13F-HR filed by GROUP ONE TRADING LLC
GROUP ONE TRADING LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-06, with 4,860 holding rows worth $7,229,332,000.
- Accession
- 0000932540-15-000013
- Filer
- CIK 932540
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,860 entries on the cover page, a total value of $7,229,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,229,332,000 with VALUE read as thousands by filing date, 13F file number 028-14920. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIBROCELL SCIENCE INC | 315721959 | COM NEW | 5,700 | $22,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058904 | COM | 14,600 | $22,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 806 | $21,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 431 | $21,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,396 | $21,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,014 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,531 | $21,000 | thousands by filing date | |
| SERVICENOW INC | 81762P952 | PUT | 15,100 | $21,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K959 | COM UT REP LP | 5,700 | $21,000 | thousands by filing date | put |
| NASDAQ INC | 631103958 | COM | 400 | $21,000 | thousands by filing date | put |
| LG DISPLAY CO LTD | 50186V952 | SPONS ADR REP | 2,200 | $21,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W955 | SPONSORED ADR | 22,100 | $21,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 700 | $21,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD | G0692U959 | SHS | 400 | $21,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 21,915 | $21,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 712 | $21,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 11,272 | $21,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,179 | $21,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 400 | $21,000 | thousands by filing date | call |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U955 | Cmn | 2,400 | $21,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 6,500 | $21,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K907 | CALL | 10,000 | $21,000 | thousands by filing date | call |
| ADURO BIOTECH INC | 00739L901 | CALL | 1,100 | $21,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J953 | PUT | 1,000 | $21,000 | thousands by filing date | put |
| CSOP ETF TR | 12649L955 | PUT | 1,400 | $21,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637956 | Cmn | 8,600 | $21,000 | thousands by filing date | put |
| ABB LTD | 375954 | SPONSORED ADR | 1,200 | $21,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMERIGAS PARTNERS L P | 30975906 | UNIT L P INT | 500 | $21,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 499 | $20,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,538 | $20,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,032 | $20,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,716 | $20,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 300 | $20,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 4,400 | $20,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409951 | SP ADR N-V PFD | 11,100 | $20,000 | thousands by filing date | put |
| CATO CORP NEW | 149205906 | CL A | 600 | $20,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,200 | $20,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,276 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 967 | $20,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 2,227 | $20,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,571 | $20,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,256 | $20,000 | thousands by filing date | |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 6,800 | $20,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP INC | 874083958 | COM | 35,400 | $20,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP INC | 874083908 | COM | 41,400 | $20,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 1,500 | $20,000 | thousands by filing date | put |
| SEQUENOM INC | 817337905 | Option | 153,600 | $20,000 | thousands by filing date | call |
| CRAY INC CMN STOCK | 225223904 | Cmn | 1,000 | $20,000 | thousands by filing date | call |
| SPECTRA ENERGY PARTNERS LP | 84756N909 | Cmn | 3,400 | $20,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R957 | SP ADR REP PFD | 20,300 | $20,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200906 | COM | 800 | $20,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P951 | PUT | 1,500 | $20,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 604 | $20,000 | thousands by filing date | |
| MODEL N INC | 607525902 | CALL | 2,000 | $20,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B905 | COM | 1,500 | $20,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 1,500 | $20,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W950 | COM NEW | 6,000 | $20,000 | thousands by filing date | put |
| AMERICAN AXLE & MFG HLDGS IN | 24061953 | COM | 1,000 | $20,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| XPO INC COM | 983793100 | Stock | 798 | $19,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,200 | $19,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223954 | COM | 1,200 | $19,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 45,284 | $19,000 | thousands by filing date | |
| HARMAN INTERNATIONAL | 413086959 | COM | 200 | $19,000 | thousands by filing date | put |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 13,600 | $19,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667905 | Cmn | 1,100 | $19,000 | thousands by filing date | call |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 12,000 | $19,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA S A | 71646J909 | SPONS ADR | 3,800 | $19,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER M | 40053C955 | SPON ADR SHS B | 2,600 | $19,000 | thousands by filing date | put |
