000 | thousands by filing date | |
| MITEK SYS INC | 606710950 | PUT | 1,000 | $7,000 | thousands by filing date | put |
| VERICEL CORP | 92346J958 | PUT | 1,200 | $7,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 3,915 | $7,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 18,376 | $7,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 3,445 | $7,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 11,500 | $7,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B955 | COM | 100 | $7,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y902 | COM | 6,700 | $7,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 3,421 | $7,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,584 | $7,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780907 | Cmn | 1,000 | $7,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y904 | Cmn | 2,200 | $7,000 | thousands by filing date | call |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 1,100 | $7,000 | thousands by filing date | call |
| VOXX INTL CORP | 91829F904 | CL A | 1,500 | $7,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696909 | COM | 4,000 | $7,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V906 | SH BEN INT | 3,900 | $7,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V956 | SH BEN INT | 4,300 | $7,000 | thousands by filing date | put |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 500 | $7,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D904 | CALL | 500 | $7,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M958 | PUT | 500 | $7,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 1,700 | $7,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW | 65105M953 | Cmn | 1,600 | $7,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 600 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 800 | $6,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 157 | $6,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,200 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 91 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 650 | $6,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 6,858 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $6,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 2,207 | $6,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D908 | CALL | 100 | $6,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342954 | ORD | 1,300 | $6,000 | thousands by filing date | put |
| HDFC BANK LTD | 40415F951 | SPONSORED ADS | 100 | $6,000 | thousands by filing date | put |
| METHODE ELECTRS INC | 591520950 | COM | 200 | $6,000 | thousands by filing date | put |
| VISTANCE NETWORKS INC | 20337X909 | COM | 200 | $6,000 | thousands by filing date | call |
| EVERSOURCE ENERGY | 30040W908 | COM | 100 | $6,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,038 | $6,000 | thousands by filing date | |
| RYDER SYS INC | 783549908 | CALL | 100 | $6,000 | thousands by filing date | call |
| MESABI TR | 590672951 | PUT | 1,000 | $6,000 | thousands by filing date | put |
| SKYWEST INC | 830879952 | PUT | 300 | $6,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 300 | $6,000 | thousands by filing date | put |
| ENI SPA | 26874R908 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC | 562750909 | COM | 100 | $6,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 472 | $6,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASI | 20441A952 | PUT | 900 | $6,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 700 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 161,973 | $6,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,208 | $6,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 937 | $6,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 26,583 | $6,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,898 | $6,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300908 | COM | 500 | $6,000 | thousands by filing date | call |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 1,400 | $6,000 | thousands by filing date | put |
| JARDEN CORP | 471109958 | COM | 100 | $6,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 2,100 | $6,000 | thousands by filing date | put |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 1,200 | $6,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 36642106 | COM | 7,455 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Arrow Electronics Inc | 42735100 | CS | 100 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VIMPELCOM LTD | 92719A906 | SPONSORED ADR | 1,500 | $6,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $6,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 2,048 | $6,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 10,494 | $6,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 2,335 | $6,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 2,610 | $6,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R901 | CALL | 800 | $6,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281957 | COM UT REPSTG | 400 | $6,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 42735950 | COM | 100 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 7,164 | $5,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 100 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC | 525327902 | CALL | 100 | $5,000 | thousands by filing date | call |
| ETSY INC | 29786A956 | PUT | 600 | $5,000 | thousands by filing date | put |
| OPEN TEXT CORP | 683715956 | PUT | 100 | $5,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X902 | SPON ADS | 200 | $5,000 | thousands by filing date | call |
| VEEVA SYS INC | 922475958 | CL A COM | 200 | $5,000 | thousands by filing date | put |
| PENTAIR PLC | G7S00T954 | SHS | 100 | $5,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 200 | $5,000 | thousands by filing date | call |
| AUTONATION INC | 05329W902 | COM | 100 | $5,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660907 | COM | 100 | $5,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 400 | $5,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 2,600 | $5,000 | thousands by filing date | |
| GENPACT LIMITED | G3922B957 | PUT | 200 | $5,000 | thousands by filing date | put |
| METALLUS INC | 887399903 | CALL | 600 | $5,000 | thousands by filing date | call |
| TILLYS INC | 886885902 | CALL | 800 | $5,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M959 | PUT | 700 | $5,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 126 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,597 | $5,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 2,853 | $5,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 6,000 | $5,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 100 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| PHH CORP | 693320952 | COM | 400 | $5,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 3,700 | $5,000 | thousands by filing date | |
| AMETEK INC NEW | 31100100 | COMMON | 100 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TANGOE INC/CT | 87582Y958 | Cmn | 600 | $5,000 | thousands by filing date | put |