| CARE COM INC | 141633907 | CALL | 3,600 | $19,000 | thousands by filing date | call |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 4,325 | $19,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K953 | Cmn | 13,800 | $19,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 587 | $18,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 500 | $18,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 685 | $18,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,055 | $18,000 | thousands by filing date | |
| SANOFI SA | 80105N905 | CALL | 8,600 | $18,000 | thousands by filing date | call |
| UNITED RENTALS INC | 911363909 | CALL | 300 | $18,000 | thousands by filing date | call |
| NOVARTIS AG | 66987V959 | SPONSORED ADR | 200 | $18,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD | 438128908 | ADR ECH CNV IN 3 | 600 | $18,000 | thousands by filing date | call |
| VISTANCE NETWORKS INC | 20337X959 | COM | 600 | $18,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP | 747619904 | CALL | 1,000 | $18,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q901 | CALL | 700 | $18,000 | thousands by filing date | call |
| DIGI INTL INC | 253798902 | CALL | 1,500 | $18,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,000 | $18,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 38,529 | $18,000 | thousands by filing date | |
| STEELCASE INC-CL A | 858155903 | COM | 24,500 | $18,000 | thousands by filing date | call |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 1,700 | $18,000 | thousands by filing date | put |
| ULTRATECH INC CMN STK | 904034905 | Cmn | 1,100 | $18,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 2,500 | $18,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R907 | SP ADR REP PFD | 18,200 | $18,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 16,400 | $18,000 | thousands by filing date | call |
| CNINSURE INC | 18976M903 | SPONSORED ADR | 2,400 | $18,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 363,500 | $18,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480900 | COM UNIT RP IN | 1,400 | $18,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 12,634 | $18,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173951 | PUT | 10,000 | $18,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 500 | $17,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,306 | $17,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,809 | $17,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 2,300 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R906 | COM | 1,100 | $17,000 | thousands by filing date | call |
| RADNET INC | 750491902 | COM | 3,000 | $17,000 | thousands by filing date | call |
| PRUDENTIAL PLC | 74435K904 | ADR | 400 | $17,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215954 | COM NEW | 1,600 | $17,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A902 | CALL | 3,300 | $17,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASI | 20441A952 | PUT | 4,400 | $17,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 88 | $17,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 370 | $17,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 11,500 | $17,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,725 | $17,000 | thousands by filing date | |
| COVANTA HOLDING CORP | 22282E952 | COM | 1,000 | $17,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584951 | Cmn | 1,000 | $17,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 50,000 | $17,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 6,700 | $17,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP | 67076P902 | COM | 4,800 | $17,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T903 | SPONS ADS | 17,400 | $17,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R908 | COM | 1,000 | $17,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 4,000 | $17,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 9,792 | $17,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578951 | CL B | 63,900 | $17,000 | thousands by filing date | put |
| C&J ENERGY SVCS LTD | G3164Q951 | Cmn | 4,800 | $17,000 | thousands by filing date | put |
| ANALOG DEVICES INC | 32654955 | COM | 300 | $17,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ALLIQUA BIOMEDICAL INC | 19621900 | COM NEW | 5,400 | $17,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALUMINUM CORP CHINA LTD | 22276109 | SPON ADR H SHS | 2,200 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN RESIDENTIAL PPTYS I | 02927E953 | COM | 1,000 | $17,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 9,629 | $16,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 794 | $16,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,694 | $16,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417950 | COM | 800 | $16,000 | thousands by filing date | put |
| NASDAQ INC | 631103908 | COM | 300 | $16,000 | thousands by filing date | call |
| CADIZ INC | 127537907 | COM NEW | 2,200 | $16,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,754 | $16,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 46,920 | $16,000 | thousands by filing date | |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 8,500 | $16,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767906 | COM | 3,000 | $16,000 | thousands by filing date | call |
| DTS INC | 23335C901 | COM | 600 | $16,000 | thousands by filing date | call |
| IMPAC MTG HLDGS INC | 45254P958 | COM NEW | 1,000 | $16,000 | thousands by filing date | put |
| BROOKLINE BANCORP INC DEL | 11373M907 | CALL | 1,600 | $16,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C901 | COM | 1,400 | $16,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T900 | COM | 2,300 | $16,000 | thousands by filing date | call |
| FIBRIA CELULOSE S A | 31573A909 | CALL | 1,200 | $16,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812909 | COM UNIT REPST | 1,600 | $16,000 | thousands by filing date | call |
| ACURA PHARMACEUTICALS INC | 00509L902 | CALL | 6,600 | $16,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 5,000 | $16,000 | thousands by filing date | call |
| ALLIQUA BIOMEDICAL INC | 19621950 | COM NEW | 5,000 | $16,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 560 | $15,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 900 | $15,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 361 | $15,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,536 | $15,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 905 | $15,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP | 957638959 | COM | 500 | $15,000 | thousands by filing date | put |
| ALLOT LTD | M0854Q955 | SHS | 3,000 | $15,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS I | 55405Y900 | COM | 500 | $15,000 | thousands by filing date | call |
| BURLINGTON STORES INC | 122017906 | COM | 300 | $15,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 1,400 | $15,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,383 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO | 636180901 | CALL | 300 | $15,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 3,908 | $15,000 | thousands by filing date | |
| SANDISK CORP | 80004C901 | COM | 1,400 | $15,000 | thousands by filing date | call |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 1,400 | $15,000 | thousands by filing date | call |
| FRANCESCAS HOLDINGS CORP | 351793904 | Cmn | 1,200 | $15,000 | thousands by filing date | call |
| GENOMIC HEALTH INC COMMON STOCK | 37244C901 | Cmn | 700 | $15,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366955 | COM NEW | 1,500 | $15,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T950 | COM SH BEN INT | 3,000 | $15,000 | thousands by filing date | put |
| QIWI PLC | 74735M908 | CALL | 900 | $15,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A954 | PUT | 6,000 | $15,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D951 | PUT | 700 | $15,000 | thousands by filing date | put |
| FRANKS INTL N V | N33462957 | COM | 1,000 | $15,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097908 | CALL | 1,900 | $15,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569955 | Cmn | 300 | $15,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,193 | $14,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 849 | $14,000 | thousands by filing date | |
| WESCO INTL INC | 95082P905 | COM | 300 | $14,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K956 | COM | 1,100 | $14,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASI | 20441A902 | SPONSORED ADR | 3,500 | $14,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W959 | PUT | 1,000 | $14,000 | thousands by filing date | put |
| LKQ CORP | 501889958 | PUT | 500 | $14,000 | thousands by filing date | put |
| MALIBU BOATS INC | 56117J900 | CALL | 1,000 | $14,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,663 | $14,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 7,412 | $14,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,212 | $14,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,775 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 119,700 | $14,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L956 | COM | 12,800 | $14,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721909 | COM NEW | 3,600 | $14,000 | thousands by filing date | call |
| CALAMP CORP | 128126909 | COM | 900 | $14,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q956 | PUT | 600 | $14,000 | thousands by filing date | put |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,600 | $14,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560952 | PUT | 900 | $14,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E901 | CALL | 2,000 | $14,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W902 | Cmn | 16,800 | $14,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 59460903 | SP ADR PFD NEW | 2,700 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| INGLES MKTS INC CL A | 457030104 | Stock | 265 | $13,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $13,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 340 | $13,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 724 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 93,803 | $13,000 | thousands by filing date | |
| AES CORP | 00130H905 | CALL | 1,300 | $13,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 14,900 | $13,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671908 | CALL | 4,400 | $13,000 | thousands by filing date | call |
| VIASAT INC | 92552V900 | COM | 200 | $13,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 300 | $13,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144959 | COM | 4,400 | $13,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141901 | COM | 1,600 | $13,000 | thousands by filing date | call |
| TEGNA INC | 87901J955 | PUT | 600 | $13,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 547 | $13,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 28,513 | $13,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,067 | $13,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F905 | COM | 1,000 | $13,000 | thousands by filing date | call |
| TITAN MACHINERY INC | 88830R901 | Cmn | 1,100 | $13,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 1,700 | $13,000 | thousands by filing date | put |