| Alon USA Energy Inc | 20520102 | CS | 442 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLY LEASING LTD | 34407D909 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | call |
| DATALINK CORP | 237934904 | COM | 500 | $5,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 5,100 | $5,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 5,000 | $5,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377900 | COM | 100 | $5,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 900 | $5,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 607 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC | 13089P951 | PUT | 900 | $5,000 | thousands by filing date | put |
| VIVINT SOLAR INC | 92854Q906 | CALL | 1,900 | $5,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q955 | PUT | 400 | $5,000 | thousands by filing date | put |
| GANNETT CO INC | 36473H904 | CALL | 300 | $5,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 684 | $5,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 200 | $5,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2,752 | $5,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111909 | COM | 1,500 | $5,000 | thousands by filing date | call |
| CONCORDIA HEALTHCARE CORP | 206519950 | Cmn | 200 | $5,000 | thousands by filing date | put |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 10,500 | $5,000 | thousands by filing date | put |
| ALARM COM HLDGS INC | 11642905 | COM | 200 | $5,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 2,801 | $5,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F952 | SPON ADR 1:25 SH | 2,000 | $5,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 100 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 596 | $4,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 130 | $4,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 268 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 300 | $4,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A900 | COM | 300 | $4,000 | thousands by filing date | call |
| TEXTRON INC | 883203901 | COM | 100 | $4,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 1,000 | $4,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U959 | COM | 300 | $4,000 | thousands by filing date | put |
| ENPHASE ENERGY INC | 29355A957 | COM | 1,500 | $4,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405952 | COM | 400 | $4,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 430 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896950 | PUT | 100 | $4,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291908 | CALL | 100 | $4,000 | thousands by filing date | call |
| CRITEO S A | 226718954 | SPONS ADS | 100 | $4,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 173 | $4,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 400 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $4,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 346 | $4,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 351 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,911 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,064 | $4,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,256 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,156 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E953 | COM | 200 | $4,000 | thousands by filing date | put |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 1,000 | $4,000 | thousands by filing date | call |
| DOMTAR CORP | 257559903 | COM | 100 | $4,000 | thousands by filing date | call |
| CONTANGO OIL GAS | 21075N904 | COM | 300 | $4,000 | thousands by filing date | call |
| MERITOR INC | 59001K900 | COM | 500 | $4,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X955 | COM | 300 | $4,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 700 | $4,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726950 | Cmn | 100 | $4,000 | thousands by filing date | put |
| HIBBETT SPORTS INC CMN STOCK | 428567951 | Cmn | 100 | $4,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 800 | $4,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366905 | COM NEW | 400 | $4,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P953 | COM | 500 | $4,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS INC | 864909956 | CL A | 400 | $4,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T903 | SPONS ADS | 3,100 | $4,000 | thousands by filing date | call |
| ON ASSIGNMENT INC | 682159908 | COM | 100 | $4,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796958 | COM | 100 | $4,000 | thousands by filing date | put |
| EPIZYME INC | 29428V954 | COM | 300 | $4,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 2,000 | $4,000 | thousands by filing date | put |
| TRAVELPORT WORLDWIDE LTD | G9019D954 | PUT | 300 | $4,000 | thousands by filing date | put |
| CAMBREX CORP | 132011907 | CALL | 100 | $4,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X901 | CALL | 2,000 | $4,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 456 | $4,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 500 | $4,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569905 | Cmn | 100 | $4,000 | thousands by filing date | call |
| BANK NEW YORK MELLON CORP | 64058900 | COM | 100 | $4,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ENTEGRIS INC COM | 29362U104 | Stock | 200 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 200 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 100 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 230 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 70 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,042 | $3,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 49 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V | 861012952 | PUT | 500 | $3,000 | thousands by filing date | put |
| FORMFACTOR INC | 346375958 | PUT | 400 | $3,000 | thousands by filing date | put |
| DRDGOLD LIMITED | 26152H901 | SPON ADR REPSTG | 800 | $3,000 | thousands by filing date | call |
| RAPID7 INC | 753422904 | COM | 200 | $3,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B953 | TR UNIT | 1,000 | $3,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370901 | COM | 200 | $3,000 | thousands by filing date | call |
| ST JOE CO | 790148950 | COM | 200 | $3,000 | thousands by filing date | put |
| FIRST HORIZON CORPORATION | 320517955 | COM | 200 | $3,000 | thousands by filing date | put |
| GEO GROUP INC | 36162J956 | COM | 100 | $3,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B956 | COM UNIT PART IN | 100 | $3,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 600 | $3,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 400 | $3,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 683 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 6,280 | $3,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 100 | $3,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 2,991 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 100 | $3,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 400 | $3,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 306 | $3,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 2,175 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L908 | COM | 1,500 | $3,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D903 | COM | 100 | $3,000 | thousands by filing date | call |