| HUDSON CITY BANCORP | 443683907 | COM | 1,300 | $13,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T901 | COM | 2,600 | $13,000 | thousands by filing date | call |
| NOODLES & CO | 65540B905 | COM CL A | 900 | $13,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y907 | CALL | 3,100 | $13,000 | thousands by filing date | call |
| VEDANTA LIMITED | 92242Y900 | CALL | 2,500 | $13,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D954 | PUT | 1,000 | $13,000 | thousands by filing date | put |
| COLUMBIA PIPELINE PARTNERS L | 198281957 | COM UT REPSTG | 1,000 | $13,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 9158906 | COM | 100 | $13,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ARBOR RLTY TR INC | 38923958 | COM | 2,000 | $13,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| OXFORD INDS INC | 691497309 | COM | 166 | $12,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 500 | $12,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,858 | $12,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P956 | COM | 4,000 | $12,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP | 957638909 | COM | 400 | $12,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GRO | 606822904 | SPONSORED ADS | 2,000 | $12,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U909 | COM | 800 | $12,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP | 706327903 | Call | 500 | $12,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,300 | $12,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 16,705 | $12,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 3,418 | $12,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 21,879 | $12,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 2,000 | $12,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,456 | $12,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 300 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL CABLE CORP | 369300958 | COM | 1,000 | $12,000 | thousands by filing date | put |
| WASHINGTON REIT | 939653901 | COM | 500 | $12,000 | thousands by filing date | call |
| KNIGHT TRANSPORTATION INC | 499064953 | COM | 500 | $12,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 10,000 | $12,000 | thousands by filing date | call |
| MEETME INC | 585141904 | Cmn | 7,800 | $12,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 6,400 | $12,000 | thousands by filing date | call |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 2,000 | $12,000 | thousands by filing date | put |
| PARKERVISION INC | 701354902 | COM | 62,200 | $12,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310956 | SH BEN INT | 1,200 | $12,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 3,000 | $12,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B952 | COM NEW | 7,500 | $12,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U909 | SHS | 2,000 | $12,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 800 | $12,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F900 | CALL | 1,600 | $12,000 | thousands by filing date | call |
| NUMEREX CORP PA | 67053A902 | CALL | 1,400 | $12,000 | thousands by filing date | call |
| ABENGOA YIELD PLC | G00349953 | Cmn | 700 | $12,000 | thousands by filing date | put |
| ABENGOA YIELD PLC | G00349903 | Cmn | 700 | $12,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G906 | Cmn | 1,000 | $12,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 8,200 | $12,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,982 | $11,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 579 | $11,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 382 | $11,000 | thousands by filing date | |
| PULTE GROUP INC | 745867901 | COM | 600 | $11,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 6,400 | $11,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA S.A | 399909900 | SPONSORED ADR | 600 | $11,000 | thousands by filing date | call |
| FIRST HORIZON CORPORATION | 320517955 | COM | 800 | $11,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072901 | COM | 200 | $11,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,927 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 758 | $11,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T957 | PUT | 600 | $11,000 | thousands by filing date | put |
| PRA GROUP INC | 69354N906 | CALL | 200 | $11,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q905 | CALL | 400 | $11,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 2,660 | $11,000 | thousands by filing date | |
| DOMTAR CORP | 257559903 | COM | 300 | $11,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445953 | COM | 600 | $11,000 | thousands by filing date | put |
| CONTANGO OIL GAS | 21075N904 | COM | 1,400 | $11,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC. COMMON STOCK | 60877T900 | Cmn | 700 | $11,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 2,100 | $11,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E953 | COM | 11,000 | $11,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K953 | COM | 1,000 | $11,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 23,700 | $11,000 | thousands by filing date | call |
| TRUECAR INC | 89785L957 | PUT | 2,200 | $11,000 | thousands by filing date | put |
| CARDIOVASCULAR SYS INC DEL | 141619906 | COM | 700 | $11,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X951 | PUT | 4,700 | $11,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 11,000 | $11,000 | thousands by filing date | call |
| SFX ENTMT INC | 784178953 | Cmn | 22,500 | $11,000 | thousands by filing date | put |
| METABOLIX INC | 591018902 | COM NEW | 8,000 | $11,000 | thousands by filing date | call |
| AROTECH CORP | 42682953 | COM NEW | 8,200 | $11,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| WILSHIRE BANCORP INC | 97186T958 | COM | 1,000 | $11,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP | 226344959 | UNIT LTD PARTNER | 5,000 | $11,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 600 | $10,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 550,300 | $10,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356907 | CALL | 24,800 | $10,000 | thousands by filing date | call |
| MODINE MFG CO | 607828950 | PUT | 1,300 | $10,000 | thousands by filing date | put |
| BAOZUN INC | 06684L953 | SPONSORED ADR | 2,000 | $10,000 | thousands by filing date | put |
| FLOWERS FOODS INC | 343498901 | COM | 400 | $10,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236956 | UNIT BEN INT | 1,700 | $10,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B957 | PUT | 1,300 | $10,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,100 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,718 | $10,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,400 | $10,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,700 | $10,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG-A | 26153C903 | COM | 600 | $10,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K904 | COM | 500 | $10,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S902 | Cmn | 1,500 | $10,000 | thousands by filing date | call |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 500 | $10,000 | thousands by filing date | call |
| bebe stores inc | 75571109 | CS | 10,195 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIOSCRIP INC | 09069N908 | COM | 5,600 | $10,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200956 | COM | 400 | $10,000 | thousands by filing date | put |
| DATALINK CORP | 237934904 | COM | 1,700 | $10,000 | thousands by filing date | call |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 1,100 | $10,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS L P | Y8565J901 | PARTNERSHIP UN | 700 | $10,000 | thousands by filing date | call |
| MARA HLDGS INC | 56585W203 | COM | 5,499 | $10,000 | thousands by filing date | |
| WESTROCK CO | 96145D955 | PUT | 200 | $10,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L901 | CALL | 200 | $10,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G900 | CALL | 2,100 | $10,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E903 | CALL | 300 | $10,000 | thousands by filing date | call |
| GASTAR EXPL INC NEW | 36729W902 | CALL | 8,600 | $10,000 | thousands by filing date | call |
| NEURODERM LTD | M74231957 | PUT | 500 | $10,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP | Y9384M901 | COM UNIT RP LT | 500 | $10,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X951 | COM | 1,300 | $10,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 49164905 | COM NEW | 300 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALLIQUA BIOMEDICAL INC | 19621200 | COM NEW | 3,188 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR METHODS CORP | 9128907 | COM PAR $.06 | 300 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| BELLATRIX EXPLORATION LTD | 78314901 | COM | 6,700 | $10,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 553 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 580 | $9,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,175 | $9,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 629 | $9,000 | thousands by filing date | |
| WIX COM LTD | M98068955 | PUT | 500 | $9,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,700 | $9,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668908 | COM | 200 | $9,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405952 | COM | 1,000 | $9,000 | thousands by filing date | put |
| TANGER INC | 875465956 | PUT | 600 | $9,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION | 87162W950 | PUT | 100 | $9,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO INC | G23773957 | PUT | 800 | $9,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 800 | $9,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,883 | $9,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 9,834 | $9,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 6,615 | $9,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 7,008 | $9,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 3,900 | $9,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,300 | $9,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 895 | $9,000 | thousands by filing date | |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 1,100 | $9,000 | thousands by filing date | call |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 3,200 | $9,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 3,600 | $9,000 | thousands by filing date | call |
| VOXX INTL CORP | 91829F904 | CL A | 1,200 | $9,000 | thousands by filing date | call |
| VOXX INTL CORP | 91829F954 | CL A | 1,200 | $9,000 | thousands by filing date | put |
| ROUNDYS INC | 779268951 | COM | 4,000 | $9,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,000 | $9,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C903 | CALL | 1,300 | $9,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q902 | COM | 800 | $9,000 | thousands by filing date | call |
| CANCER GENETICS INC | 13739U954 | PUT | 1,200 | $9,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,072 | $9,000 | thousands by filing date | |
| QUANTUM CORP | 747906904 | COM DSSG | 13,400 | $9,000 | thousands by filing date | call |