| CEPHEID INC | 15670R907 | COM | 100 | $3,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L900 | COM | 100 | $3,000 | thousands by filing date | call |
| AUTODESK INC | 52769106 | COMMON | 44 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY INTERACTIVE CORP | 53071M954 | Cmn | 100 | $3,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893909 | Cmn | 100 | $3,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P908 | Cmn | 2,900 | $3,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS ORD | 00484M906 | Cmn | 100 | $3,000 | thousands by filing date | call |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 500 | $3,000 | thousands by filing date | call |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 4,400 | $3,000 | thousands by filing date | put |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W903 | Cmn | 500 | $3,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 400 | $3,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 500 | $3,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 1,000 | $3,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC | 21925Y903 | COM | 100 | $3,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522953 | COM | 200 | $3,000 | thousands by filing date | put |
| BIOTA HOLDINGS LTD | 90694100 | COM | 1,800 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ICAD INC | 44934S906 | COM NEW | 500 | $3,000 | thousands by filing date | call |
| CHUYS HLDGS INC | 171604951 | PUT | 100 | $3,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 703 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U901 | COM | 300 | $3,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 100 | $3,000 | thousands by filing date | put |
| CRH PLC | 12626K903 | COM | 100 | $3,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 1,069 | $3,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 200 | $3,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC | 13089P901 | COM | 600 | $3,000 | thousands by filing date | call |
| GREAT WESTERN BANCORP INC | 391416904 | CALL | 100 | $3,000 | thousands by filing date | call |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 318 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C902 | CALL | 200 | $3,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P909 | CALL | 200 | $3,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052905 | CALL | 200 | $3,000 | thousands by filing date | call |
| HANWHA Q CELL CO LTD | 41135V901 | CALL | 200 | $3,000 | thousands by filing date | call |
| JONES ENERGY INC | 48019R908 | COM CL A | 1,000 | $3,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HLDGS INC | 09238E904 | CALL | 100 | $3,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G950 | PUT | 200 | $3,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889958 | COM | 400 | $3,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 5,000 | $3,000 | thousands by filing date | call |
| AZURE MIDSTREAM PARTNERS LP | 05501X900 | Cmn | 2,000 | $3,000 | thousands by filing date | call |
| AMERICAN EQTY INVT LIFE HLD | 25676956 | COM | 200 | $3,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 99 | $2,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 300 | $2,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 128 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 317 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 200 | $2,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 133 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908908 | COM | 100 | $2,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254951 | CL A | 100 | $2,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J950 | COM | 100 | $2,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109908 | COM | 100 | $2,000 | thousands by filing date | call |
| LPL FINL HLDGS INC | 50212V900 | COM | 100 | $2,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569909 | COM | 100 | $2,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 100 | $2,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T959 | PUT | 100 | $2,000 | thousands by filing date | put |
| REGIONAL MGMT CORP | 75902K906 | CALL | 100 | $2,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170900 | CALL | 100 | $2,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 163 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D900 | COM | 100 | $2,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 100 | $2,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 6,755 | $2,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 67 | $2,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 78314101 | COM | 1,500 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 5,098 | $2,000 | thousands by filing date | |
| GUESS? INC | 401617955 | COM | 100 | $2,000 | thousands by filing date | put |
| GUESS? INC | 401617905 | COM | 100 | $2,000 | thousands by filing date | call |
| ADTRAN INC | 00738A906 | COM | 100 | $2,000 | thousands by filing date | call |
| ISHARES GOLD TRUST | 464285955 | COM | 200 | $2,000 | thousands by filing date | put |
| Ball Corporation | 58498106 | Equities | 31 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUTRI/SYSTEM INC CMN STOCK | 67069D958 | Cmn | 100 | $2,000 | thousands by filing date | put |
| CAREER EDUCATION CORPORATION | 141665959 | Cmn | 400 | $2,000 | thousands by filing date | put |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 300 | $2,000 | thousands by filing date | call |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B951 | Cmn | 3,000 | $2,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS CMN | 111621956 | Cmn | 200 | $2,000 | thousands by filing date | put |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 4,900 | $2,000 | thousands by filing date | call |
| Alimera Sciences Inc | 16259103 | CS | 1,306 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 3,100 | $2,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A902 | COM | 600 | $2,000 | thousands by filing date | call |
| ROSETTA GENOMICS LTD | M82183906 | SHS NEW NIS 0.6 | 2,000 | $2,000 | thousands by filing date | call |
| CALAMOS ASSET MGMT INC | 12811R904 | CL A | 200 | $2,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A950 | COM PAR $.001 | 600 | $2,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P957 | COM | 100 | $2,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A906 | COM | 2,300 | $2,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E901 | CALL | 200 | $2,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M955 | PUT | 1,000 | $2,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 465 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 3,629 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A953 | PUT | 400 | $2,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 945 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 300 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477956 | PUT | 100 | $2,000 | thousands by filing date | put |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 518 | $2,000 | thousands by filing date | |
| ANTERO MIDSTREAM PARTNERS LP | 03673L953 | PUT | 100 | $2,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V906 | CALL | 100 | $2,000 | thousands by filing date | call |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 2,000 | $2,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N954 | COM PAR | 1,200 | $2,000 | thousands by filing date | put |
| ERIN ENERGY CORP | 295625907 | COM | 900 | $2,000 | thousands by filing date | call |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 1,600 | $2,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 2,938 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC | 46513957 | COM | 100 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASHFORD HOSPITALITY TR INC | 44103909 | COM SHS | 300 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AXCELIS TECHNOLOGIES INC | 54540959 | COM | 800 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BELLATRIX EXPLORATION LTD | 78314951 | COM | 1,500 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASTA FDG INC | 46220959 | COM | 200 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ACETO CORP | 4446950 | COM | 100 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| CHECKPOINT SYS INC | 162825903 | COM | 200 | $2,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 59692903 | COM | 100 | $2,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BANCORPSOUTH INC | 59692953 | COM | 100 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AZENTA INC | 114340102 | COM | 120 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 100 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 142 | $1,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 400 | $1,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 295 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 218 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 100 | $1,000 | thousands by filing date | call |
| STMICROELECTRONICS N V | 861012902 | CALL | 100 | $1,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W956 | COM | 100 | $1,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960954 | COM NEW | 600 | $1,000 | thousands by filing date | put |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 500 | $1,000 | thousands by filing date | put |
| AMBEV SA | 02319V903 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | call |
| LG DISPLAY CO LTD | 50186V902 | SPONS ADR REP | 100 | $1,000 | thousands by filing date | call |
| LSB INDS INC | 502160954 | COM | 100 | $1,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R905 | CALL | 100 | $1,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 3,000 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 190 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 140 | $1,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 42 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 100 | $1,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 100 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 78 | $1,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 209 | $1,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 86 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 576 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 1,400 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,652 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC COM | 44103109 | COMMON | 88 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 1,000 | $1,000 | thousands by filing date | put |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 400 | $1,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642956 | COM | 1,800 | $1,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N954 | COM | 200 | $1,000 | thousands by filing date | put |
| SERVICESOURCE INTERNATIONAL | 81763U900 | COM | 200 | $1,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 4,109 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 500 | $1,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 1,900 | $1,000 | thousands by filing date | put |
| TIVO INC CMN STOCK | 888706958 | Cmn | 100 | $1,000 | thousands by filing date | put |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 400 | $1,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 100 | $1,000 | thousands by filing date | call |
| ENERPLUS RESOURCES FUND COMMON STOCK | 292766952 | Cmn | 300 | $1,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J951 | Cmn | 200 | $1,000 | thousands by filing date | put |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 2,000 | $1,000 | thousands by filing date | call |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 300 | $1,000 | thousands by filing date | call |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 200 | $1,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 200 | $1,000 | thousands by filing date | put |
| VICAL INC CMN STK | 925602954 | Cmn | 2,000 | $1,000 | thousands by filing date | put |
| SKY-MOBI LTD | 83084G909 | SPONSORED ADS | 500 | $1,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A903 | COM | 900 | $1,000 | thousands by filing date | call |
| AGENUS INC | 00847G955 | COM NEW | 200 | $1,000 | thousands by filing date | put |
| IXYS CORP | 46600W956 | COM | 100 | $1,000 | thousands by filing date | put |
| KAPSTONE PAPER & PACKAGING C | 48562P903 | COM | 100 | $1,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N905 | COM | 200 | $1,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354905 | SHS | 1,500 | $1,000 | thousands by filing date | call |
| TRUECAR INC | 89785L957 | PUT | 200 | $1,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022955 | PUT | 100 | $1,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,786 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 100 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438906 | CALL | 100 | $1,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C953 | PUT | 100 | $1,000 | thousands by filing date | put |
| SESEN BIO, INC. | 286221106 | COM | 2,400 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 96 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P951 | PUT | 200 | $1,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 200 | $1,000 | thousands by filing date | call |
| INOTEK PHARMACEUTICALS CORP | 45780V952 | COM | 100 | $1,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 1,328 | $1,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 124 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 5,123 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,856 | $1,000 | thousands by filing date | |
| OPOWER INC | 68375Y909 | Cmn | 100 | $1,000 | thousands by filing date | call |
| VRINGO INC | 92911N902 | Cmn | 500 | $1,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 97793903 | COM | 600 | $1,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| CATALYST BIOSCIENCES INC | 14888D909 | CALL | 300 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000932540-16-000021 | this filing | 2016-05-12 | acceptance time not in the bulk data set |