| TUBEMOGUL INC | 898570956 | Cmn | 900 | $9,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637906 | Cmn | 3,600 | $9,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC | 46513957 | COM | 300 | $9,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| IAO KUN GROUP HLDG CO LTD | G47204905 | ORD USD SHS | 5,000 | $9,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 801 | $8,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 470 | $8,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 303 | $8,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 100 | $8,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 53,900 | $8,000 | thousands by filing date | call |
| SLB LIMITED | 806857958 | PUT | 4,000 | $8,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 2,000 | $8,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T905 | COM | 3,000 | $8,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC | 12008R907 | COM | 600 | $8,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CO | 808625907 | COM | 200 | $8,000 | thousands by filing date | call |
| ENPHASE ENERGY INC | 29355A957 | COM | 2,200 | $8,000 | thousands by filing date | put |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,095 | $8,000 | thousands by filing date | |
| MESABI TR | 590672951 | PUT | 700 | $8,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 3,686 | $8,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,500 | $8,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,201 | $8,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,888 | $8,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 599 | $8,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 936 | $8,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,853 | $8,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,723 | $8,000 | thousands by filing date | |
| HHGREGG INC | 42833L908 | COM | 1,600 | $8,000 | thousands by filing date | call |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 2,100 | $8,000 | thousands by filing date | call |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 1,600 | $8,000 | thousands by filing date | call |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 400 | $8,000 | thousands by filing date | call |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 8,000 | $8,000 | thousands by filing date | call |
| DDR CORP | 23317H902 | Cmn | 500 | $8,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M907 | Cmn | 400 | $8,000 | thousands by filing date | call |
| VICAL INC CMN STK | 925602954 | Cmn | 17,000 | $8,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 1,000 | $8,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 4,200 | $8,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M950 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904908 | COM | 8,300 | $8,000 | thousands by filing date | call |
| CNINSURE INC | 18976M953 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP | 69478X905 | COM | 400 | $8,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017901 | COM | 5,400 | $8,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P951 | PUT | 1,000 | $8,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745903 | CALL | 200 | $8,000 | thousands by filing date | call |
| CANCER GENETICS INC | 13739U904 | CALL | 1,000 | $8,000 | thousands by filing date | call |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 5,500 | $8,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,402 | $8,000 | thousands by filing date | |
| IXYS CORP | 46600W906 | CALL | 700 | $8,000 | thousands by filing date | call |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K903 | Cmn | 5,800 | $8,000 | thousands by filing date | call |
| Atara Biotherapeutics Inc. | 46513107 | COM | 261 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ASCENT CAP GROUP INC | 43632958 | COM SER A | 300 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 167 | $7,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,500 | $7,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,748 | $7,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 481 | $7,000 | thousands by filing date | |
| CITIZENS INC | 174740950 | PUT | 1,000 | $7,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 16,100 | $7,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 800 | $7,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273959 | SPON ADR REP B | 2,400 | $7,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTA | 05946K901 | SPONSORED ADR | 800 | $7,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 2,200 | $7,000 | thousands by filing date | put |
| ICON PUB LTD CO | G4705A950 | SHS | 100 | $7,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 2,000 | $7,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 17,040 | $7,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 1,000 | $7,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497909 | CALL | 100 | $7,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO INC | G23773907 | CALL | 600 | $7,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 361 | $7,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 600 | $7,000 | thousands by filing date | |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 1,300 | $7,000 | thousands by filing date | call |
| REGAL ENTERTAINMENT GROUP-A | 758766909 | COM | 400 | $7,000 | thousands by filing date | call |
| CBL ASSOCIATES PROPERTIES | 124830950 | COM | 500 | $7,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 4,977 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 1,000 | $7,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667955 | Cmn | 400 | $7,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 800 | $7,000 | thousands by filing date | call |
| NIPPON TELEG & TEL CORP | 654624905 | SPONSORED ADR | 200 | $7,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A906 | SPONSORED ADR | 1,600 | $7,000 | thousands by filing date | call |
| ROSETTA GENOMICS LTD | M82183906 | SHS NEW NIS 0.6 | 2,700 | $7,000 | thousands by filing date | call |
| CATALENT INC | 148806952 | PUT | 300 | $7,000 | thousands by filing date | put |
| DURECT CORP | 266605954 | PUT | 3,700 | $7,000 | thousands by filing date | put |
| EXONE CO | 302104954 | COM | 1,000 | $7,000 | thousands by filing date | put |
| VOXELJET AG | 92912L957 | PUT | 1,600 | $7,000 | thousands by filing date | put |
| AVIANCA HLDGS SA | 05367G950 | PUT | 1,400 | $7,000 | thousands by filing date | put |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 6,500 | $7,000 | thousands by filing date | put |
| AEGON N V | 7924953 | NY REGISTRY SH | 1,200 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ALEXZA PHARMACEUTICALS INC | 15384909 | COM NEW | 5,200 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| AMERICAN EQTY INVT LIFE HLD | 25676906 | COM | 300 | $7,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ALIMERA SCIENCES INC | 16259953 | COM | 3,000 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| HEALTHSTREAM INC | 42222N103 | COM | 252 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 865 | $6,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 246 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 450 | $6,000 | thousands by filing date | |
| VENTAS INC | 92276F900 | COM | 100 | $6,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP | 910873955 | SPON ADR NEW | 3,500 | $6,000 | thousands by filing date | put |
| AUTONATION INC | 05329W902 | COM | 100 | $6,000 | thousands by filing date | call |
| QUALYS INC | 74758T903 | COM | 200 | $6,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T902 | UNITS | 200 | $6,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R909 | COM UNITS | 200 | $6,000 | thousands by filing date | call |
| HORMEL FOODS CORP | 440452950 | COM | 100 | $6,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242901 | COM | 700 | $6,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826959 | COM NEW | 300 | $6,000 | thousands by filing date | put |
| CARMAX INC | 143130902 | COM | 100 | $6,000 | thousands by filing date | call |
| CBRE GROUP INC | 12504L959 | CL A | 200 | $6,000 | thousands by filing date | put |
| EVOLUTION PETE CORP | 30049A957 | PUT | 1,000 | $6,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC | 624758908 | CALL | 800 | $6,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 3,000 | $6,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 540 | $6,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 179 | $6,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,057 | $6,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 871 | $6,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,647 | $6,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 6,000 | $6,000 | thousands by filing date | |
| COLFAX CORP | 194014906 | COM | 200 | $6,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603906 | COM | 400 | $6,000 | thousands by filing date | call |
| MCEWEN MINING INC | 58039P957 | Cmn | 6,500 | $6,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 16,300 | $6,000 | thousands by filing date | call |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 1,100 | $6,000 | thousands by filing date | put |
| SPIRIT AIRLINES INC | 848577902 | Cmn | 20,100 | $6,000 | thousands by filing date | call |
| LIVEDEAL INC | 538144304 | COM NEW | 3,486 | $6,000 | thousands by filing date | |
| Alimera Sciences Inc | 16259103 | CS | 2,938 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 21,900 | $6,000 | thousands by filing date | call |
| REGIONAL MGMT CORP | 75902K956 | PUT | 400 | $6,000 | thousands by filing date | put |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 7,297 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122901 | CALL | 800 | $6,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691953 | PUT | 600 | $6,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 3,400 | $6,000 | thousands by filing date | call |
| INTELSAT S A | L5140P951 | PUT | 1,000 | $6,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 128,900 | $6,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 1,628 | $6,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J905 | Cmn | 12,300 | $6,000 | thousands by filing date | call |
| ANALOG DEVICES INC | 32654905 | COM | 100 | $6,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| APPLIED MATLS INC | 38222955 | COM | 400 | $6,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| GRAMERCY PPTY TR INC | 38489R955 | COM NEW | 300 | $6,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 468 | $5,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 100 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 500 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 640 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,647 | $5,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 100 | $5,000 | thousands by filing date | call |
| CORNING INC | 219350905 | CALL | 300 | $5,000 | thousands by filing date | call |
| NEOGEN CORP | 640491956 | COM | 100 | $5,000 | thousands by filing date | put |
| RAPID7 INC | 753422954 | COM | 200 | $5,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC | 253393952 | COM | 100 | $5,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736L909 | CALL | 200 | $5,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G902 | CALL | 400 | $5,000 | thousands by filing date | call |
| WALKER & DUNLOP INC | 93148P902 | CALL | 200 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000932540-15-000013 | this filing | 2015-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000932540-15-000015 | base | 2015-11-20 | acceptance time not in the bulk data set |